Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 16 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 63,841,886 4.85% 720,595 0.05%
securities
(2) Derivatives 6,661,891 0.51% 7,781,479 0.59%
(other than
options)
(3) Options and 2,953,800 0.22% 2,838,800 0.22%
agreements to
purchase/sell
Total 73,457,577 5.58% 11,340,874 0.86%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Securities Price per unit
(GBP)
Purchase 9,960 21.2450
Purchase 1,824 21.2730
Purchase 2,353 21.2450
Purchase 1 21.2050
Purchase 868 21.2450
Purchase 205,433 21.1725
Purchase 3,830 21.2450
Purchase 4,908 21.2450
Purchase 5,900 21.1841
Purchase 330 21.2152
Purchase 7,164 21.2450
Purchase 10,435 21.2450
Purchase 12,300 21.2016
Purchase 24,225 21.2047
Purchase 115 19.0050
Purchase 6,500 21.2042
Purchase 90 20.6900
Purchase 15,728 21.0201
Purchase 28,428 20.6600
Purchase 50,000 21.1579
Purchase 75,166 21.2564
Purchase 45 21.1450
Purchase 21,493 21.2639
Purchase 15,938 21.3002
Sale 509 21.2924
Sale 1,000 21.1415
Sale 1,200 21.4450
Sale 90 20.6900
Sale 1,200 21.1600
Sale 1,255 21.0861
Sale 900 21.0724
Sale 513 21.3750
Sale 388 21.2450
Sale 210 21.0861
Sale 1,440 21.0861
Sale 224 21.1150
Sale 3,039 21.0861
Sale 273 21.1450
Sale 258 21.1987
Sale 248 21.0861
Sale 640 21.1853
Sale 4,588 21.1975
Sale 152,171 21.3807
Sale 56,200 20.7376
Sale 50,000 21.1579
Sale 41,363 21.0861
Sale 28,428 20.6600
Sale 22,466 21.2530
Sale 14,134 21.0861
Sale 13,368 21.2285
Sale 2,743 21.0861
Sale 6,158 21.0861
Sale 1,583 21.0861
Sale 4,184 21.1900
Sale 4,071 21.1197
Sale 3,895 21.0861
Sale 2,941 21.0861
Sale 2,288 21.0861
Sale 2,000 21.3216
Sale 1,758 21.0861
Sale 1,750 21.0861
Sale 1,664 21.0861
Sale 10,435 21.2472
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 900 21.0723
CFD Long 4071 21.1196
CFD Long 1000 21.1415
CFD Long 258 21.1987
CFD Long 6924 21.282
CFD Long 2000 21.3215
CFD Long 152171 21.3807
CFD Short 3016 21.1616
CFD Short 1457 21.1659
CFD Short 205433 21.1725
CFD Short 26953 21.1825
CFD Short 5239 21.1832
CFD Short 5900 21.1841
CFD Short 12300 21.2016
CFD Short 6500 21.2041
CFD Short 24225 21.2047
CFD Short 330 21.2152
CFD Short 75166 21.2563
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 17 September 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -29,000 1,700.0000 EURO 18/09/2009
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk