Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 01 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 61,528,795 4.67% 1,222,418 0.09%
securities
(2) Derivatives 6,614,166 0.50% 7,769,223 0.59%
(other than
options
(3) Options and 2,933,600 0.22% 1,117,400 0.08%
agreements to
purchase/sell
Total 71,076,561 5.40% 10,109,041 0.77%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 8,006 19.4313
Purchase 2,141 19.7316
Purchase 2,200 19.3674
Purchase 2,388 18.8600
Purchase 1,400 19.9576
Purchase 1,268 19.1600
Purchase 924 18.8700
Purchase 5,083 19.5042
Purchase 2,028 19.5550
Purchase 924 18.8600
Purchase 2,554 18.8600
Purchase 400 19.4329
Purchase 47,250 19.5093
Purchase 75 19.7500
Purchase 111,983 19.4455
Purchase 68,000 18.8694
Purchase 53,466 19.5507
Purchase 17,649 19.4469
Purchase 36,134 19.3012
Purchase 27,093 19.8529
Purchase 153 19.5400
Sale 924 18.8700
Sale 87 18.8600
Sale 400 19.3021
Sale 1,473 19.4655
Sale 1,679 19.4655
Sale 153 19.5400
Sale 1,268 18.8600
Sale 5,000 18.8506
Sale 128,500 19.5251
Sale 38,797 19.3385
Sale 23,143 19.4814
Sale 17,985 19.4678
Sale 12,915 18.8600
Sale 3,100 19.4423
Sale 5,507 19.4679
Sale 2,000 19.9700
Sale 4,724 20.0240
Sale 4,724 20.0240
Sale 3,447 18.8600
Sale 750,902 19.4458
Sale 3,138 19.7500
Sale 75 19.8850
Sale 8,597 19.2449
NB: The below transactions which were previously disclosed have been cancelled
Deal Date Purchase/Sale Number of Securities Price per unit (GBP)
30/09/2009 Sale 463,801 20.5656
30/09/2009 Purchase 295,654 20.0958
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 8597 19.2448
CFD Long 400 19.3021
CFD Long 3100 19.4423
CFD Long 750902 19.4458
CFD Long 23143 19.4814
CFD Long 128500 19.5251
CFD Long 153 19.54
CFD Long 424 19.826
CFD Long 2140 19.846
CFD Long 2000 19.97
CFD Long 473633 20.5501
CFD Short 2200 19.3674
CFD Short 8006 19.4313
CFD Short 400 19.4329
CFD Short 17649 19.4468
CFD Short 153 19.54
CFD Short 53466 19.5506
CFD Short 828 19.576
CFD Short 6877 19.5817
CFD Short 27093 19.8528
CFD Short 1400 19.9576
CFD Short 423778 20.1186
NB: The below transactions which were previously disclosed have been cancelled
Deal Date Long/Short Number of Securities Price per unit (GBP)
30/09/2009 Short 295,654 20.0958
30/09/2009 Long 463,801 20.5656
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 02 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Sold -500 7.5000 AMER 19/12/2009
Option Sold -250,000 1,900.0000 EURO 17/12/2010
Option Sold -110,000 1,900.0000 EURO 18/06/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Sold -750,000 1,800.0000 EURO 18/12/2009
Option Sold -1,000 20.0000 AMER 20/03/2009
Option Purchased 10,300 10.0000 AMER 19/12/2009
Option Sold -300 15.0000 AMER 20/03/2009
Option Purchased 200 15.0000 AMER 20/03/2009
Option Purchased 400 17.5000 AMER 20/03/2009
Option Purchased 500 7.5000 AMER 19/12/2009
Option Purchased 600 15.0000 AMER 19/12/2009
Option Purchased 1,000 20.0000 AMER 19/12/2009
Option Purchased 1,100 17.5000 AMER 19/12/2009
Option Purchased 2,300 17.5000 AMER 19/12/2009
Option Purchased 3,200 10.0000 AMER 19/12/2009
Option Purchased 5,700 17.5000 AMER 19/12/2009
Option Purchased 8,300 15.0000 AMER 19/12/2009
Option Sold -5,600 12.0000 AMER 19/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk