Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 29 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 61,695,394 4.69% 1,259,473 0.10%
securities
(2) Derivatives 6,574,386 0.50% 8,461,396 0.64%
(other than
options
(3) Options and 2,900,000 0.22% 1,110,000 0.08%
agreements to
purchase/sell
Total 71,169,780 5.41% 10,830,869 0.82%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 300,000 19.6394
Purchase 13,485 20.7200
Purchase 11,297 20.4329
Purchase 24,782 20.3532
Purchase 5,129 20.3435
Purchase 15,000 .2039
Purchase 2,700 20.5334
Purchase 16,351 20.7200
Purchase 394,134 20.4157
Purchase 400,000 19.8536
Purchase 2,667 20.5100
Purchase 2,454 20.4350
Purchase 1,476 20.4743
Purchase 75 20.5100
Purchase 152 20.7200
Purchase 1,464 20.5750
Sale 2,667 20.5122
Sale 6,900 20.3820
Sale 9,142 20.3872
Sale 11,297 20.4350
Sale 13,485 20.7200
Sale 3,784 20.4350
Sale 16,351 20.7200
Sale 911 20.4637
Sale 18,688 20.3364
Sale 1,213 20.4350
Sale 21,495 20.3555
Sale 25,825 20.5048
Sale 42,551 20.3364
Sale 46,549 20.3196
Sale 97,912 20.3456
Sale 300,000 19.6394
Sale 400,000 19.8536
Sale 50 20.4350
Sale 75 20.5050
Sale 152 20.7200
Sale 17,519 20.3364
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 300000 19.6393
CFD Long 400000 19.8535
CFD Long 46549 20.3195
CFD Long 97912 20.3456
CFD Long 6900 20.382
CFD Long 911 20.4637
CFD Short 18676 20.3084
CFD Short 394134 20.4157
CFD Short 664 20.5171
CFD Short 2700 20.5333
CFD Short 1464 20.575
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 30 September 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased -110,000 1,900.0000 EURO 18/06/2010
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk