Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 02 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 63,450,440 4.82% 645,594 0.05%
securities
(2) Derivatives 6,974,364 0.53% 6,560,687 0.50%
(other than
options)
(3) Options and 2,900,000 0.22% 3,014,000 0.23%
agreements to
purchase/sell
Total 73,324,804 5.57% 10,220,281 0.78%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 6,464 18.9308
Purchase 380 18.9257
Purchase 427 18.7800
Purchase 625 19.2200
Purchase 1,270 19.2547
Purchase 1,270 19.2547
Purchase 1,283 18.9100
Purchase 1,328 18.7850
Purchase 1,380 18.9100
Purchase 2,600 18.9716
Purchase 3,204 18.8374
Purchase 50 19.2200
Purchase 3,906 19.3050
Purchase 7,347 18.9000
Purchase 7,347 18.9100
Purchase 27,333 18.8600
Purchase 725,338 19.0065
Purchase 24,700 15.24052632
Purchase 10,966 18.8860
Purchase 15,662 18.9107
Purchase 690 15.25
Purchase 15,986 18.9379
Purchase 380 18.9257
Sale 380 18.925658
Sale 1,174 18.8833
Sale 346,089 18.7957
Sale 690 15.25
Sale 1,770 18.8833
Sale 380 18.9257
Sale 230 18.9100
Sale 625 19.2200
Sale 6,022 18.8833
Sale 1,575 18.8833
Sale 2,219 18.9370
Sale 60,000 18.9100
Sale 3,053 19.3050
Sale 3,675 18.9313
Sale 16,712 18.8421
Sale 24,700 15.240526
Sale 7,347 18.9000
Sale 12,482 18.8993
Sale 10,062 18.8464
Sale 84,165 18.9884
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 346089 18.7956
CFD Long 10062 18.8464
CFD Long 529 18.8919
CFD Long 3675 18.9313
CFD Long 84165 18.9884
CFD Short 10966 18.8859
CFD Short 4583 18.9281
CFD Short 6464 18.9307
CFD Short 15986 18.9379
CFD Short 6073 18.9382
CFD Short 1529 18.9396
CFD Short 4654 18.9397
CFD Short 6594 18.9398
CFD Short 2600 18.9716
CFD Short 725338 19.0064
CFD Short 11787 19.0636
CFD Short 114 19.0761
CFD Short 11998 19.1092
CFD Short 19915 19.1224
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 03 September 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -29,000 1,700.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk