Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 22 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 63,149,030 4.80% 1,141,437 0.09%
securities
(2) Derivatives 6,606,922 0.50% 9,329,470 0.71%
(other than
options
(3) Options and 2,933,600 0.22% 1,117,400 0.08%
agreements to
purchase/sell
Total 72,689,552 5.52% 11,588,307 0.88%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Price per unit
Securities (GBP)
Purchase 9,638 20.9467
Purchase 3,020 20.9467
Purchase 2,042 20.6
Purchase 410 20.6
Purchase 5,000 20.9512
Purchase 1,988 20.9467
Purchase 5,497 20.9471
Purchase 6,623 20.6
Purchase 77 20.5
Purchase 1,500 20.8623
Purchase 11,975 20.8227
Purchase 1,400 20.625
Purchase 50 20.605
Purchase 42 20.395
Purchase 32,985 20.6
Purchase 1,192 21.0713
Purchase 116,543 20.9707
Purchase 64,440 20.7973
Purchase 73,150 20.6
Purchase 30,000 20.6
Sale 430 21.0116
Sale 416 20.945
Sale 855 21.0105
Sale 813 21.0198
Sale 410 20.6
Sale 797 20.7351
Sale 372 21.0099
Sale 338 21.0095
Sale 320 20.945
Sale 312 20.945
Sale 289 20.8303
Sale 859 21.0204
Sale 600 21.0594
Sale 467 20.6876
Sale 519 21.0106
Sale 537 20.6876
Sale 774 20.6876
Sale 561 20.6876
Sale 267 21.0096
Sale 161 21.0538
Sale 696 20.91
Sale 755 21.0538
Sale 735 21.0538
Sale 702 20.6876
Sale 728 20.7371
Sale 717 21.0176
Sale 452 20.6876
Sale 26 21.0128
Sale 69 20.6876
Sale 64 20.6876
Sale 51 21.0538
Sale 43 21.0168
Sale 41 21.015
Sale 192 20.945
Sale 29 21.013
Sale 80 20.945
Sale 24 20.945
Sale 20 20.6876
Sale 16 20.945
Sale 16 20.945
Sale 13 20.6876
Sale 8 20.945
Sale 40 21.0169
Sale 128 20.945
Sale 256 21.01
Sale 224 21.0098
Sale 217 21.0092
Sale 863 21.0538
Sale 174 21.0538
Sale 1,133 21.0104
Sale 69 21.0126
Sale 131 20.6876
Sale 77 20.5
Sale 106 20.9355
Sale 96 20.945
Sale 96 21.0538
Sale 96 20.945
Sale 80 20.945
Sale 257 21.0538
Sale 136 20.945
Sale 5,388 20.6983
Sale 3,642 21.0538
Sale 7,751 20.6985
Sale 7,628 21.0105
Sale 7,059 20.6987
Sale 6,800 21.0087
Sale 8,958 21.0091
Sale 5,630 20.6987
Sale 10,571 20.6993
Sale 5,057 20.6876
Sale 4,697 20.965
Sale 4,696 20.6985
Sale 4,571 20.6985
Sale 3,869 21.008
Sale 1,057 20.6876
Sale 6,503 21.0085
Sale 20,666 21.0094
Sale 74,585 20.8549
Sale 73,150 20.6
Sale 61,320 21.0095
Sale 52,140 20.9945
Sale 50,781 20.7022
Sale 8,324 21.0538
Sale 22,270 20.7021
Sale 3,045 20.965
Sale 17,310 20.7017
Sale 16,951 20.7009
Sale 14,959 20.6876
Sale 13,707 20.965
Sale 12,596 21.0088
Sale 11,997 20.8616
Sale 24,635 21.0538
Sale 1,129 21.0538
Sale 3,762 20.62
Sale 1,697 21.0538
Sale 1,693 20.6876
Sale 1,450 21.02
Sale 1,383 20.712
Sale 1,727 20.6876
Sale 150,185 20.7022
Sale 1,748 21.0091
Sale 8 20.945
Sale 1,000 20.6266
Sale 944 20.945
Sale 931 21.0187
Sale 902 21.0538
Sale 900 20.7552
Sale 1,237 21.0538
Sale 2,400 20.8767
Sale 2,817 21.0538
Sale 2,792 20.945
Sale 2,767 21.008
Sale 2,746 21.0538
Sale 2,716 20.6
Sale 1,698 21.01
Sale 2,553 21.0086
Sale 876 21.0102
Sale 2,219 20.6876
Sale 2,056 21.009
Sale 2,042 20.6
Sale 2,019 21.0204
Sale 1,960 21.0083
Sale 1,834 21.0356
Sale 2,573 21.0104
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 73150 20.6
CFD Long 1000 20.6266
CFD Long 900 20.7552
CFD Long 74585 20.8548
CFD Long 52140 20.9945
CFD Long 1834 21.0356
CFD Long 600 21.0593
CFD Short 73150 20.6
CFD Short 64440 20.7972
CFD Short 1500 20.8622
CFD Short 5000 20.9512
CFD Short 116543 20.9706
CFD Short 4068 20.9946
CFD Short 2418 20.9964
CFD Short 1807 20.9981
CFD Short 13900 21.0163
CFD Short 1192 21.0712
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 23 September 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -500 7.5000 AMER 19/12/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -110,000 1,900.0000 EURO 18/06/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -1,000 20.0000 AMER 20/03/2010
Option Purchased 10,300 10.0000 AMER 19/12/2009
Option Purchased -300 15.0000 AMER 20/03/2010
Option Purchased 200 15.0000 AMER 20/03/2010
Option Purchased 400 17.5000 AMER 20/03/2010
Option Purchased 500 7.5000 AMER 19/12/2009
Option Purchased 600 15.0000 AMER 19/12/2009
Option Purchased 1,000 20.0000 AMER 19/12/2009
Option Purchased 1,100 17.5000 AMER 19/12/2009
Option Purchased 2,300 12.5000 AMER 19/12/2009
Option Purchased 3,200 10.0000 AMER 19/12/2009
Option Purchased 5,700 17.5000 AMER 19/12/2009
Option Purchased 8,300 15.0000 AMER 19/12/2009
Option Purchased -5,600 12.5000 AMER 19/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk