Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 28 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 61,498,141 4.67% 1,216,820 0.09%
securities
(2) Derivatives 6,593,615 0.50% 8,915,259 0.68%
(other than
options
(3) Options and 2,933,600 0.22% 1,117,400 0.08%
agreements to
purchase/sell
Total 71,025,356 5.40% 11,249,479 0.85%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 1,100 20.6051
Purchase 15,973 20.5835
Purchase 45 20.3800
Purchase 12,873 20.4029
Purchase 148 20.1000
Purchase 2,400 20.5963
Purchase 2,186 20.7200
Purchase 16,226 20.2553
Purchase 1,103 20.7200
Purchase 15,000 20.3894
Purchase 1,060 19.9840
Purchase 947 20.4950
Purchase 700 20.0470
Purchase 629 20.0000
Purchase 362 20.7200
Purchase 346 20.5900
Purchase 300 20.0470
Purchase 1,642 20.6886
Purchase 36,490 20.5422
Purchase 70,000 20.5934
Purchase 17,505 20.7200
Purchase 74,000 20.5900
Purchase 66,377 20.0540
Purchase 137,879 20.1235
Purchase 65,000 20.7200
Purchase 26,793 20.3395
Purchase 23,882 20.7200
Purchase 15,973 20.5835
Sale 346 20.5900
Sale 15,973 20.583456
Sale 629 20.7200
Sale 74,000 20.5900
Sale 877 20.7200
Sale 335 20.0450
Sale 589,448 20.5651
Sale 65,000 20.6276
Sale 15,000 20.3894
Sale 2,000 20.1145
Sale 40,042 20.0122
Sale 39,790 20.5290
Sale 4,667 20.4843
Sale 4,957 20.1840
Sale 7,913 20.3054
Sale 11,000 20.0750
Sale 30,000 20.7200
Sale 15,973 20.5835
Sale 24,322 20.3245
Sale 17,505 20.7200
Sale 1,900 19.9599
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 1900 19.9599
CFD Long 40042 20.0122
CFD Long 1089 20.2712
CFD Long 7913 20.3053
CFD Long 39790 20.529
CFD Long 589448 20.5651
CFD Short 137879 20.1234
CFD Short 6628 20.1349
CFD Short 22118 20.1562
CFD Short 12873 20.4028
CFD Short 36490 20.5422
CFD Short 2400 20.5963
CFD Short 1100 20.605
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 29 September 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Sold -300 15.0000 AMER 20/03/2010
Option Sold -250,000 1,900.0000 EURO 17/12/2010
Option Sold -110,000 1,900.0000 EURO 18/06/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Sold -750,000 1,800.0000 EURO 18/12/2009
Option Sold -1,000 20.0000 AMER 20/03/2010
Option Purchased 10,300 10.0000 AMER 19/12/2009
Option Sold -500 7.5000 AMER 19/12/2009
Option Purchased 200 15.0000 AMER 20/03/2010
Option Purchased 400 17.5000 AMER 20/03/2010
Option Purchased 500 7.5000 AMER 19/12/2009
Option Purchased 600 15.0000 AMER 19/12/2009
Option Purchased 1,000 20.0000 AMER 19/12/2009
Option Purchased 1,100 17.5000 AMER 19/12/2009
Option Purchased 2,300 12.5000 AMER 19/12/2009
Option Purchased 3,200 10.0000 AMER 19/12/2009
Option Purchased 5,700 17.5000 AMER 19/12/2009
Option Purchased 8,300 15.0000 AMER 19/12/2009
Option Sold -5,600 12.5000 AMER 19/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk