Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 26 August 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 63,715,038 4.84% 712,443 0.05%
securities
(2) Derivatives 7,118,350 0.54% 6,729,149 0.51%
(other than
options)
(3) Options and 2,900,000 0.22% 3,014,000 0.23%
agreements to
purchase/sell
Total 73,733,388 5.60% 10,455,592 0.79%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 8,130 19.8539
Purchase 142 20.5100
Purchase 362 20.0300
Purchase 600 19.7833
Purchase 742 20.0279
Purchase 842 20.0450
Purchase 900 19.9183
Purchase 1,194 20.0300
Purchase 3,992 20.4281
Purchase 5,000 19.8529
Purchase 5,849 19.9749
Purchase 7,543 20.2362
Purchase 7,817 20.5909
Purchase 12,009 19.9931
Purchase 12,475 20.1674
Purchase 75 16.1
Purchase 75 16.23
Purchase 25,114 20.0300
Purchase 441,761 20.0273
Purchase 2,317,692 20.5050
Purchase 207 16.05
Purchase 7,817 20.5909
Sale 912 20.2683
Sale 207 16.05
Sale 842 20.0450
Sale 842 20.0300
Sale 75 16.1
Sale 400 20.4700
Sale 845 16.29
Sale 142 20.5100
Sale 50 20.0300
Sale 742 20.0300
Sale 1,442 20.8550
Sale 20,000 20.0200
Sale 4,817 20.0300
Sale 81,263 20.3959
Sale 6,947 20.4555
Sale 76,000 20.0260
Sale 37 Transfer
Sale 60,544 20.3130
Sale 75 16.1
Sale 10,939 20.3520
Sale 11,122 20.2118
Sale 25,114 20.0300
Sale 12,791 20.6883
Sale 14,245 20.1934
Sale 2,317,692 20.5050
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 10627 20.03
CFD Long 14245 20.1933
CFD Long 60544 20.313
CFD Long 10939 20.352
CFD Long 81263 20.3958
CFD Long 15564 20.5377
CFD Long 12791 20.6882
CFD Long 9454 20.6935
CFD Short 600 19.7833
CFD Short 8130 19.8539
CFD Short 900 19.9183
CFD Short 12009 19.993
CFD Short 441761 20.0273
CFD Short 10197 20.3414
CFD Short 10522 20.4302
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 27 August 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -29,000 1,700.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk