Rule 8.3 - ANGLO AMERICAN
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in ANGLO AMERICAN
Class of relevant security USD0.54945
to which the dealings being
disclosed relate (Note 2)
Date of dealing 30 June 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 59,168,706 4.49% 4,545,293 0.35%
securities
(2) Derivatives 10,930,472 0.83% 6,467,384 0.49%
(other than
options)
(3) Options and 3,121,800 0.24% 3,229,800 0.25%
agreements to
purchase/sell
Total 73,220,978 5.56% 14,242,477 1.08%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
Purchase 6,369 14.54767781
Purchase 100 14.3
Purchase 1,100 14.65997273
Purchase 103 17.6350
Purchase 116 17.6350
Purchase 189 17.6350
Purchase 206 17.6350
Purchase 2,500 14.66
Purchase 6,086 17.8649
Purchase 400 14.66
Purchase 2,800 14.64606786
Purchase 7,731 14.58710775
Purchase 5,784 17.8870
Purchase 17,636 17.6350
Purchase 5,400 17.8593
Purchase 200 14.485
Purchase 100 14.3
Purchase 246 17.6350
Purchase 11,722 17.6350
Purchase 14,932 17.6350
Purchase 19,661 17.8635
Purchase 20,000 18.3850
Purchase 20,229 17.6350
Purchase 24,126 17.8938
Purchase 27,104 17.6350
Purchase 600 14.66
Purchase 30,000 18.3850
Purchase 496 14.45621976
Purchase 34,110 17.6735
Purchase 48,470 17.8886
Purchase 61,890 17.6350
Purchase 64,751 17.6350
Purchase 82,357 17.6249
Purchase 1,428 14.60840336
Purchase 100 14.52
Purchase 14,298 17.9398
Purchase 2,704 17.6350
Purchase 1,045 17.6350
Purchase 1,101 18.1300
Purchase 1,137 17.6350
Purchase 34,139 14.82964703
Purchase 1,177 17.6350
Purchase 62,314 14.58857302
Purchase 227 14.50348018
Purchase 300 14.51
Purchase 1,356 17.6350
Purchase 1,899 18.3013
Purchase 5,100 14.62249804
Purchase 718 14.38591922
Purchase 54,979 14.68476546
Purchase 400 14.63
Purchase 4,686 17.6350
Purchase 100 14.52
Purchase 928 14.62262931
Purchase 1,900 14.63
Purchase 8,144 14.62985756
Purchase 11,700 14.481838
Purchase 300 14.51
Purchase 17,127 14.5874
Purchase 3,663 17.6350
Purchase 672 14.560211
Purchase 3,633 17.6350
Sale 14,796 17.8349
Sale 1,101 18.1300
Sale 1,023 17.8349
Sale 348 17.8513
Sale 1,023 17.8349
Sale 14,965 17.8394
Sale 14,796 17.8349
Sale 10,467 18.0810
Sale 10,377 18.3850
Sale 9,459 17.6350
Sale 8,382 17.8101
Sale 1,259 18.3822
Sale 1,676 17.6350
Sale 2,000 17.5916
Sale 3,200 17.6720
Sale 7,351 17.8101
Sale 4,356 17.6350
Sale 4,357 17.8101
Sale 100 14.52
Sale 4,895 17.6350
Sale 8,195 17.6350
Sale 800 14.62
Sale 222,136 17.7774
Sale 100 14.56
Sale 572 14.56024755
Sale 17,127 14.5874
Sale 496 14.45621976
Sale 5,100 14.6225
Sale 387 14.62
Sale 200 14.41
Sale 250 14.63
Sale 100 14.3
Sale 11,489 14.69170946
Sale 47,938 14.56235888
Sale 787 14.58950445
Sale 250 14.63
Sale 11,700 14.48183761
Sale 89,118 14.740266
Sale 400 14.63
Sale 413 14.62
Sale 331 17.6350
Sale 17,636 17.6350
Sale 18,730 17.6350
Sale 27,104 17.6350
Sale 27,231 17.8101
Sale 28,018 17.6350
Sale 31,059 17.8866
Sale 43,903 17.7128
Sale 400 14.63
Sale 61,890 17.6350
Sale 15,276 17.9378
Sale 5,100 14.62249804
Sale 4,600 14.66
Sale 16,900 14.5874
Sale 227 14.5874
Sale 718 14.38591922
Sale 300 14.51
Sale 300 14.51
Sale 46,000 17.6350
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 2000 17.5916
CFD Long 1428 17.635
CFD Long 43903 17.7128
CFD Long 222136 17.7774
CFD Long 31059 17.8865
CFD Long 753 17.9454
CFD Long 3428 17.9647
CFD Long 82357 17.6248
CFD Short 34110 17.6735
CFD Short 5784 17.887
CFD Short 48470 17.8885
CFD Short 24126 17.8938
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 01 July 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 34,800 12.0780 EURO 27/07/2009
Option Purchased -750,000 1,800.0000 EURO 18/12/2009
Option Purchased -525,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,600.0000 EURO 18/09/2009
Option Purchased -400,000 1,900.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -210,000 1,700.0000 EURO 18/09/2009
Option Purchased -34,800 13.8226 EURO 27/07/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Option Purchased -100,000 1,900.0000 EURO 18/09/2009
Option Purchased 1,050,000 2,000.0000 EURO 17/12/2010
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 18.0000 AMER 18/12/2009
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 150,000 19.0000 AMER 17/12/2010
Option Purchased 187,000 1,600.0000 EURO 17/07/2009
Option Purchased -100,000 1,600.0000 EURO 18/09/2009
Option Purchased -150,000 1,800.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk