Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 27 August 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 63,623,337 4.83% 942,766 0.07%
securities
(2) Derivatives 7,315,788 0.56% 6,570,715 0.50%
(other than
options)
(3) Options and 2,753,800 0.21% 2,838,800 0.22%
agreements to
purchase/sell
Total 73,692,925 5.60% 10,352,281 0.79%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 4,908 19.7800
Purchase 346 20.0300
Purchase 1,600 20.0063
Purchase 1,873 19.7800
Purchase 2,070 19.7800
Purchase 2,454 19.7800
Purchase 2,786 19.7800
Purchase 2,854 20.0200
Purchase 50 19.9000
Purchase 3,172 19.8574
Purchase 5,374 19.7800
Purchase 5,634 19.7800
Purchase 7,401 19.8317
Purchase 11,398 20.0472
Purchase 26,282 20.0521
Purchase 3,012 19.7800
Purchase 27,270 20.0497
Purchase 29,381 20.0526
Purchase 56,409 19.7940
Purchase 12,400 19.9973
Sale 300 19.9882
Sale 346 20.0300
Sale 228 19.9105
Sale 194 19.9105
Sale 623 19.9595
Sale 630 19.7800
Sale 1,212 19.9105
Sale 1,374 19.7800
Sale 1,592 19.9105
Sale 52,791 19.6853
Sale 600 19.8830
Sale 32,116 19.9105
Sale 30,606 19.7497
Sale 11,490 19.9105
Sale 2,568 19.9105
Sale 27,270 20.0497
Sale 2,800 19.8035
Sale 27,270 20.0517
Sale 276,842 19.9291
Sale 15,739 19.8107
Sale 5,496 20.0225
Sale 15,000 20.2726
Sale 8,340 19.8670
Sale 11,398 20.0493
Sale 1,873 19.7800
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 52791 19.6853
CFD Long 290 19.7017
CFD Long 30606 19.7497
CFD Long 2800 19.8035
CFD Long 600 19.883
CFD Long 276842 19.9291
CFD Long 623 19.9594
CFD Long 5496 20.0225
CFD Long 27270 20.0496
CFD Long 26282 20.0521
CFD Long 29381 20.0526
CFD Short 627 19.615
CFD Short 56409 19.7939
CFD Short 3366 19.9204
CFD Short 2486 19.9233
CFD Short 623 19.9595
CFD Short 12400 19.9972
CFD Short 2854 20.0199
CFD Short 22372 20.0398
CFD Short 782 20.0537
CFD Short 451 20.1219
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 28 August 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -29,000 1,700.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk