Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 10 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 64,517,160 4.90% 816,889 0.06%
securities
(2) Derivatives 6,896,505 0.52% 6,528,017 0.50%
(other than
options)
(3) Options and 2,953,800 0.22% 2,838,800 0.22%
agreements to
purchase/sell
Total 74,367,465 5.65% 10,183,706 0.77%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 10,000 20.4600
Purchase 624 20.2410
Purchase 594 20.4000
Purchase 347,354 20.2566
Purchase 4,000 20.2230
Purchase 489 20.2400
Purchase 4,105 20.4000
Purchase 4,220 20.4600
Purchase 1,982 20.4000
Purchase 1,505 20.3013
Purchase 3,895 20.3982
Purchase 6,767 20.4452
Purchase 2,201 20.3019
Purchase 8,589 20.4592
Purchase 6,049 20.7275
Purchase 14,050 20.3811
Purchase 17,216 20.4600
Purchase 1,400 20.6514
Purchase 137 20.4600
Purchase 26,378 20.4000
Purchase 1,025 20.1810
Purchase 902 20.4000
Purchase 783 20.7199
Purchase 50 20.5950
Purchase 140,500 20.3811
Purchase 753 20.2459
Purchase 7,451 20.5083
Sale 636 20.2729
Sale 201 20.3100
Sale 137 20.4600
Sale 130 20.1832
Sale 123 20.2650
Sale 100 20.3000
Sale 50 20.5950
Sale 463 20.2950
Sale 680 20.5468
Sale 50 20.5950
Sale 4,000 20.2102
Sale 4,083 20.3168
Sale 4,220 20.4600
Sale 6,291 20.3941
Sale 19,769 20.3222
Sale 24,800 20.5164
Sale 34,900 20.4915
Sale 58,805 20.1871
Sale 67,658 20.3650
Sale 70,600 20.3811
Sale 156,396 20.5781
Sale 3,354 20.4888
NB: The below transactions which were previously disclosed have been cancelled
Deal Date Purchase/Sale Number of Securities Price per unit (GBP)
31/08/2009 Purchase 75 20.5825
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 58805 20.1871
CFD Long 4000 20.2101
CFD Long 4083 20.3167
CFD Long 19769 20.3221
CFD Long 3354 20.4888
CFD Long 34900 20.4914
CFD Long 24800 20.5163
CFD Long 156396 20.578
CFD Long 2979 20.698
CFD Short 4000 20.223
CFD Short 347354 20.2565
CFD Short 13486 20.3923
CFD Short 3895 20.3982
CFD Short 4613 20.4415
CFD Short 3616 20.4569
CFD Short 7451 20.5082
CFD Short 6049 20.7274
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 11 September 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -29,000 1,700.0000 EURO 18/09/2009
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk