Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 09 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 64,486,742 4.90% 942,044 0.07%
securities
(2) Derivatives 7,026,393 0.53% 6,576,527 0.50%
(other than
options)
(3) Options and 2,953,800 0.22% 2,837,200 0.22%
agreements to
purchase/sell
Total 74,466,935 5.66% 10,355,771 0.79%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 744 20.6750
Purchase 4,220 20.4600
Purchase 251,142 20.3650
Purchase 3,390 20.2659
Purchase 2,757 20.4600
Purchase 2,427 20.1876
Purchase 1,827 20.4600
Purchase 1,380 20.4600
Purchase 5,200 20.4503
Purchase 1,125 20.4600
Purchase 4,220 20.4600
Purchase 623 20.4600
Purchase 599 20.4600
Purchase 491 20.4600
Purchase 349 20.4600
Purchase 275 20.3650
Purchase 50 20.4600
Purchase 15,000 17.03
Purchase 1,375 20.5195
Purchase 25,000 20.4426
Purchase 179,972 20.6129
Purchase 67,658 20.3650
Purchase 44,290 20.3589
Purchase 43,000 20.4534
Purchase 35,470 20.4764
Purchase 24,765 20.5223
Purchase 18,553 20.4600
Purchase 8,561 20.2856
Purchase 6,270 20.5800
Purchase 13,464 20.4189
Purchase 11,250 20.5150
Sale 112,400 20.4603
Sale 50 20.1750
Sale 137 20.5501
Sale 154 20.6282
Sale 88,351 20.4311
Sale 275 20.3650
Sale 67,658 20.3650
Sale 767 20.4690
Sale 599 20.7950
Sale 2,590 20.2303
Sale 3,100 20.3422
Sale 12,082 20.5887
Sale 5,788 20.5665
Sale 15,000 17.03
Sale 20,416 20.2887
Sale 18,553 20.4600
Sale 2,544 20.5752
Sale 4,220 20.4600
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 20416 20.2887
CFD Long 3100 20.3422
CFD Long 88351 20.431
CFD Long 4507 20.4955
CFD Long 14101 20.4989
CFD Long 9111 20.5001
CFD Long 1892 20.5005
CFD Long 8823 20.5069
CFD Long 5788 20.5664
CFD Short 44290 20.3588
CFD Short 25000 20.4425
CFD Short 5200 20.4503
CFD Short 43000 20.4534
CFD Short 35470 20.4763
CFD Short 6270 20.5799
CFD Short 179972 20.6129
NB: The below transactions which were previously disclosed have been cancelled
Deal Date Long/Short Number of Securities Price per unit (GBP)
31/08/2009 Short 75 20.5825
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 10 September 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -29,000 1,700.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk