Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 30 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 62,082,451 4.72% 1,148,655 0.09%
securities
(2) Derivatives 6,500,818 0.49% 8,338,870 0.63%
(other than
options
(3) Options and 2,933,600 0.22% 1,117,400 0.08%
agreements to
purchase/sell
Total 71,516,869 5.43% 10,604,925 0.81%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 2,836 19.9300
Purchase 1,204 19.9425
Purchase 13,541 20.2600
Purchase 13,500 19.9365
Purchase 853 20.2174
Purchase 1,993 19.93
Purchase 50 20.5850
Purchase 6,331 19.9300
Purchase 4,171 19.9300
Purchase 16,299 19.9400
Purchase 3,048 19.9300
Purchase 700 19.7758
Purchase 1,094 20.2773
Purchase 2,454 19.9300
Purchase 2,341 20.2782
Purchase 2,193 19.9300
Purchase 2,065 20.2400
Purchase 1,993 19.9300
Purchase 1,500 19.8133
Purchase 1,220 19.9300
Purchase 3,840 20.2261
Purchase 30,572 20.4326
Purchase 188 20.4350
Purchase 295,654 20.0958
Purchase 116,095 20.4731
Purchase 112,562 19.9300
Purchase 89,227 19.9300
Purchase 68,800 19.7671
Purchase 50,420 19.9300
Purchase 16,299 19.9300
Purchase 38,174 20.5669
Purchase 9,626 19.9300
Purchase 23,639 20.2389
Purchase 21,678 19.9300
Purchase 19,813 19.8987
Purchase 318 20.2850
Purchase 18,991 19.7953
Purchase 18,152 19.9753
Purchase 17,399 20.5229
Purchase 45,000 19.7994
Sale 950 19.6900
Sale 546 19.9300
Sale 1,204 19.9300
Sale 188 20.4350
Sale 600 19.8826
Sale 1,993 19.9300
Sale 2,600 20.4729
Sale 10,400 20.2557
Sale 11,500 19.9282
Sale 16,299 19.9400
Sale 17,005 20.0111
Sale 19,321 20.2811
Sale 19,722 19.9756
Sale 463,801 20.5656
Sale 1,993 19.93
Sale 9,836 19.9300
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 600 19.8826
CFD Long 11500 19.9282
CFD Long 17005 20.011
CFD Long 423778 20.1165
CFD Long 10400 20.2556
CFD Long 2600 20.4729
CFD Long 463801 20.5656
CFD Short 68800 19.767
CFD Short 700 19.7757
CFD Short 18991 19.7952
CFD Short 6131 19.8374
CFD Short 18152 19.9753
CFD Short 295654 20.0958
CFD Short 3840 20.226
CFD Short 30572 20.4325
CFD Short 280 20.5225
CFD Short 13828 20.5442
CFD Short 473633 20.5523
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 01 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Sold -500 7.5000 AMER 19/12/2009
Option Sold -250,000 1,900.0000 EURO 17/12/2010
Option Sold -110,000 1,900.0000 EURO 18/06/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Sold -750,000 1,800.0000 EURO 18/12/2009
Option Sold -1,000 20.0000 AMER 20/03/2009
Option Purchased 10,300 10.0000 AMER 19/12/2009
Option Sold -300 15.0000 AMER 20/03/2009
Option Purchased 200 15.0000 AMER 20/03/2009
Option Purchased 400 17.5000 AMER 20/03/2009
Option Purchased 500 7.5000 AMER 19/12/2009
Option Purchased 600 15.0000 AMER 19/12/2009
Option Purchased 1,000 20.0000 AMER 19/12/2009
Option Purchased 1,100 17.5000 AMER 19/12/2009
Option Purchased 2,300 12.5000 AMER 19/12/2009
Option Purchased 3,200 10.0000 AMER 19/12/2009
Option Purchased 5,700 17.5000 AMER 19/12/2009
Option Purchased 8,300 15.0000 AMER 19/12/2009
Option Sold -5,600 12.0000 AMER 19/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk