Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 29 June 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 59,209,346 4.50% 4,461,510 0.34%
securities
(2) Derivatives 10,811,755 0.82% 6,459,786 0.49%
(other than
options)
(3) Options and 3,121,800 0.24% 3,229,800 0.25%
agreements to
purchase/sell
Total 73,142,901 5.56% 14,151,096 1.07%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
Purchase 2,501 18.1300
Purchase 81,000 17.977927
Purchase 536,839 17.7973
Purchase 81,000 17.9779
Purchase 55,873 17.8779
Purchase 6,932 18.0866
Purchase 36,500 17.8382
Purchase 12,700 17.9570
Purchase 6,932 18.0866
Purchase 5,500 18.1300
Purchase 100 17.83
Purchase 3,949 18.0400
Purchase 53,128 18.0440
Purchase 2,393 18.1329
Purchase 2,315 18.0723
Purchase 1,996 17.8001
Purchase 1,900 17.9206
Purchase 1,330 Transfer
Purchase 1,115 18.1400
Purchase 1,115 18.1300
Purchase 100 17.8300
Purchase 1,900 17.9206
Purchase 3,961 17.8994
Purchase 2,393 18.132867
Purchase 55,873 17.877883
Purchase 28,407 17.8928
Purchase 1,996 17.80008
Purchase 3,961 17.899359
Purchase 36,500 17.838173
Purchase 28,407 17.892815
Purchase 536,839 17.797326
Purchase 12,700 17.95697
Purchase 53,128 18.043951
Purchase 2,315 18.072272
Purchase 1,115 18.14
Purchase 1,115 18.13
Purchase 5,500 18.13
Sale 900 17.6771
Sale 728 17.5900
Sale 1,269 17.6755
Sale 600 17.6400
Sale 1,330 17.7173
Sale 397 18.0634
Sale 397 18.063374
Sale 9,737 17.757265
Sale 900 17.6771
Sale 600 17.64
Sale 1,115 18.1400
Sale 22,502 17.9798
Sale 22,502 17.979759
Sale 15,000 17.820493
Sale 109,935 17.9513
Sale 1,115 18.14
Sale 55,151 17.8396
Sale 109,935 17.951349
Sale 20,200 18.016312
Sale 28,331 17.9525
Sale 55,151 17.839647
Sale 20,200 18.0163
Sale 15,000 17.8205
Sale 9,737 17.7573
Sale 6,924 18.1300
Sale 28,331 17.952487
Sale 4,331 18.1300
Sale 1,269 17.6755
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 600 17.64
CFD Long 1269 17.6755
CFD Long 900 17.6771
CFD Long 9737 17.7572
CFD Long 55151 17.8396
CFD Long 109935 17.9513
CFD Long 28331 17.9524
CFD Long 20200 18.0163
CFD Long 397 18.0633
CFD Short 536839 17.7973
CFD Short 36500 17.8381
CFD Short 55873 17.8778
CFD Short 28407 17.8928
CFD Short 1900 17.9206
CFD Short 53128 18.0439
CFD Short 2315 18.0722
CFD Short 6932 18.0865
CFD Short 498 18.0887
CFD Short 2393 18.1328
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 30 June 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 34,800 12.0780 EURO 27/07/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,900.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -34,800 13.8226 EURO 27/07/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 187,000 1,600.0000 EURO 17/07/2009
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk