Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 17 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 63,692,676 4.84% 918,828 0.07%
securities
(2) Derivatives 6,639,510 0.50% 8,021,538 0.61%
(other than
options)
(3) Options and 2,953,800 0.22% 2,948,800 0.22%
agreements to
purchase/sell
Total 73,285,986 5.57% 11,889,166 0.90%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Securities Price per unit
(GBP)
Purchase 1,360 21.5800
Purchase 4,908 21.2500
Purchase 14 21.2650
Purchase 3,653 21.3582
Purchase 442,200 21.2783
Purchase 3,608 21.1928
Purchase 2,354 21.2500
Purchase 11,306 21.0604
Purchase 2,277 21.2135
Purchase 15,453 21.5248
Purchase 4,933 21.2450
Purchase 21,333 21.2874
Purchase 6,273 21.3776
Purchase 1,194 21.2500
Purchase 388 21.2250
Purchase 200,000 Transfer
Purchase 566 21.0150
Purchase 433 21.2450
Purchase 834 21.4732
Purchase 71,150 21.1552
Sale 100 21.5200
Sale 100 21.5200
Sale 218 21.1865
Sale 388 21.2250
Sale 3,582 21.2500
Sale 3,500 21.3456
Sale 1,394 21.2500
Sale 430 21.5800
Sale 2,257 21.3613
Sale 433 21.2450
Sale 1,931 21.2751
Sale 1,561 21.2500
Sale 500 21.5000
Sale 566 21.2500
Sale 1,010 21.2500
Sale 2,299 21.2500
Sale 22,989 21.2847
Sale 200,000 Transfer
Sale 142,476 21.2848
Sale 126,718 21.2558
Sale 78,900 21.4850
Sale 55,825 21.2500
Sale 53,896 21.2334
Sale 51,560 21.2334
Sale 48,136 21.2500
Sale 42,704 21.3622
Sale 41,472 21.2824
Sale 30,493 21.2334
Sale 6,267 21.2334
Sale 24,894 21.2334
Sale 4,933 21.2450
Sale 21,626 21.2500
Sale 20,858 21.2334
Sale 19,968 21.2334
Sale 19,500 21.2500
Sale 13,436 21.2334
Sale 12,821 21.2334
Sale 12,427 21.2334
Sale 10,682 21.2334
Sale 10,553 21.2334
Sale 8,563 21.2334
Sale 7,709 21.2334
Sale 6,652 21.2334
Sale 25,353 21.3510
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 126718 21.2557
CFD Long 1931 21.2751
CFD Long 41472 21.2823
CFD Long 3500 21.3456
CFD Long 42704 21.3621
CFD Long 500 21.5
CFD Short 463 21.25
CFD Short 442200 21.2782
CFD Short 462 21.3252
CFD Short 3653 21.3581
CFD Short 4458 21.3586
CFD Short 17460 21.3608
CFD Short 6273 21.3776
CFD Short 834 21.4732
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
call optio writing 10000 1900 EURO 18/06/2010 425
call optio writing 100000 1900 EURO 18/06/2010 425
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 18 September 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -150,000 1,900.0000 EURO 18/09/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -29,000 1,700.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -110,000 1,900.0000 EURO 18/06/2010
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk