Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 02 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 61,583,929 4.68% 1,014,141 0.08%
securities
(2) Derivatives 6,586,906 0.50% 7,682,921 0.58%
(other than
options
(3) Options and 3,283,600 0.25% 1,117,400 0.08%
agreements to
purchase/sell
Total 71,454,435 5.43% 9,814,462 0.75%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 1,300 19.7916
Purchase 10,255 19.9300
Purchase 6,100 18.9227
Purchase 3,301 18.7332
Purchase 332 19.5850
Purchase 2,410 18.7650
Purchase 2,410 18.7650
Purchase 2,075 18.7650
Purchase 13,575 18.8371
Purchase 1,357 18.8582
Purchase 3,330 18.7650
Purchase 1,200 18.9224
Purchase 1,000 18.9224
Purchase 1,000 19.7916
Purchase 786 18.8176
Purchase 750 18.9408
Purchase 706 18.8600
Purchase 600 18.7523
Purchase 600 18.9000
Purchase 1,610 18.7728
Purchase 173,876 18.8682
Purchase 29,297 18.7565
Purchase 15,000 18.7701
Purchase 34,392 18.8781
Purchase 21,495 18.8416
Purchase 21,133 18.8179
Purchase 21,000 18.8359
Purchase 20,692 18.8509
Purchase 157,500 18.6000
Purchase 20,000 18.5575
Purchase 15,689 19.4269
Purchase 355,089 18.6525
Purchase 122 18.5950
Purchase 200,000 18.8047
Sale 1,068 18.8805
Sale 1,311 18.8805
Sale 386 18.8359
Sale 31,388 18.7473
Sale 550 18.8722
Sale 452,247 18.8342
Sale 800 18.4869
Sale 1,151 18.8805
Sale 705 18.8615
Sale 706 18.8600
Sale 1,471 18.8805
Sale 1,981 18.8805
Sale 200,000 18.8047
Sale 741 18.8606
Sale 1,200 18.8961
Sale 4,354 18.8805
Sale 13,475 18.7650
Sale 11,363 18.8805
Sale 10,653 18.8805
Sale 20,000 18.5272
Sale 10,255 19.9300
Sale 9,260 18.7752
Sale 8,088 19.5357
Sale 6,765 18.7650
Sale 6,630 18.5477
Sale 1,726 18.8624
Sale 4,766 18.8805
Sale 1,610 18.9381
Sale 171 18.8500
Sale 3,187 18.8805
Sale 3,178 18.9504
Sale 2,710 18.6350
Sale 2,139 18.8805
Sale 22,302 18.8610
Sale 1,878 18.8805
Sale 4,095 18.8805
Sale 26,288 18.8333
Sale 5,973 18.8805
NB: The below transactions which were previously disclosed have been cancelled
Deal Date Purchase/Sale Number of Securities Price per unit (GBP)
17/09/2009 Purchase 200,000 Transfer
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 800 18.4869
CFD Long 20000 18.5272
CFD Long 6630 18.5477
CFD Long 9260 18.7751
CFD Long 200000 18.8046
CFD Long 452247 18.8341
CFD Long 550 18.8721
CFD Long 1200 18.896
CFD Long 1610 18.9381
CFD Short 20000 18.5575
CFD Short 355089 18.6524
CFD Short 600 18.7522
CFD Short 1610 18.7728
CFD Short 2236 18.8299
CFD Short 13575 18.837
CFD Short 17448 18.8388
CFD Short 5577 18.8457
CFD Short 173876 18.8681
CFD Short 34392 18.878
CFD Short 932 18.8937
CFD Short 6100 18.9227
CFD Short 750 18.9407
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
put purchasing 350000 1850 EURO 20/11/2009 1.22
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 05 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Sold -500 7.5000 AMER 19/12/2009
Option Sold -250,000 1,900.0000 EURO 17/12/2010
Option Sold -110,000 1,900.0000 EURO 18/06/2010
Option Purchased 350,000 1,850.0000 EURO 20/11/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Sold -750,000 1,800.0000 EURO 18/12/2009
Option Sold -1,000 20.0000 AMER 20/03/2010
Option Purchased 10,300 10.0000 AMER 19/12/2009
Option Sold -300 15.0000 AMER 20/03/2009
Option Purchased 200 15.0000 AMER 20/03/2009
Option Purchased 400 17.5000 AMER 20/03/2009
Option Purchased 500 7.5000 AMER 19/12/2009
Option Purchased 600 15.0000 AMER 19/12/2009
Option Purchased 1,000 20.0000 AMER 19/12/2009
Option Purchased 1,100 17.5000 AMER 19/12/2009
Option Purchased 2,300 12.5000 AMER 19/12/2009
Option Purchased 3,200 10.0000 AMER 19/12/2009
Option Purchased 5,700 17.5000 AMER 19/12/2009
Option Purchased 8,300 15.0000 AMER 19/12/2009
Option Sold -5,600 12.0000 AMER 19/12/1989
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk