Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 23 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 62,194,367 4.72% 1,112,666 0.08%
securities
(2) Derivatives 6,575,618 0.50% 8,670,073 0.66%
(other than
options
(3) Options and 2,933,600 0.22% 1,117,400 0.08%
agreements to
purchase/sell
Total 71,703,585 5.45% 10,900,139 0.83%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 6,710 20.6973
Purchase 1,208 20.6950
Purchase 700 20.9135
Purchase 658 20.5400
Purchase 2,000 20.7850
Purchase 413 20.7250
Purchase 1,400 20.9135
Purchase 300 20.9185
Purchase 8,622 20.8596
Purchase 167 20.8592
Purchase 11,178 20.5963
Purchase 136 20.6000
Purchase 19,654 20.7301
Purchase 75 20.8751
Purchase 400,000 Transfer
Purchase 14 20.8800
Purchase 11,315 20.6091
Purchase 83,200 20.5696
Sale 47 20.7687
Sale 1,400 20.7038
Sale 1,300 20.6175
Sale 1,209 20.6488
Sale 45 20.6950
Sale 600 20.7084
Sale 220 20.7791
Sale 418 20.7687
Sale 413 20.6950
Sale 413 20.7250
Sale 359 20.9650
Sale 136 20.6000
Sale 1,691 20.7480
Sale 198 20.7833
Sale 554 20.9650
Sale 3,301 20.7498
Sale 400,000 Transfer
Sale 250,000 19.0000
Sale 69,932 20.6763
Sale 46,399 20.7513
Sale 20,940 20.7588
Sale 15,692 20.7513
Sale 8,886 20.7137
Sale 6,880 20.7515
Sale 5,354 20.7513
Sale 5,340 20.6950
Sale 1,475 20.7191
Sale 4,132 20.6271
Sale 1,435 20.7479
Sale 2,772 20.8070
Sale 2,428 20.7492
Sale 2,210 20.7492
Sale 2,040 20.6950
Sale 2,000 20.9000
Sale 1,764 20.7485
Sale 603,300 20.7178
Sale 1,618 20.9650
Sale 6 20.7687
Sale 1,473 20.7481
Sale 5,262 20.7505
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 1209 20.6487
CFD Long 69932 20.6763
CFD Long 600 20.7083
CFD Long 8886 20.7137
CFD Long 603300 20.7178
CFD Short 6710 20.6972
CFD Short 2785 20.7505
CFD Short 3304 20.7517
CFD Short 2642 20.7641
CFD Short 26553 20.8053
CFD Short 4751 20.8057
CFD Short 167 20.8591
CFD Short 8622 20.8595
CFD Short 300 20.9185
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 24 September 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -500 7.5000 AMER 19/12/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -110,000 1,900.0000 EURO 18/06/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -1,000 20.0000 AMER 20/03/2009
Option Purchased 10,300 10.0000 AMER 19/12/2009
Option Purchased -300 15.0000 AMER 20/03/2009
Option Purchased 200 15.0000 AMER 20/03/2009
Option Purchased 400 17.5000 AMER 20/03/2009
Option Purchased 500 7.5000 AMER 19/12/2009
Option Purchased 600 15.0000 AMER 19/12/2009
Option Purchased 1,000 20.0000 AMER 19/12/2009
Option Purchased 1,100 17.5000 AMER 19/12/2009
Option Purchased 2,300 12.5000 AMER 19/12/2009
Option Purchased 3,200 10.0000 AMER 19/12/2009
Option Purchased 5,700 17.5000 AMER 19/12/2009
Option Purchased 8,300 15.0000 AMER 19/12/2009
Option Purchased -5,600 12.0000 AMER 19/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk