Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 03 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 63,670,373 4.84% 1,082,773 0.08%
securities
(2) Derivatives 7,404,665 0.56% 6,506,603 0.49%
(other than
options)
(3) Options and 2,900,000 0.22% 2,814,000 0.21%
agreements to
purchase/sell
Total 73,975,038 5.62% 10,403,376 0.79%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 17,085 19.4681
Purchase 3,173 19.4400
Purchase 7,245 19.4500
Purchase 2,029 19.3421
Purchase 1,740 19.6059
Purchase 1,393 19.4400
Purchase 600 19.1100
Purchase 12,364 19.4372
Purchase 13,128 19.4400
Purchase 13,591 19.5285
Purchase 5,859 19.4400
Purchase 543 19.4400
Purchase 9,765 19.1596
Purchase 75,000 19.4497
Purchase 164 18.9100
Purchase 21,303 19.3233
Purchase 23,277 19.3233
Purchase 25,074 19.6233
Purchase 454 19.4400
Purchase 25,170 19.4950
Purchase 50,328 19.4400
Purchase 18,710 19.5092
Purchase 266,600 19.5124
Purchase 14,366 19.5347
Purchase 78,691 19.5037
Purchase 89,418 19.6474
Sale 2,268 19.4270
Sale 261 19.4610
Sale 2,000 19.4800
Sale 751 18.9046
Sale 500 19.3818
Sale 1,040 19.2371
Sale 6,600 19.2033
Sale 7,245 19.4400
Sale 7,245 19.4500
Sale 9,100 19.2006
Sale 9,618 19.1600
Sale 164 18.9100
Sale 10,244 19.4574
Sale 495,131 19.4274
Sale 11,903 19.5045
Sale 16,520 19.5336
Sale 17,960 19.5190
Sale 25,170 19.4950
Sale 93,900 19.4858
Sale 266,600 19.5124
Sale 10,096 19.4420
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 8398 19.182
CFD Long 9100 19.2005
CFD Long 6600 19.2033
CFD Long 1040 19.2371
CFD Long 44580 19.3233
CFD Long 500 19.3818
CFD Long 495131 19.4274
CFD Long 2654 19.44
CFD Long 531 19.4451
CFD Long 10244 19.4573
CFD Long 93900 19.4858
CFD Long 11903 19.5044
CFD Long 1123 19.53
CFD Long 14343 19.5429
CFD Long 7818 19.5673
CFD Short 600 19.11
CFD Short 78691 19.5036
CFD Short 13591 19.5284
CFD Short 14366 19.5346
CFD Short 1740 19.6059
CFD Short 25074 19.6233
CFD Short 89418 19.6474
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Optio Purchasing 100000 22 American 17/12/2010 -3.2
Put Option Purchasing 100000 22 American 17/12/2010 -5.4
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 04 September 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -29,000 1,700.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk