Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 24 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 61,652,374 4.68% 1,100,421 0.08%
securities
(2) Derivatives 6,586,361 0.50% 8,636,437 0.66%
(other than
options
(3) Options and 2,933,600 0.22% 1,117,400 0.08%
agreements to
purchase/sell
Total 71,172,335 5.41% 10,854,258 0.82%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 809 20.2900
Purchase 4,200 20.5657
Purchase 8,354 20.2900
Purchase 1,804 20.6950
Purchase 3,557 20.7585
Purchase 3,608 20.2900
Purchase 1,306 20.2900
Purchase 1,049 20.6485
Purchase 2,800 20.8213
Purchase 19,637 20.5090
Purchase 1,944 20.3697
Purchase 6,531 20.3183
Purchase 30,833 20.7270
Purchase 45 20.6000
Purchase 4,592 20.6260
Purchase 4,500 20.5707
Purchase 7,362 20.2900
Sale 3,838 20.5934
Sale 4,016 20.5934
Sale 4,176 20.4521
Sale 3,243 20.5934
Sale 2,648 20.6613
Sale 2,360 20.3306
Sale 2,064 20.4809
Sale 5,000 20.2889
Sale 1,600 20.3785
Sale 1,500 20.3785
Sale 909 20.5124
Sale 800 20.6100
Sale 775 20.5934
Sale 718 20.5934
Sale 670 20.8406
Sale 631 20.7400
Sale 600 20.4069
Sale 194 20.9250
Sale 2,064 20.4809
Sale 12,788 20.3489
Sale 53,598 20.2900
Sale 49,822 20.5934
Sale 38,662 20.4618
Sale 36,977 20.5934
Sale 33,867 20.2900
Sale 26,413 20.5934
Sale 24,089 20.7044
Sale 21,880 20.2900
Sale 18,128 20.5934
Sale 18,038 20.5934
Sale 16,954 20.2900
Sale 4,732 20.5934
Sale 13,662 20.5866
Sale 5,000 20.2889
Sale 12,613 20.5934
Sale 12,283 20.4719
Sale 11,840 20.2900
Sale 11,315 20.6113
Sale 9,360 20.2900
Sale 9,174 20.2900
Sale 7,946 20.6404
Sale 7,864 20.2900
Sale 7,551 20.5934
Sale 6,531 20.2879
Sale 109,364 20.5934
Sale 14,422 20.5349
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 6531 20.2878
CFD Long 5000 20.2888
CFD Long 600 20.4069
CFD Long 4176 20.4521
CFD Long 38662 20.4618
CFD Long 1370 20.5325
CFD Long 26284 20.5713
CFD Long 12542 20.5959
CFD Long 800 20.61
CFD Long 7946 20.6404
CFD Long 24089 20.7044
CFD Short 6531 20.3182
CFD Short 1944 20.3696
CFD Short 890 20.553
CFD Short 4200 20.5657
CFD Short 4500 20.5706
CFD Short 1093 20.5838
CFD Short 4592 20.6259
CFD Short 22856 20.6517
CFD Short 3382 20.6557
CFD Short 30833 20.727
CFD Short 2800 20.8213
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 25 September 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -300 15.0000 AMER 20/03/2010
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -110,000 1,900.0000 EURO 18/06/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -1,000 20.0000 AMER 20/03/2010
Option Purchased 10,300 10.0000 AMER 19/12/2009
Option Purchased -500 7.5000 AMER 19/12/2009
Option Purchased 200 15.0000 AMER 20/03/2010
Option Purchased 400 17.5000 AMER 20/03/2010
Option Purchased 500 7.5000 AMER 19/12/2009
Option Purchased 600 15.0000 AMER 19/12/2009
Option Purchased 1,000 20.0000 AMER 19/12/2009
Option Purchased 1,100 17.5000 AMER 19/12/2009
Option Purchased 2,300 12.5000 AMER 19/12/2009
Option Purchased 3,200 10.0000 AMER 19/12/2009
Option Purchased 5,700 17.5000 AMER 19/12/2009
Option Purchased 8,300 15.0000 AMER 19/12/2009
Option Purchased -5,600 12.0000 AMER 19/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk