Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 28 August 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 63,615,615 4.83% 1,120,339 0.09%
securities
(2) Derivatives 7,479,294 0.57% 6,609,445 0.50%
(other than
options)
(3) Options and 2,900,000 0.22% 3,014,000 0.23%
agreements to
purchase/sell
Total 73,994,909 5.62% 10,743,784 0.82%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 17,180 20.2462
Purchase 1,517 20.2100
Purchase 3,837 20.2796
Purchase 1,100 20.1450
Purchase 841 20.2100
Purchase 7,062 20.0802
Purchase 7,155 20.2100
Purchase 8,459 20.2956
Purchase 450 20.2100
Purchase 1,847 20.2978
Purchase 16,925 20.2037
Purchase 4,414 20.2350
Purchase 28,572 20.2898
Purchase 31,452 20.3377
Purchase 132 20.2100
Purchase 109 19.7800
Purchase 7,692 20.3575
Purchase 12,718 20.0697
Purchase 126 20.2100
Purchase 35,693 20.2100
Purchase 184 20.3091
Purchase 515 20.2100
Purchase 205 20.2037
Purchase 250 20.2740
Purchase 71,863 20.2537
Purchase 46,996 20.2037
Purchase 264 20.2100
Sale 800 20.2800
Sale 1,700 20.1588
Sale 300 20.2967
Sale 1,350 20.3700
Sale 1,133 20.2019
Sale 109 19.7800
Sale 616 20.2163
Sale 841 20.2100
Sale 450 20.2100
Sale 626 20.1989
Sale 409 20.4374
Sale 509 20.2100
Sale 125 20.2789
Sale 9,875 20.2219
Sale 26,256 20.2100
Sale 23,739 20.2100
Sale 2,082 20.2165
Sale 1,988 20.2165
Sale 1,107 20.2165
Sale 515 20.2100
Sale 204 20.2165
Sale 267,517 20.3393
Sale 37,583 20.2219
Sale 32,874 20.2163
Sale 4,429 20.2163
Sale 10,822 20.3570
Sale 1,959 20.2163
Sale 7,813 20.3224
Sale 7,062 20.0823
Sale 7,004 20.3623
Sale 6,240 20.2163
Sale 21 20.2000
Sale 4,900 20.2806
Sale 100 20.2967
Sale 2,706 20.2100
Sale 2,600 20.1381
Sale 2,460 20.2163
Sale 22,029 20.2163
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 104 20.115
CFD Long 2600 20.138
CFD Long 1700 20.1588
CFD Long 247 20.21
CFD Long 125 20.2788
CFD Long 800 20.28
CFD Long 4900 20.2805
CFD Long 400 20.2967
CFD Long 267517 20.3393
CFD Long 7004 20.3622
CFD Short 1100 20.145
CFD Short 6854 20.1982
CFD Short 14730 20.204
CFD Short 13283 20.21
CFD Short 4656 20.2113
CFD Short 4607 20.2269
CFD Short 71863 20.2537
CFD Short 7309 20.2579
CFD Short 125 20.279
CFD Short 3837 20.2796
CFD Short 31452 20.3376
CFD Short 7692 20.3575
CFD Short 805 20.4089
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 01 September 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -29,000 1,700.0000 EURO 18/09/2009
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk