Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 14 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 64,242,320 4.88% 779,192 0.06%
securities
(2) Derivatives 6,792,654 0.52% 7,369,648 0.56%
(other than
options)
(3) Options and 2,953,800 0.22% 2,838,800 0.22%
agreements to
purchase/sell
Total 73,988,774 5.62% 10,987,640 0.83%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Securities Price per unit
(GBP)
Purchase 50,564 20.1103
Purchase 1,900 20.3175
Purchase 19,589 20.2325
Purchase 1,339 20.5581
Purchase 4,463 20.6600
Purchase 11,247 20.3293
Purchase 10,003 20.0579
Purchase 2,600 20.4482
Purchase 38,506 20.0317
Purchase 11,790 19.9595
Purchase 343 20.4600
Purchase 36,553 20.3293
Purchase 313 20.5500
Purchase 3,529 20.6600
Purchase 83,950 20.3631
Purchase 103,788 20.4473
Purchase 738,054 20.0848
Purchase 38,506 20.031701
Purchase 1,900 20.317521
Sale 3,800 20.0479
Sale 2,715 20.0224
Sale 4,004 20.0224
Sale 2,057 20.0224
Sale 4,120 20.0224
Sale 3,437 20.0224
Sale 1,900 20.3175
Sale 1,326 20.0650
Sale 830 20.0224
Sale 8,849 20.0224
Sale 751 20.0224
Sale 600 20.1261
Sale 313 20.5500
Sale 185 20.0432
Sale 159 20.3732
Sale 100 20.6192
Sale 90 20.4123
Sale 1,284 20.0191
Sale 26,600 20.0536
Sale 1,900 20.3175
Sale 111,468 20.0224
Sale 83,950 20.3631
Sale 79,159 20.2745
Sale 70,300 20.3811
Sale 56,200 20.3631
Sale 42,150 20.4646
Sale 38,506 20.0317
Sale 37,685 20.0224
Sale 7,022 20.0224
Sale 30,363 20.0070
Sale 5,099 20.0224
Sale 20,237 20.1555
Sale 14,980 20.0224
Sale 11,639 20.0224
Sale 11,461 20.1110
Sale 38,506 20.0317
Sale 7,705 20.0224
Sale 89 20.6782
Sale 6,601 20.6600
Sale 5,723 20.1780
Sale 5,127 20.0224
Sale 30,400 20.0583
NB: The below transactions which were previously disclosed have been cancelled
Deal Date Purchase/Sale Number of Securities Price per unit (GBP)
11/09/2009 Purchase 47,800 20.3293
10/09/2009 Sale 70,600 20.3811
08/09/2009 Purchase 103,713 20.4495
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 30363 20.0069
CFD Long 1284 20.019
CFD Long 3800 20.0479
CFD Long 26600 20.0535
CFD Long 30400 20.0582
CFD Long 3671 20.083
CFD Long 600 20.126
CFD Long 79159 20.2744
CFD Long 100 20.6192
CFD Short 738054 20.0848
CFD Short 50564 20.1102
CFD Short 37758 20.1277
CFD Short 9567 20.1637
CFD Short 19589 20.2325
CFD Short 103788 20.4473
CFD Short 2600 20.4482
CFD Short 1339 20.558
NB: The below transactions which were previously disclosed have been cancelled
Deal Date Long/Short Number of Securities Price per unit (GBP)
08/09/2009 Short 103,713 20.4494
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 15 September 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -29,000 1,700.0000 EURO 18/09/2009
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk