Rule 8.3 - ANGLO AMERICAN
The date of dealing on the Rule 8.3 report published yesterday was shown incorrectly. This version shows the correct
details
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 21 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 63,610,339 4.83% 1,171,488 0.09%
securities
(2) Derivatives 6,623,240 0.50% 9,265,979 0.70%
(other than
options
(3) Options and 2,933,600 0.22% 1,117,400 0.08%
agreements to
purchase/sell
Total 73,167,179 5.56% 11,554,867 0.88%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 19,632 20.5000
Purchase 748 20.7200
Purchase 100,000 19.0000
Purchase 60,700 20.3878
Purchase 23,336 20.3890
Purchase 2,906 20.2985
Purchase 900 20.4031
Purchase 112,540 20.7200
Purchase 1,194 20.5000
Purchase 27,742 20.7151
Purchase 1,364 20.5000
Purchase 1,486 20.7200
Purchase 8,600 20.4986
Purchase 2,307 20.9000
Purchase 93 20.4000
Purchase 3,282 20.3766
Purchase 20,142 20.7200
Purchase 387 20.3750
Purchase 195 20.7200
Purchase 59 20.7200
Purchase 955,744 20.3960
Purchase 260 20.3150
Purchase 210,000 17.0000
Purchase 16 20.7200
Purchase 400 20.5034
Purchase 150,000 19.0000
Purchase 453 20.4472
Purchase 150,000 18.0000
Purchase 525,000 16.0000
Sale 2,530 20.3633
Sale 195 20.7200
Sale 2,721 20.3633
Sale 2,336 20.3633
Sale 2,319 20.3633
Sale 2,307 21.0895
Sale 2,834 20.3633
Sale 2,283 20.3633
Sale 2,218 20.3633
Sale 1,966 20.5000
Sale 1,486 20.7200
Sale 899 20.3362
Sale 1,359 20.7200
Sale 498 20.3633
Sale 1,236 20.3745
Sale 308 20.4150
Sale 7,768 20.4520
Sale 793 20.3633
Sale 748 20.7200
Sale 547 20.3633
Sale 269 20.4300
Sale 150,000 19.0000
Sale 6,486 20.3633
Sale 28,428 20.5000
Sale 72,463 20.3633
Sale 100,000 19.0000
Sale 112,540 20.7200
Sale 23,184 20.3914
Sale 150,000 18.0000
Sale 20,142 20.7200
Sale 210,000 17.0000
Sale 525,000 16.0000
Sale 16 20.7200
Sale 49 20.4300
Sale 50 20.5000
Sale 59 20.7200
Sale 138,089 20.4878
Sale 8,574 20.4962
Sale 3,120 20.5000
Sale 3,888 20.3633
Sale 4,909 20.4234
Sale 5,057 20.3633
Sale 7,414 20.3633
Sale 24,707 20.3633
Sale 8,561 20.7200
Sale 2,933 20.4036
Sale 10,100 20.5185
Sale 10,470 20.3980
Sale 10,777 20.3633
Sale 11,000 20.3530
Sale 13,419 20.5000
Sale 16,381 20.4583
Sale 64 20.3800
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 11000 20.3529
CFD Long 2933 20.4035
CFD Long 995 20.4375
CFD Long 7768 20.452
CFD Long 138089 20.4877
CFD Long 324 20.505
CFD Long 10100 20.5185
CFD Short 60700 20.3877
CFD Short 548 20.3958
CFD Short 955744 20.3959
CFD Short 900 20.403
CFD Short 1789 20.4069
CFD Short 8600 20.4986
CFD Short 400 20.5034
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
call 300 5
call 300 25
call 1000 22.5
call 1300 15
call 1700 10
call 4900 12.5
call 5600 17.5
put 100 2.5
put 200 5
put 200 12.5
put 2200 17.5
put 3400 10
put 7600 15
put 8800 7.5
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 22 September 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 500 7.5000 AMER 19/12/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -110,000 1,900.0000 EURO 18/06/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -1,000 20.0000 AMER 19/12/2009
Option Purchased 10,300 10.0000 AMER 19/12/2009
Option Purchased -300 15.0000 AMER 20/03/2010
Option Purchased 200 15.0000 AMER 20/03/2010
Option Purchased 400 17.5000 AMER 20/03/2010
Option Purchased 500 7.5000 AMER 19/12/2009
Option Purchased 600 15.0000 AMER 19/12/2009
Option Purchased 1,100 17.5000 AMER 19/12/2009
Option Purchased 2,300 12.5000 AMER 19/12/2009
Option Purchased 3,200 10.0000 AMER 19/12/2009
Option Purchased 5,700 17.5000 AMER 19/12/2009
Option Purchased 8,300 15.0000 AMER 19/12/2009
Option Purchased -5,600 12.5000 AMER 19/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk