Rule 8.3 - ANGLO AMERICAN
The 8.3 form published yesterday showed an incorrect long and short option positions. The correct amount is shown in
today's form.
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 06 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 61,627,093 4.68% 1,805,047 0.14%
securities
(2) Derivatives 7,206,121 0.55% 6,594,934 0.50%
(other than
options
(3) Options and 3,283,600 0.25% 1,117,400 0.08%
agreements to
purchase/sell
Total 72,116,814 5.48% 9,517,381 0.72%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 663 20.7691
Purchase 181 19.5100
Purchase 1,464 21.0000
Purchase 15,165 19.2004
Purchase 14,410 19.2324
Purchase 197 21.0900
Purchase 13,711 20.8870
Purchase 11,578 20.5421
Purchase 5,250 20.5115
Purchase 221 21.0115
Purchase 3,100 19.75
Purchase 856 20.1937
Purchase 3,987 20.6168
Purchase 925 19.1050
Purchase 3,100 19.7500
Purchase 1,038 21.0000
Purchase 1,841 20.5701
Purchase 1,591 20.3142
Purchase 10,891 21.0000
Purchase 40,543 20.4692
Purchase 135,100 20.3986
Purchase 11,578 20.5421
Purchase 5,250 20.511471
Purchase 350,843 21.0000
Purchase 856 20.193662
Purchase 78,682 20.521409
Purchase 78,682 20.5214
Purchase 81,000 20.3986
Purchase 221 21.011471
Purchase 50 21.0000
Purchase 1,591 20.314155
Purchase 550,000 19.4337
Purchase 21,454 20.5701
Purchase 19,991 19.9635
Purchase 19,103 21.0000
Sale 1,355 21.0000
Sale 46,600 20.5137
Sale 14,090 20.376506
Sale 181 19.5100
Sale 386 21.0000
Sale 588 20.334736
Sale 182 19.9132
Sale 588 20.3347
Sale 16,415 19.2399
Sale 350,843 21.0000
Sale 143,500 20.4959
Sale 141,115 20.3987
Sale 117,128 20.9150
Sale 81,290 20.7234
Sale 46,600 20.5137
Sale 40,500 20.3986
Sale 40,000 20.5165
Sale 39,665 20.5251
Sale 4,497 19.2817
Sale 19,103 21.0000
Sale 2,106 20.0461
Sale 16,365 20.3861
Sale 16,200 19.4501
Sale 14,090 20.3765
Sale 10,891 21.0022
Sale 9,800 20.3878
Sale 1,052,780 20.4471
Sale 6,706 21.0000
Sale 40,000 20.5165
Sale 3,600 20.5729
Sale 2,364 20.4783
Sale 19,103 21.0000
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 550000 19.4337
CFD Long 6250 19.9839
CFD Long 2106 20.0461
CFD Long 4622 20.3131
CFD Long 16365 20.386
CFD Long 9800 20.3878
CFD Long 141115 20.3986
CFD Long 1052780 20.4471
CFD Long 7484 20.4955
CFD Long 10395 20.5058
CFD Long 81290 20.7234
CFD Short 19991 19.9635
CFD Short 2027 20.2832
CFD Short 3987 20.6167
CFD Short 663 20.769
CFD Short 611 21
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
Put -500 27
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 07 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Sold -500 7.5000 AMER 19/12/2009
Option Sold -250,000 1,900.0000 EURO 17/12/2010
Option Sold -110,000 1,900.0000 EURO 18/06/2010
Option Purchased 350,000 1,850.0000 EURO 20/11/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Sold -750,000 1,800.0000 EURO 18/12/2009
Option Sold -1,000 20.0000 AMER 20/03/2010
Option Purchased 10,300 10.0000 AMER 19/12/2009
Option Sold -300 15.0000 AMER 20/03/2010
Option Purchased 200 15.0000 AMER 20/03/2010
Option Purchased 400 17.5000 AMER 20/03/2010
Option Purchased 500 7.5000 AMER 19/12/2009
Option Purchased 600 15.0000 AMER 19/12/2009
Option Purchased 1,000 20.0000 AMER 19/12/2009
Option Purchased 1,100 17.5000 AMER 19/12/2009
Option Purchased 2,300 12.5000 AMER 19/12/2009
Option Purchased 3,200 10.0000 AMER 19/12/2009
Option Purchased 5,700 17.5000 AMER 19/12/2009
Option Purchased 8,300 15.0000 AMER 19/12/2009
Option Sold -5,600 12.5000 AMER 19/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk