Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 11 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 63,841,846 4.85% 758,265 0.06%
securities
(2) Derivatives 6,821,349 0.52% 6,714,774 0.51%
(other than
options)
(3) Options and 2,953,800 0.22% 2,838,800 0.22%
agreements to
purchase/sell
Total 73,616,995 5.59% 10,311,839 0.78%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Securities Price per unit
(GBP)
Purchase 181 20.55
Purchase 582 20.55
Purchase 4,440 20.55
Purchase 4,283 20.55
Purchase 1,600 20.8708
Purchase 362 20.55
Purchase 3,558 20.8253
Purchase 7,362 20.55
Purchase 9,815 20.55
Purchase 600 20.7631
Purchase 183 21.0213
Purchase 17,211 20.4
Purchase 17,404 20.3809
Purchase 21,607 20.8997
Purchase 321,044 20.9315
Purchase 31 20.4
Purchase 32,156 20.6848
Purchase 84,300 20.3293
Purchase 70,110 20.8666
Purchase 4 20.4
Purchase 60,000 20.55
Purchase 38,213 20.8372
Purchase 47,800 20.3293
Sale 713 20.948
Sale 822 20.9543
Sale 807 20.8388
Sale 805 20.8212
Sale 794 20.88
Sale 1,292 20.9073
Sale 866 20.9073
Sale 736 20.9478
Sale 943 20.8529
Sale 1,333 20.9073
Sale 650 25.188
Sale 646 20.9073
Sale 635 20.8388
Sale 1,354 20.7932
Sale 629 20.8212
Sale 612 20.9543
Sale 1,373 20.9543
Sale 780 20.8354
Sale 1,042 20.8213
Sale 1,231 20.9543
Sale 1,204 20.8388
Sale 1,200 20.9691
Sale 1,241 20.9504
Sale 1,199 20.8213
Sale 1,159 20.9864
Sale 1,107 20.55
Sale 1,105 20.9073
Sale 937 20.8213
Sale 1,049 20.8388
Sale 914 20.9479
Sale 1,038 20.9865
Sale 471 20.8213
Sale 1,268 20.9543
Sale 993 20.88
Sale 969 20.8388
Sale 965 20.8212
Sale 942 20.8388
Sale 1,004 20.8354
Sale 1,052 20.9543
Sale 96 20.8528
Sale 184 20.8213
Sale 175 20.8354
Sale 170 20.8388
Sale 158 20.8217
Sale 131 20.8354
Sale 130 20.9487
Sale 124 20.8528
Sale 118 21.02
Sale 478 20.8388
Sale 100 20.8529
Sale 221 20.9073
Sale 82 20.8528
Sale 65 20.8529
Sale 51 20.8354
Sale 47 20.8528
Sale 45 20.8354
Sale 31 20.4
Sale 17 20.8526
Sale 15 20.8525
Sale 4 20.4
Sale 117 20.9473
Sale 333 20.8354
Sale 582 21.05
Sale 541 20.7932
Sale 524 20.8528
Sale 516 20.8354
Sale 485 20.7932
Sale 1,393 20.8354
Sale 476 20.9478
Sale 446 20.55
Sale 403 20.55
Sale 190 20.8388
Sale 353 20.9481
Sale 191 20.8528
Sale 293 20.8529
Sale 285 20.55
Sale 270 20.8354
Sale 261 20.8354
Sale 256 20.9543
Sale 250 20.9073
Sale 234 20.9543
Sale 224 20.8354
Sale 609 20.9477
Sale 377 20.8529
Sale 6,625 20.7932
Sale 1,848 20.8212
Sale 9,023 20.8212
Sale 9,001 20.8388
Sale 8,783 20.9404
Sale 8,067 20.55
Sale 8,004 20.8707
Sale 7,856 20.7932
Sale 7,820 20.7976
Sale 7,454 20.8354
Sale 10,106 20.7932
Sale 6,996 20.9479
Sale 11,015 20.9866
Sale 6,327 20.9866
Sale 6,268 20.55
Sale 5,849 20.9866
Sale 5,686 20.9866
Sale 5,283 20.55
Sale 5,183 20.7932
Sale 2,155 20.55
Sale 2,107 20.9543
Sale 1,596 20.8388
Sale 7,249 20.9866
Sale 22,971 20.8354
Sale 273,053 20.85
Sale 159,442 20.9866
Sale 75,125 20.7932
Sale 70,250 20.3293
Sale 60,025 20.55
Sale 53,870 20.9866
Sale 37,727 20.9073
Sale 35,768 20.9543
Sale 26,740 20.8212
Sale 9,595 20.9866
Sale 25,374 20.7932
Sale 1,839 20.8388
Sale 21,438 20.9866
Sale 20,764 20.9479
Sale 20,292 20.55
Sale 17,211 20.4
Sale 16,660 20.9866
Sale 15,100 20.3418
Sale 14,048 20.9866
Sale 12,713 20.9073
Sale 12,066 20.9543
Sale 26,653 20.8388
Sale 2,282 20.7932
Sale 1,850 20.55
Sale 2,745 20.55
Sale 2,740 20.7932
Sale 2,661 20.7932
Sale 2,591 20.9073
Sale 2,516 20.8354
Sale 2,450 20.9543
Sale 2,397 20.55
Sale 2,361 20.8212
Sale 2,797 20.8212
Sale 2,315 20.9479
Sale 2,797 20.8529
Sale 2,226 20.9073
Sale 2,218 20.55
Sale 2,179 20.9479
Sale 1,594 20.8212
Sale 1,581 20.9543
Sale 1,547 20.9479
Sale 1,500 20.6187
Sale 1,461 20.55
Sale 1,448 20.9073
Sale 2,352 20.8388
Sale 3,626 20.55
Sale 1,797 20.7932
Sale 1,665 20.9073
Sale 5,100 20.5247
Sale 5,089 20.9073
Sale 4,876 20.9866
Sale 4,823 20.9543
Sale 4,505 20.7932
Sale 4,149 20.55
Sale 3,959 20.9073
Sale 2,789 20.8388
Sale 3,756 20.9543
Sale 1,428 20.9478
Sale 3,598 20.8212
Sale 3,587 20.8388
Sale 3,399 20.7932
Sale 3,345 20.9073
Sale 3,159 20.9543
Sale 2,965 20.7932
Sale 2,905 20.9865
Sale 2,810 20.8958
Sale 2,799 20.9479
Sale 3,843 20.9866
NB: The below transactions which were previously disclosed have been cancelled
Deal Date Purchase/Sale Number of Securities Price per unit (GBP)
10/09/2009 Sale 6,291 20.3941
10/09/2009 Purchase 6,767 20.4452
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 5100 20.5247
CFD Long 1500 20.6186
CFD Long 294 20.7044
CFD Long 273053 20.85
CFD Long 1241 20.9503
CFD Long 1200 20.9691
CFD Long 650 25.188
CFD Short 5779 20.7557
CFD Short 600 20.7631
CFD Short 3558 20.8253
CFD Short 38213 20.8371
CFD Short 663 20.841
CFD Short 8420 20.8526
CFD Short 12434 20.8534
CFD Short 5902 20.8629
CFD Short 70110 20.8666
CFD Short 13350 20.8672
CFD Short 63095 20.8698
CFD Short 1600 20.8708
CFD Short 321044 20.9314
CFD Short 183 21.0212
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 14 September 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -29,000 1,700.0000 EURO 18/09/2009
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk