Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 14 October 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 59,478,252 4.52% 3,506,097 0.27%
securities
(2) Derivatives 8,631,075 0.66% 6,434,288 0.49%
(other than
options
(3) Options and 3,433,600 0.26% 1,264,900 0.10%
agreements to
purchase/sell
Total 71,542,927 5.43% 11,205,285 0.85%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 15,023 23.0063
Purchase 1,374 23.1100
Purchase 1,051 2325.3059
Purchase 4,912 22.4596
Purchase 12,916 23.0894
Purchase 14,502 22.7999
Purchase 4,908 23.1100
Purchase 25,050 22.6493
Purchase 460 21.7400
Purchase 37,552 22.7238
Purchase 90 22.7550
Purchase 42,554 22.7423
Purchase 250 22.6150
Purchase 36,295 22.4967
Purchase 57,650 23.1622
Sale 659 22.6119
Sale 1,374 22.9575
Sale 1,230 23.1100
Sale 230 23.1100
Sale 736 23.1100
Sale 500 23.2265
Sale 659 22.6119
Sale 1,508 21.9800
Sale 460 21.7400
Sale 460 23.1100
Sale 725 22.5874
Sale 5,731 23.1100
Sale 97,500 22.7000
Sale 65,000 23.0961
Sale 52,050 22.6119
Sale 52,050 22.6119
Sale 40,122 22.7254
Sale 35,172 22.8664
Sale 3,560 23.1100
Sale 11,291 22.6954
Sale 1,710 22.7098
Sale 5,408 23.1100
Sale 631,060 22.6390
Sale 4,810 23.1100
Sale 20 22.6625
Sale 3,297 23.1100
Sale 1,872 23.1100
Sale 25,030 22.8732
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 14601 22.4206
CFD Long 6232 22.4418
CFD Long 631060 22.639
CFD Long 11291 22.6954
CFD Long 1710 22.7098
CFD Long 25030 22.8731
CFD Long 500 23.2265
CFD Short 4912 22.4596
CFD Short 36295 22.4966
CFD Short 37552 22.7237
CFD Short 14502 22.7999
CFD Short 837 23.165
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 15 October 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Sold -1,000 20.0000 AMER 20/03/2010
Option Sold -250,000 1,900.0000 EURO 17/12/2010
Option Sold -150,000 1,950.0000 EURO 20/11/2009
Option Sold -110,000 1,900.0000 EURO 18/06/2010
Option Purchased 150,000 2,300.0000 EURO 20/11/2009
Option Purchased 350,000 1,850.0000 EURO 20/11/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 100,000 22.0000 AMER 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Sold -750,000 1,800.0000 EURO 18/12/2009
Option Sold -3,100 12.5000 AMER 19/12/2009
Option Purchased 10,300 10.0000 AMER 19/12/2009
Option Sold -500 7.5000 AMER 19/12/2009
Option Sold -300 15.0000 AMER 20/03/2010
Option Purchased 200 15.0000 AMER 20/03/2010
Option Purchased 400 17.5000 AMER 20/03/2010
Option Purchased 500 7.5000 AMER 19/12/2009
Option Purchased 600 15.0000 AMER 19/12/2009
Option Purchased 1,000 20.0000 AMER 19/12/2009
Option Purchased 1,100 17.5000 AMER 19/12/2009
Option Purchased 2,300 12.5000 AMER 19/12/2009
Option Purchased 3,200 10.0000 AMER 19/12/2009
Option Purchased 5,700 17.5000 AMER 19/12/2009
Option Purchased 8,300 15.0000 AMER 19/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk