Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 15 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 63,771,661 4.84% 711,829 0.05%
securities
(2) Derivatives 6,739,563 0.51% 7,659,956 0.58%
(other than
options)
(3) Options and 2,953,800 0.22% 2,838,800 0.22%
agreements to
purchase/sell
Total 73,465,024 5.58% 11,210,585 0.85%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Securities Price per unit
(GBP)
Purchase 1,040 20.6237
Purchase 792 20.6900
Purchase 1,040 20.6237
Purchase 2,786 20.6900
Purchase 11,431 20.6900
Purchase 11,377 20.6237
Purchase 10,000 20.4709
Purchase 6,966 20.6900
Purchase 14,965 20.6900
Purchase 11,377 20.6237
Purchase 798 20.7000
Purchase 2,419 20.6900
Purchase 5,082 20.6668
Purchase 2,454 20.6900
Purchase 2,499 20.4861
Purchase 2,600 20.6828
Purchase 4,001 20.6518
Purchase 3,743 20.6900
Purchase 2,179 20.6900
Purchase 309,344 20.5865
Purchase 146 20.6600
Purchase 43,252 20.5705
Purchase 14,965 20.6750
Purchase 32,000 20.4950
Purchase 25,276 20.6860
Purchase 23,016 20.6900
Purchase 746 20.6237
Purchase 19,111 20.6886
Purchase 746 20.6237
Purchase 15,207 20.6257
Purchase 15,207 20.6257
Purchase 543 20.6900
Sale 148 20.5200
Sale 28,370 20.624772
Sale 45 20.6900
Sale 78 20.5950
Sale 2,419 20.6900
Sale 146 20.6600
Sale 1,000 20.6326
Sale 1,400 20.6021
Sale 1,350 20.4993
Sale 1,315 20.6021
Sale 1,163 20.6291
Sale 6,240 20.6900
Sale 792 20.6900
Sale 2,179 20.6900
Sale 13,128 20.6900
Sale 350,000 20.5500
Sale 191,747 20.6021
Sale 64,917 20.6021
Sale 53,642 20.7331
Sale 29,357 20.5277
Sale 28,862 20.6021
Sale 28,370 20.6248
Sale 27,916 20.6900
Sale 23,016 20.6900
Sale 18,630 20.6021
Sale 14,965 20.6750
Sale 5,898 20.6900
Sale 13,298 20.6021
Sale 3,378 20.6023
Sale 11,395 20.6021
Sale 9,231 20.6021
Sale 7,292 20.4871
Sale 6,931 20.6021
Sale 6,893 20.6021
Sale 6,471 20.6021
Sale 6,083 20.6021
Sale 5,458 20.6021
Sale 4,647 20.6021
Sale 4,249 20.6537
Sale 4,001 20.6224
Sale 13,984 20.6021
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 1350 20.4992
CFD Long 29357 20.5277
CFD Long 1163 20.629
CFD Long 1000 20.6326
CFD Long 53642 20.7331
CFD Short 103788 20.4495
CFD Short 2499 20.486
CFD Short 43252 20.5704
CFD Short 22506 20.5758
CFD Short 309344 20.5865
CFD Short 5085 20.5912
CFD Short 2600 20.6828
CFD Short 25276 20.686
CFD Short 19111 20.6885
CFD Short 238 20.69
NB: The below transactions which were previously disclosed have been cancelled
Deal Date Long/Short Number of Securities Price per unit (GBP)
08/09/2009 Short 103,788 20.4473
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 16 September 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased -29,000 1,700.0000 EURO 18/09/2009
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk