Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 08 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 61,158,727 4.65% 2,432,900 0.18%
securities
(2) Derivatives 7,816,778 0.59% 6,448,192 0.49%
(other than
options
(3) Options and 3,283,600 0.25% 1,117,400 0.08%
agreements to
purchase/sell
Total 72,259,105 5.49% 9,998,492 0.76%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 600 21.7317
Purchase 4,423 21.6844
Purchase 4,395 21.8200
Purchase 2,580 21.6503
Purchase 45 21.8200
Purchase 1,330 21.8200
Purchase 1,164 21.8200
Purchase 1,067 21.8200
Purchase 6,245 21.6823
Purchase 800 21.6850
Purchase 2,805 21.6800
Purchase 595 21.8200
Purchase 500 21.7226
Purchase 477 21.8200
Purchase 427 21.8200
Purchase 103 21.8200
Purchase 70 21.7900
Purchase 52 20.9750
Purchase 1,000 21.6850
Purchase 10,552 21.8200
Purchase 22,920 21.6534
Purchase 32,289 21.8190
Purchase 1,491 21.7653
Purchase 8,000 21.7200
Purchase 13,703 21.8200
Purchase 70,056 21.7949
Purchase 11,998 21.8200
Purchase 21,537 21.7034
Purchase 101,700 21.6231
Purchase 10,029 21.8200
Purchase 8,009 21.7730
Purchase 8,000 21.8828
Sale 82 20.8500
Sale 595 Transfer
Sale 427 21.8200
Sale 68,000 21.8029
Sale 70 21.4700
Sale 130,924 20.9230
Sale 33,789 21.6416
Sale 260,700 21.2503
Sale 52 20.9750
Sale 103 21.8200
Sale 597 21.8200
Sale 600 21.8721
Sale 875 21.7399
Sale 1,164 21.8200
Sale 12,148 21.6875
Sale 1,220 21.6744
Sale 1,330 21.8200
Sale 10,552 21.8223
Sale 646,220 21.7058
Sale 5,400 21.6150
Sale 5,460 21.8200
Sale 6,170 21.7474
Sale 6,547 21.7183
Sale 22,516 21.7161
NB: The below transactions which were previously disclosed have been cancelled
Deal Date Purchase/Sale Number of Securities Price per unit (GBP)
07/10/2009 Sale 395,308 21.1421
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 130924 20.923
CFD Long 260700 21.2503
CFD Long 33789 21.6415
CFD Long 12148 21.6874
CFD Long 646220 21.7058
CFD Long 2519 21.7273
CFD Long 5012 21.7276
CFD Long 4497 21.7328
CFD Long 6170 21.7474
CFD Long 9074 21.7912
CFD Long 600 21.872
CFD Short 101700 21.6231
CFD Short 22920 21.6534
CFD Short 4423 21.6844
CFD Short 1800 21.685
CFD Short 500 21.7226
CFD Short 1491 21.7653
CFD Short 8009 21.773
CFD Short 70056 21.7948
CFD Short 2343 21.798
CFD Short 8000 21.8827
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
Put -500 27
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 09 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Sold -500 7.5000 AMER 19/12/2009
Option Sold -250,000 1,900.0000 EURO 17/12/2010
Option Sold -110,000 1,900.0000 EURO 18/06/2010
Option Purchased 350,000 1,850.0000 EURO 20/11/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Sold -750,000 1,800.0000 EURO 18/12/2009
Option Sold -1,000 20.0000 AMER 20/03/2010
Option Purchased 10,300 10.0000 AMER 19/12/2009
Option Sold -300 15.0000 AMER 20/03/2010
Option Purchased 400 17.5000 AMER 20/03/2010
Option Purchased 600 15.0000 AMER 19/12/2009
Option Purchased 1,000 20.0000 AMER 19/12/2009
Option Purchased 1,100 17.5000 AMER 19/12/2009
Option Purchased 2,300 12.5000 AMER 19/12/2009
Option Purchased 3,200 10.0000 AMER 19/12/2009
Option Purchased 5,700 17.5000 AMER 19/12/2009
Option Purchased 8,300 15.0000 AMER 19/12/2009
Option Purchased 200 15.0000 AMER 20/03/2010
Option Purchased 500 7.5000 AMER 19/12/2009
Option Sold -5,600 12.5000 AMER 19/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk