Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 25 June 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 58,610,117 4.45% 5,234,133 0.40%
securities
(2) Derivatives 11,482,365 0.87% 6,525,946 0.50%
(other than
options)
(3) Options and 3,121,800 0.24% 3,229,800 0.25%
agreements to
purchase/sell
Total 73,214,282 5.56% 14,989,879 1.14%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
Purchase 628,719 17.9390
Purchase 27,000 18.383912
Purchase 7,997 18.3100
Purchase 65,259 17.99622
Purchase 670,000 18.09
Purchase 3,243 18.31
Purchase 7,100 18.006617
Purchase 22,215 17.809722
Purchase 670,000 18.0900
Purchase 628,719 17.938985
Purchase 902 18.3100
Purchase 65,259 17.9962
Purchase 3,243 18.3100
Purchase 27,000 18.3839
Purchase 22,215 17.8097
Purchase 7,100 18.0066
Sale 212,103 17.9270
Sale 72,162 18.0113
Sale 382 18.03
Sale 37,283 18.06865
Sale 37,283 18.0687
Sale 16,897 17.9314
Sale 6,985 18.013844
Sale 224,317 18.0604
Sale 300 17.9583
Sale 7,997 18.3100
Sale 7,000 18.1664
Sale 6,985 18.0138
Sale 4,110 18.3100
Sale 2,760 18.3100
Sale 2,017 17.9579
Sale 224,317 18.060376
Sale 382 18.0300
Sale 14,009 18.039849
Sale 2,017 17.957918
Sale 300 17.958333
Sale 16,897 17.9314
Sale 212,103 17.926975
Sale 72,162 18.011294
Sale 14,009 18.0398
Sale 547 17.848757
Sale 547 17.8488
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 547 17.8487
CFD Long 212103 17.9269
CFD Long 16897 17.9314
CFD Long 2017 17.9579
CFD Long 1287 17.989
CFD Long 2559 17.9914
CFD Long 67167 18.01
CFD Long 6985 18.0138
CFD Long 4995 18.0278
CFD Long 1866 18.0297
CFD Long 382 18.03
CFD Long 14009 18.0398
CFD Long 224317 18.0603
CFD Short 11471 17.8318
CFD Short 628719 17.9389
CFD Short 65259 17.9962
CFD Short 7100 18.0066
CFD Short 670000 18.09
CFD Short 9798 18.1091
CFD Short 9591 18.1817
CFD Short 5039 18.31
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 26 June 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -34,800 13.8226 EURO 27/07/2009
Option Purchased 187,000 1,600.0000 EURO 17/07/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -34,800 13.8226 EURO 27/07/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -400,000 1,900.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased 34,800 12.0780 EURO 27/07/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased 187,000 1,600.0000 EURO 17/07/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -400,000 1,900.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased 34,800 12.0780 EURO 27/07/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk