Rule 8.3 - ANGLO AMERICAN
The Rule 8.3 report published earlier today showed incorrect data regarding open positions in the Supplemental Form.
This has been corrected.
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 26 June 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 58,620,199 4.45% 5,000,104 0.38%
securities
(2) Derivatives 11,260,163 0.86% 6,409,929 0.49%
(other than
options)
(3) Options and 3,014,800 0.23% 3,076,100 0.23%
agreements to
purchase/sell
Total 72,895,162 5.54% 14,486,133 1.10%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
Purchase 1,194 18.0400
Purchase 11,450 18.56281
Purchase 4,331 18.0915
Purchase 65,386 18.030709
Purchase 2,766 18.3100
Purchase 2,731 18.0400
Purchase 8,987 18.0400
Purchase 71,959 18.186374
Purchase 8,987 18.0400
Purchase 312,813 18.0862
Purchase 24,539 18.31
Purchase 4,331 18.091499
Purchase 10,400 18.001491
Purchase 5 18.3100
Purchase 32,575 18.599991
Purchase 312,813 18.086215
Purchase 32,575 18.6000
Purchase 71,959 18.1864
Purchase 5 18.31
Purchase 65,386 18.0307
Purchase 2,766 18.31
Purchase 35,202 18.2538
Purchase 10,400 18.0015
Purchase 24,539 18.3100
Purchase 11,450 18.5628
Purchase 35,202 18.253812
Purchase 15,000 18.566993
Purchase 15,000 18.5670
Sale 2,093 18.050511
Sale 24,539 18.31
Sale 5 18.31
Sale 169,793 18.128329
Sale 15,000 18.04
Sale 2,766 18.31
Sale 68,517 18.173432
Sale 13,025 18.526096
Sale 499 18.544269
Sale 4,818 18.087956
Sale 125,445 18.30881
Sale 800 18.1232
Sale 3,585 18.0400
Sale 169,793 18.1283
Sale 125,445 18.3088
Sale 68,517 18.1734
Sale 46,514 18.0400
Sale 24,539 18.3100
Sale 15,000 18.0400
Sale 15,000 17.8200
Sale 13,025 18.5261
Sale 9,200 18.1478
Sale 500 18.1232
Sale 4,818 18.0880
Sale 700 18.031
Sale 2,766 18.3100
Sale 2,400 18.1232
Sale 2,093 18.0505
Sale 700 18.0310
Sale 499 18.5443
Sale 37 Transfer
Sale 37 Transfer
Sale 5 18.3100
Sale 9,200 18.1478
Sale 8,987 18.0400
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 700 18.031
CFD Long 2093 18.0505
CFD Long 169793 18.1283
CFD Long 9200 18.1478
CFD Long 68517 18.1734
CFD Long 125445 18.3088
CFD Long 13025 18.526
CFD Long 499 18.5442
CFD Short 65386 18.0307
CFD Short 312813 18.0862
CFD Short 71959 18.1863
CFD Short 6173 18.2827
CFD Short 11450 18.5628
CFD Short 32575 18.5999
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 29 June 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 34,800 12.0780 EURO 27/07/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,900.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -34,800 13.8226 EURO 27/07/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 187,000 1,600.0000 EURO 17/07/2009
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk