Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 22 June 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 57,714,195 4.38% 6,020,347 0.46%
securities
(2) Derivatives 12,063,708 0.92% 6,705,960 0.51%
(other than
options)
(3) Options and 2,921,800 0.22% 2,829,800 0.21%
agreements to
purchase/sell
Total 72,699,703 5.52% 15,556,107 1.18%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
Purchase 4,515 16.9800
Purchase 19,362 17.1462
Purchase 19,357 17.1462
Purchase 18,755 17.1462
Purchase 17,027 17.4794
Purchase 13,475 17.8791
Purchase 10,004 16.9800
Purchase 8,981 17.1462
Purchase 8,693 16.9800
Purchase 8,220 17.1462
Purchase 5,737 17.1462
Purchase 5,003 16.9900
Purchase 22,198 17.5469
Purchase 4,573 17.1462
Purchase 10,441 17.1462
Purchase 3,003 17.1462
Purchase 2,456 17.6846
Purchase 1,915 17.0449
Purchase 1,529 16.9800
Purchase 1,486 16.2300
Purchase 903 16.9800
Purchase 900 17.1462
Purchase 840 17.9611
Purchase 835 17.1462
Purchase 622 17.3257
Purchase 415 17.8300
Purchase 400 17.4000
Purchase 4,800 17.1462
Purchase 49,000 17.7754
Purchase 150 16.2300
Purchase 15 16.2300
Purchase 90,373 16.2300
Purchase 32,986 16.9800
Purchase 34,820 16.2300
Purchase 46,722 17.1462
Purchase 26,879 16.9800
Purchase 143,448 17.1462
Purchase 103,463 17.4458
Purchase 37,284 17.5814
Purchase 146,000 17.7082
Purchase 34,988 16.9800
Purchase 70,368 17.3801
Sale 2,221 17.2093
Sale 91,510 17.5247
Sale 3,000 17.5841
Sale 2,331 16.9800
Sale 108,087 17.3476
Sale 1,486 16.2300
Sale 3,464 16.9800
Sale 112,026 17.1004
Sale 840 17.1700
Sale 150,063 17.7634
Sale 1,375,425 17.6171
Sale 15 16.2300
Sale 500 17.2425
Sale 415 18.2000
Sale 1,486 17.2750
Sale 8,745 17.3349
Sale 27,000 16.9800
Sale 27,400 17.8425
Sale 31,030 17.2346
Sale 13,781 17.3913
Sale 34,820 16.2300
Sale 11,527 16.9800
Sale 10,855 16.9800
Sale 10,530 16.2300
Sale 150 16.2300
Sale 90,373 16.2300
Sale 34,988 16.9800
Sale 3,600 17.5841
Sale 8,693 16.9800
Sale 8,610 16.9800
Sale 6,000 17.9750
Sale 49,000 17.8021
Sale 5,003 16.9800
Sale 5,003 16.9900
Sale 85,280 16.9800
Sale 9,776 17.1247
Sale 4,140 16.9800
Sale 188 17.8200
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 723 16.98
CFD Long 112026 17.1003
CFD Long 9776 17.1246
CFD Long 1657 17.1396
CFD Long 31030 17.2346
CFD Long 108087 17.3476
CFD Long 13781 17.3913
CFD Long 78395 17.5097
CFD Long 13115 17.6137
CFD Long 1375425 17.6171
CFD Short 1915 17.0449
CFD Short 622 17.3256
CFD Short 70368 17.3801
CFD Short 103463 17.4458
CFD Short 37284 17.5813
CFD Short 2456 17.6846
CFD Short 1602 17.7212
CFD Short 13475 17.879
CFD Short 840 17.961
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchase 100 12.5 American 19/09/2009 2.075
Call Purchase 100 15 American 18/07/2009 0.400
Call Purchase 100 15 American 18/07/2009 0.450
Call Purchase 100 15 American 19/09/2009 1.200
Call Purchase 100 17.5 American 19/12/2009 0.900
Call Purchase 200 15 American 19/09/2009 0.950
Call Purchase 500 12.5 American 18/07/2009 1.600
Call Purchase 700 10 American 19/09/2009 4.200
Call Sale 100 10 American 18/07/2009 3.900
Call Sale 100 10 American 19/09/2009 4.600
Call Sale 100 12.5 American 18/07/2009 1.80
Call Sale 100 12.5 American 18/07/2009 1.800
Call Sale 100 12.5 American 19/09/2009 2.075
Call Sale 100 12.5 American 19/09/2009 2.200
Call Sale 100 15 American 19/09/2009 1.050
Call Sale 100 15 American 19/09/2009 1.100
Call Sale 100 17.5 American 19/12/2009 0.900
Call Sale 100 17.5 American 19/12/2009 1.150
Call Sale 200 15 American 19/09/2009 0.950
Call Sale 700 10 American 19/09/2009 4.200
Call Sale 800 15 American 19/12/2009 1.850
Call Sale 1000 15 American 19/12/2009 1.800
Put Purchase 100 10 American 19/09/2009 0.475
Put Sale 100 7.5 American 19/09/2009 0.100
Put Sale 100 10 American 19/09/2009 0.475
Put Sale 100 12.5 American 22/08/2009 0.800
Put Sale 200 10 American 19/09/2009 0.400
Put Sale 500 10 American 19/09/2009 0.400
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 23 June 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased 34,800 12.0780 EURO 27/07/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,900.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -34,800 13.8226 EURO 27/07/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased 187,000 1,600.0000 EURO 17/07/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk