Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 25 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 61,979,919 4.71% 1,343,860 0.10%
securities
(2) Derivatives 6,627,332 0.50% 9,409,670 0.71%
(other than
options
(3) Options and 2,933,600 0.22% 1,117,400 0.08%
agreements to
purchase/sell
Total 71,540,851 5.43% 11,870,930 0.90%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 1,500 20.4954
Purchase 23,782 20.6291
Purchase 23,718 20.4629
Purchase 15,332 20.5900
Purchase 9,148 20.5343
Purchase 5,519 20.2900
Purchase 843,802 20.4403
Purchase 4,624 20.5900
Purchase 4,140 20.5070
Purchase 25,238 20.4788
Purchase 2,012 20.5900
Purchase 4,847 20.4715
Purchase 1,500 20.3550
Purchase 809 20.2750
Purchase 800 20.4631
Purchase 648 20.5900
Purchase 600 20.4528
Purchase 181 20.5900
Purchase 120 20.6950
Purchase 100 20.3050
Purchase 4,140 20.507006
Purchase 2,360 20.5900
Purchase 155,755 20.4050
Purchase 103,837 20.4840
Purchase 43,250 20.3808
Purchase 32,512 20.5900
Purchase 550,000 Transfer
Purchase 48,136 20.5900
Sale 155,754 20.5900
Sale 140,741 20.4335
Sale 655 20.4915
Sale 576 20.4915
Sale 721 20.4186
Sale 347 20.4186
Sale 769 20.4186
Sale 137,000 20.3100
Sale 809 20.2750
Sale 900 20.5020
Sale 676 20.4915
Sale 1,118 20.4650
Sale 427 20.4186
Sale 65,013 20.4917
Sale 292 20.4186
Sale 279 20.4186
Sale 155,754 20.5900
Sale 177 20.4186
Sale 145 20.4186
Sale 77 20.4186
Sale 45 20.5900
Sale 44 20.4186
Sale 28 20.4186
Sale 550,000 Transfer
Sale 500 20.3416
Sale 38,317 20.4917
Sale 23,840 20.5668
Sale 26,622 20.4917
Sale 27,025 20.4735
Sale 20,637 20.6146
Sale 20,495 20.4685
Sale 16,947 20.4585
Sale 16,281 20.4918
Sale 15,332 20.5900
Sale 15,332 20.5900
Sale 31,408 20.4917
Sale 13,447 20.4918
Sale 9,020 20.5900
Sale 100,516 20.6088
Sale 7,000 20.3300
Sale 4,700 20.3882
Sale 5,000 20.2889
Sale 40,000 20.5797
Sale 4,140 20.507
Sale 4,140 20.5070
Sale 4,047 20.4918
Sale 3,251 20.4553
Sale 2,900 20.4054
Sale 54,499 20.3400
Sale 2,200 20.3534
Sale 2,021 20.6441
Sale 25,528 20.4917
Sale 69,433 20.4917
Sale 7,379 20.4918
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 500 20.3416
CFD Long 2200 20.3534
CFD Long 4700 20.3881
CFD Long 2900 20.4054
CFD Long 3674 20.4222
CFD Long 140741 20.4335
CFD Long 3251 20.4553
CFD Long 16947 20.4584
CFD Long 900 20.502
CFD Long 23840 20.5668
CFD Short 5000 20.2888
CFD Short 1500 20.3549
CFD Short 843802 20.4402
CFD Short 600 20.4528
CFD Short 800 20.463
CFD Short 433 20.465
CFD Short 4847 20.4714
CFD Short 25238 20.4787
CFD Short 1500 20.4954
CFD Short 23782 20.629
NB: The below transactions which were previously disclosed have been cancelled
Deal Date Long/Short Number of Securities Price per unit (GBP)
24/09/2009 Long 5,000 20.2888
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 28 September 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 5,700 17.5000 AMER 19/12/2009
Option Purchased 8,300 15.0000 AMER 19/12/2009
Option Purchased 10,300 10.0000 AMER 19/12/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -110,000 1,900.0000 EURO 18/06/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 3,200 10.0000 AMER 19/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 2,300 12.5000 AMER 19/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -5,600 12.0000 AMER 19/12/2009
Option Purchased -1,000 20.0000 AMER 20/03/2010
Option Purchased -500 7.5000 AMER 19/12/2009
Option Purchased -300 15.0000 AMER 20/03/2010
Option Purchased 200 15.0000 AMER 20/03/2010
Option Purchased 400 17.5000 AMER 20/03/2010
Option Purchased 500 7.5000 AMER 19/12/2009
Option Purchased 600 15.0000 AMER 19/12/2009
Option Purchased 1,000 20.0000 AMER 19/12/2009
Option Purchased 1,100 17.5000 AMER 19/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk