Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 23 June 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 57,912,473 4.40% 6,037,032 0.46%
securities
(2) Derivatives 12,170,947 0.92% 6,852,460 0.52%
(other than
options)
(3) Options and 3,121,800 0.24% 3,029,800 0.23%
agreements to
purchase/sell
Total 73,205,220 5.56% 15,919,292 1.21%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
Purchase 209,197 16.7500
Purchase 96,039 13.68057031
Purchase 20,407 16.7510
Purchase 25,000 16.7522
Purchase 36,500 17.0148
Purchase 38,732 16.6189
Purchase 76,471 16.8178
Purchase 14,965 16.5154
Purchase 84,776 16.8846
Purchase 13,025 16.8560
Purchase 315,087 16.7200
Purchase 12 16.4615
Purchase 7,075 13.6609
Purchase 618 13.6609
Purchase 27,200 13.62158088
Purchase 17,300 13.45063584
Purchase 78,575 16.8842
Purchase 5,118 16.7510
Purchase 455 16.4600
Purchase 786 16.7510
Purchase 800 16.8481
Purchase 1,296 16.7510
Purchase 2,520 16.1224
Purchase 3,585 17.2026
Purchase 19,741 16.7510
Purchase 4,269 16.7510
Purchase 2,440 13.60575
Purchase 5,900 16.9251
Purchase 7,201 16.6981
Purchase 7,591 16.7510
Purchase 8,218 16.7510
Purchase 9,892 16.7510
Purchase 12,140 16.7510
Purchase 4,094 16.7510
Purchase 3,093 13.6609
Purchase 100 13.55
Purchase 6,660 13.7191
Purchase 1,821 13.57834432
Purchase 600 13.78
Purchase 200 13.78
Purchase 400 13.78
Purchase 1,300 13.74
Purchase 300 13.537
Purchase 900 13.5
Purchase 300 13.64
Purchase 2,473 13.79820461
Purchase 500 13.68
Purchase 300 13.41
Purchase 4,600 13.6609
Purchase 500 13.6182
Purchase 300 13.41
Sale 90 16.3714
Sale 200 13.7
Sale 11,786 16.7304
Sale 90 17.0234
Sale 400 16.6593
Sale 9,653 16.5200
Sale 8,575 16.8893
Sale 8,280 16.7304
Sale 455 16.9300
Sale 200 13.63
Sale 600 13.4735
Sale 200 13.41
Sale 6,444 16.8717
Sale 300 13.757
Sale 837 16.5862
Sale 900 16.9456
Sale 100 13.66
Sale 300 13.41
Sale 4,040 16.5200
Sale 3,585 16.7477
Sale 1,800 16.6417
Sale 2,839 16.6030
Sale 2,440 13.60575
Sale 100 13.88
Sale 1,300 13.74
Sale 200 13.69
Sale 13,688 13.70118717
Sale 1,050 13.7147619
Sale 2,937 13.62996595
Sale 1,363 13.68448276
Sale 54,838 13.65537583
Sale 618 13.6609
Sale 800 13.5
Sale 3,250 13.72015385
Sale 8,493 13.53004945
Sale 44,500 13.555124
Sale 400 13.715
Sale 6,260 13.71937827
Sale 300 13.53
Sale 96,698 16.8425
Sale 1,821 13.57834432
Sale 25,000 16.7670
Sale 35,800 16.5687
Sale 40,574 16.7304
Sale 52,000 16.5200
Sale 13,620 13.85207048
Sale 3,573 13.80323818
Sale 200 13.475
Sale 100 13.67
Sale 1,600 13.598125
Sale 442,614 16.7235
Sale 7,075 13.6609
Sale 1,393 13.67779612
Sale 500 13.68
Sale 73,000 16.9305
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 35800 16.5686
CFD Long 1800 16.6417
CFD Long 400 16.6593
CFD Long 442614 16.7234
CFD Long 3585 16.7476
CFD Long 25811 16.7625
CFD Long 1260 16.7708
CFD Long 1484 16.8259
CFD Long 70887 16.8716
CFD Long 6444 16.8717
CFD Long 90 17.0234
CFD Short 2520 16.1224
CFD Short 12 16.4616
CFD Short 1702 16.4824
CFD Short 9982 16.6623
CFD Short 7201 16.6981
CFD Short 315087 16.7199
CFD Short 76471 16.8178
CFD Short 13025 16.856
CFD Short 78575 16.8842
CFD Short 84776 16.8845
CFD Short 36500 17.0147
CFD Short 3585 17.2025
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 24 June 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased 34,800 12.0780 EURO 27/07/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,900.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -34,800 13.8226 EURO 27/07/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased 187,000 1,600.0000 EURO 17/07/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk