Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 24 June 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 57,996,568 4.41% 6,280,684 0.48%
securities
(2) Derivatives 12,550,706 0.95% 6,742,441 0.51%
(other than
options)
(3) Options and 3,121,800 0.24% 3,229,800 0.25%
agreements to
purchase/sell
Total 73,669,074 5.60% 16,252,925 1.23%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
Purchase 100 14.84
Purchase 20,786 17.4570
Purchase 25,870 18.2000
Purchase 26,563 17.6086
Purchase 39,030 17.8167
Purchase 43,183 17.6086
Purchase 73,814 17.4995
Purchase 81,222 17.4618
Purchase 3,303 15.06004541
Purchase 194,613 17.7944
Purchase 11,541 17.6086
Purchase 100 14.81
Purchase 941 14.94158342
Purchase 200 15.065
Purchase 7,600 15.08618421
Purchase 200 15.065
Purchase 100 15.05
Purchase 7,003 15.04895902
Purchase 800 15.1
Purchase 83,912 17.6086
Purchase 2,607 17.6086
Purchase 24 17.2350
Purchase 337 18.2000
Purchase 337 18.2150
Purchase 483 17.6086
Purchase 511 17.6086
Purchase 709 17.4207
Purchase 748 17.4891
Purchase 1,194 18.2000
Purchase 20,000 18.1240
Purchase 1,757 17.6086
Purchase 11,816 17.6086
Purchase 2,670 17.3310
Purchase 2,797 17.6086
Purchase 4,519 17.6086
Purchase 5,209 17.6086
Purchase 6,170 18.2000
Purchase 7,529 17.0040
Purchase 10,467 17.6086
Purchase 663 14.73815988
Purchase 1,300 17.6086
Purchase 163,445 14.75824191
Purchase 100 14.81
Purchase 8,764 14.8744
Purchase 38 14.8744
Purchase 8,500 15.05964706
Purchase 365 14.8744
Purchase 100 14.84
Purchase 48,400 14.79752066
Purchase 3,317 14.82067832
Purchase 13 14.8744
Purchase 1,457 14.88519561
Purchase 3,630 14.94486226
Purchase 2,200 14.79272727
Purchase 25 14.8744
Purchase 38 14.8744
Purchase 23,114 14.62968417
Purchase 4,500 15.05733333
Purchase 23,006 15.05982092
Purchase 100 14.81
Purchase 5,026 14.82943792
Sale 4,772 17.2542
Sale 4,137 18.2000
Sale 3,846 16.8850
Sale 3,670 17.4300
Sale 2,700 15.00111111
Sale 100 15.01
Sale 53,652 14.76252908
Sale 71,514 14.743274
Sale 22,240 17.2686
Sale 1,100 17.1582
Sale 2,100 14.93142857
Sale 775 18.2000
Sale 7,300 14.8744
Sale 748 16.9175
Sale 728 16.5850
Sale 12,800 15.06859375
Sale 19,906 15.05758013
Sale 4,600 15.04826087
Sale 7,600 15.08618421
Sale 337 18.2150
Sale 38 14.8744
Sale 4,500 15.05733333
Sale 25,870 18.2000
Sale 427,105 17.5187
Sale 100 14.84
Sale 97,838 17.3116
Sale 92,254 17.4343
Sale 100 14.81
Sale 24 17.2350
Sale 38 14.8744
Sale 3,317 14.82067832
Sale 40,724 18.2093
Sale 8,764 14.8744
Sale 1,400 15.01
Sale 1,829 14.8744
Sale 5,296 17.9650
Sale 5,026 14.82943792
Sale 22,553 17.5931
Sale 5,606 15.04927578
Sale 100 14.84
Sale 365 14.8744
Sale 1,400 14.98857143
Sale 102,293 14.73903053
Sale 9,000 17.4600
Sale 1,900 14.95789474
Sale 100 14.81
Sale 36,500 18.0370
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 748 16.9174
CFD Long 22240 17.2685
CFD Long 97838 17.3116
CFD Long 91254 17.4339
CFD Long 1000 17.464
CFD Long 427105 17.5186
CFD Long 36500 18.0369
CFD Long 40724 18.2093
CFD Short 7529 17.0039
CFD Short 2670 17.331
CFD Short 709 17.4206
CFD Short 81222 17.4617
CFD Short 748 17.4891
CFD Short 73814 17.4994
CFD Short 39030 17.8166
CFD Short 20000 18.1239
CFD Short 1909 18.2
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 25 June 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 34,800 12.0780 EURO 27/07/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,900.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -34,800 13.8226 EURO 27/07/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 187,000 1,600.0000 EURO 17/07/2009
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk