Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 07 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 61,532,221 4.67% 1,939,815 0.15%
securities
(2) Derivatives 7,350,613 0.56% 6,477,130 0.49%
(other than
options
(3) Options and 3,283,600 0.25% 1,117,400 0.08%
agreements to
purchase/sell
Total 72,166,434 5.48% 9,534,345 0.72%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 15,000 21.3205
Purchase 2,644 21.1978
Purchase 1,995 20.9750
Purchase 1,337 21.0412
Purchase 5,146 20.9839
Purchase 9,830 20.9750
Purchase 1,198 21.0000
Purchase 1,167 20.9750
Purchase 1,044 20.9750
Purchase 2,840 20.9081
Purchase 65,415 21.0000
Purchase 27,743 21.0136
Purchase 642 20.9240
Purchase 256,967 20.8878
Purchase 43,500 20.9716
Purchase 130,352 20.8884
Purchase 12,000 20.9750
Purchase 10 20.9830
Sale 2,000 20.2443
Sale 1,995 20.9750
Sale 1,400 21.0479
Sale 591 20.8900
Sale 809 21.1353
Sale 1,198 21.0000
Sale 2,189 21.0720
Sale 927 20.9750
Sale 50 21.2000
Sale 9,900 21.0094
Sale 129,426 21.0189
Sale 77,394 21.2048
Sale 65,415 21.0000
Sale 30,000 21.0675
Sale 23,818 20.9878
Sale 15,000 21.3205
Sale 2,644 21.2000
Sale 11,929 20.8436
Sale 2,336 21.2397
Sale 9,852 21.0720
Sale 4,065 20.9750
Sale 395,308 21.1421
Sale 3,377 21.0720
Sale 247 21.0050
Sale 2,500 20.2443
Sale 14,100 21.0577
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 591 20.89
CFD Long 9900 21.0094
CFD Long 6422 21.0105
CFD Long 129426 21.0189
CFD Long 1400 21.0479
CFD Long 4387 21.0624
CFD Long 395308 21.142
CFD Long 27607 21.2027
CFD Long 77394 21.2047
CFD Long 2336 21.2396
CFD Short 256967 20.8877
CFD Short 130352 20.8884
CFD Short 10 20.983
CFD Short 5146 20.9839
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
Put -500 27
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 08 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Sold -5,600 12.5000 AMER 19/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 350,000 1,850.0000 EURO 20/11/2009
Option Sold -110,000 1,900.0000 EURO 18/06/2010
Option Sold -250,000 1,900.0000 EURO 17/12/2010
Option Sold -750,000 1,800.0000 EURO 18/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk