Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 08 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 64,108,241 4.87% 984,306 0.07%
securities
(2) Derivatives 7,143,700 0.54% 6,510,796 0.49%
(other than
options)
(3) Options and 2,953,800 0.22% 2,838,800 0.22%
agreements to
purchase/sell
Total 74,205,741 5.64% 10,333,902 0.78%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 23,686 20.3650
Purchase 1,889 20.4435
Purchase 3,162 20.3650
Purchase 1,284 20.4424
Purchase 3,191 20.6578
Purchase 3,400 20.4818
Purchase 3,702 20.4437
Purchase 600 20.4651
Purchase 75 20.5825
Purchase 9,537 20.5463
Purchase 2,473 20.6626
Purchase 23,029 20.4523
Purchase 5,746 20.6320
Purchase 25,000 20.3650
Purchase 25,318 20.7040
Purchase 27,000 19.8282
Purchase 51,858 20.6754
Purchase 89,798 20.4109
Purchase 103,713 20.4495
Purchase 1 20.6600
Purchase 2 20.6600
Purchase 50 20.3650
Purchase 376 20.0700
Sale 762 20.3950
Sale 376 20.0700
Sale 300 20.3016
Sale 2,717 20.7496
Sale 3,162 20.3650
Sale 115 19.0050
Sale 7,700 20.3047
Sale 13,403 20.5105
Sale 372,743 20.7145
Sale 50 20.2500
Sale 7,071 20.3650
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 300 20.3016
CFD Long 7700 20.3047
CFD Long 2317 20.3818
CFD Long 10933 20.3819
CFD Long 9822 20.3842
CFD Long 4228 20.6487
CFD Long 663 20.7023
CFD Long 4003 20.7115
CFD Long 372743 20.7145
CFD Long 2717 20.7495
CFD Short 89798 20.4109
CFD Short 103713 20.4494
CFD Short 600 20.4651
CFD Short 3400 20.4817
CFD Short 75 20.5825
CFD Short 5746 20.6319
CFD Short 3191 20.6578
CFD Short 51858 20.6753
CFD Short 25318 20.7039
CFD Short 7830 20.7363
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 09 September 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -29,000 1,700.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk