Rule 8.3 - ANGLO AMERICAN
This rule 8.3 report replaces the previously published report which had an incorrect long securities holding figure.
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 12 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 59,571,153 4.52% 2,524,005 0.19%
securities
(2) Derivatives 7,811,825 0.59% 6,480,979 0.49%
(other than
options
(3) Options and 3,283,600 0.25% 1,114,900 0.08%
agreements to
purchase/sell
Total 70,666,578 5.37% 10,119,884 0.77%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 19,751 21.8396
Purchase 3,300 21.9325
Purchase 1,814 22.0130
Purchase 3,977 21.8605
Purchase 4,205 21.8003
Purchase 3,260 21.5546
Purchase 1,742 21.5900
Purchase 7,358 21.8796
Purchase 1,693 21.6100
Purchase 12,606 21.8796
Purchase 12,916 21.6701
Purchase 2,639 21.5900
Purchase 1,032 21.6100
Purchase 5,950 21.9450
Purchase 881 21.9450
Purchase 23,552 21.8796
Purchase 24,086 21.8668
Purchase 28,800 21.4811
Purchase 337 21.5900
Purchase 42,472 21.8880
Purchase 70,255 21.4811
Purchase 291 21.6000
Purchase 79,737 21.8226
Purchase 45 21.9450
Sale 500 21.8500
Sale 1,806 21.8830
Sale 57 21.8000
Sale 900 21.8751
Sale 1,872 21.9695
Sale 3,674 21.5000
Sale 7,226 21.5853
Sale 194,200 21.4811
Sale 9,500 21.4798
Sale 18,186 21.9229
Sale 19,373 22.0770
Sale 23,131 21.8556
Sale 25,369 21.8680
Sale 40,000 21.9450
Sale 73,719 21.8305
Sale 84,305 21.4811
Sale 94,039 21.9463
Sale 5,950 21.9450
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 9500 21.4797
CFD Long 3674 21.5
CFD Long 3404 21.5168
CFD Long 57 21.8
CFD Long 27954 21.8225
CFD Long 73719 21.8305
CFD Long 500 21.85
CFD Long 900 21.8751
CFD Long 1872 21.9695
CFD Short 79737 21.8225
CFD Short 3977 21.8604
CFD Short 42472 21.8879
CFD Short 3300 21.9325
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 13 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 350,000 1,850.0000 EURO 20/11/2009
Option Purchased -110,000 1,900.0000 EURO 18/06/2010
Option Purchased -250,000 1,900.0000 EURO 17/12/2010
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk