Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 18 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 62,956,809 4.78% 1,181,944 0.09%
securities
(2) Derivatives 6,623,240 0.50% 8,408,507 0.64%
(other than
options)
(3) Options and 2,953,800 0.22% 1,134,800 0.09%
agreements to
purchase/sell
Total 72,533,849 5.51% 10,725,251 0.81%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Securities Price per unit
(GBP)
Purchase 23,000 20.6672
Purchase 55,825 21.2500
Purchase 11,000 20.7278
Purchase 780 20.7200
Purchase 780 20.7200
Purchase 46,031 20.9056
Purchase 36,940 20.9010
Purchase 2,307 21.0873
Purchase 7,198 20.6900
Purchase 8,422 21.4795
Purchase 30,878 21.4795
Purchase 1,000 20.7231
Purchase 61,440 20.9508
Purchase 1,040 20.9000
Purchase 22,767 20.8709
Purchase 1,191 20.7722
Purchase 22,452 2095.9533
Purchase 24 20.7200
Purchase 19,519 20.9567
Purchase 1,359 Transfer
Purchase 12,183 20.6900
Purchase 2,197 20.9845
Purchase 1,976 20.6900
Purchase 3,291 20.8448
Purchase 293 20.7200
Purchase 4,490 20.961287
Purchase 3,291 20.8448
Purchase 141,600 20.72
Purchase 2,824 20.7200
Purchase 130 20.9579
Purchase 367,942 20.8023
Purchase 300,000 Transfer
Purchase 586 20.9320
Purchase 260 20.9585
Purchase 5,898 20.7200
Purchase 359 20.7150
Purchase 4,771 20.6900
Purchase 78,900 21.4827
Purchase 100,000 19.0000
Purchase 2,454 20.7200
Purchase 4,490 20.9613
Purchase 4,815 20.8581
Purchase 112,540 20.9400
Purchase 130,375 20.9400
Purchase 140,500 21.5142
Purchase 141,600 20.7200
Purchase 359 20.7200
Sale 2,307 20.9022
Sale 2,659 20.7200
Sale 2,284 20.8258
Sale 2,209 20.9557
Sale 2,124 20.8258
Sale 3,194 20.8258
Sale 807 20.7200
Sale 36 Transfer
Sale 86 20.7200
Sale 195 20.7200
Sale 240 20.7200
Sale 359 20.7150
Sale 484 20.7200
Sale 967 20.7200
Sale 520 20.7200
Sale 1,816 20.7200
Sale 945 20.7200
Sale 9,586 20.8258
Sale 960 20.9613
Sale 1,310 20.7200
Sale 1,652 20.7200
Sale 1,700 20.8007
Sale 1,703 20.7200
Sale 485 20.7200
Sale 144,891 20.7228
Sale 9,347 20.8258
Sale 33,544 20.8258
Sale 33,581 20.7863
Sale 48,576 20.8258
Sale 54,656 20.7200
Sale 55,815 20.9385
Sale 74,000 20.7200
Sale 100,000 19.0000
Sale 29,350 20.8258
Sale 110,373 20.8258
Sale 23,875 20.9218
Sale 150,000 19.0000
Sale 150,000 18.0000
Sale 210,000 17.0000
Sale 300,000 Transfer
Sale 325,446 20.8258
Sale 525,000 16.0000
Sale 960 20.9613
Sale 3,530 20.9613
Sale 100,000 19.0000
Sale 11,100 20.7975
Sale 3,530 20.9613
Sale 4,037 20.7200
Sale 4,422 20.9461
Sale 4,834 20.7200
Sale 7,191 20.7200
Sale 9,061 20.8258
Sale 9,497 20.8258
Sale 144,891 20.722835
Sale 32,826 20.8609
Sale 10,427 20.8258
Sale 3,246 20.7200
Sale 11,305 20.8258
Sale 11,816 20.8258
Sale 16,669 20.8258
Sale 18,656 20.7200
Sale 18,892 20.9112
Sale 21,544 20.8859
Sale 22,480 20.8258
Sale 23,000 20.6672
Sale 10,064 20.7200
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 33581 20.7862
CFD Long 11100 20.7975
CFD Long 1700 20.8007
CFD Long 1634 20.8407
CFD Long 32826 20.8609
CFD Long 23875 20.9218
CFD Long 4422 20.9461
CFD Short 1000 20.7231
CFD Short 11000 20.7277
CFD Short 912 20.7638
CFD Short 367942 20.8023
CFD Short 770 20.8391
CFD Short 4815 20.858
CFD Short 13100 20.8642
CFD Short 46031 20.9055
CFD Short 2950 20.9121
CFD Short 61440 20.9508
CFD Short 2197 20.9845
CFD Short 220 20.9857
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
option securities unit (Note 5)
call 100000 1900
call 150000 1800
call 150000 1900
call 210000 1700
call 525000 1600
put 29000 1700
put 100000 1600
put 150000 1800
put 400000 1600
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 21 September 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,000 20.0000 AMER 19/12/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -110,000 1,900.0000 EURO 18/06/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased 300 15.0000 AMER 19/12/2009
Option Purchased 5,600 17.5000 AMER 19/12/2009
Option Purchased 500 7.5000 AMER 19/12/2009
Option Purchased 5,600 12.5000 AMER 19/12/2009
Option Purchased 100 2.5000 AMER 19/12/2009
Option Purchased 200 5.0000 AMER 19/12/2009
Option Purchased 200 12.5000 AMER 19/12/2009
Option Purchased 300 25.0000 AMER 19/12/2009
Option Purchased 1,700 10.0000 AMER 19/12/2009
Option Purchased 3,400 10.0000 AMER 19/12/2009
Option Purchased 4,900 12.5000 AMER 19/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk