Rule 8.3 - BAA PLC
Please note attached amendments.
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in BAA PLC
Class of relevant security ORD GBP 1.00
to which the dealings being
disclosed relate (Note 2)
Date of dealing 15 FEBRUARY 2006
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 40,111,072 (3.73%) 1,924,532 (0.18%)
securities
(2) Derivatives 425,837 (0.04%) 1,232,248 (0.11%)
(other than
options)
(3) Options and 0 (0.00%) 0 (0.00%)
agreements to
purchase/sell
Total 40,536,909 (3.77%) 3,156,780 (0.29%)
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
2.625% Number (%) Number (%)
Convertible
bonds 19/08/2009
(1) Relevant 8,843,000 (2.08%) 0 (0.00%)
securities
(2) Derivatives 0 (0.00%) 0 (0.00%)
(other than
options)
(3) Options and 0 (0.00%) 0 (0.00%)
agreements to
purchase/sell
Total 8,843,000 (2.08%) 0 (0.00%)
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 8,135 Transfer
Purchase 9,207 Transfer
Purchase 5,000 7.7500
Purchase 97,500 7.5200
Purchase 34,402 8.1078
Purchase 175,000 8.1800
Purchase 262,500 8.1800
Purchase 1,319 8.1008
Sale 6,750 8.1005
Sale 727 8.0758
Sale 586 8.0758
Sale 1,495 8.1158
Sale 1,040 8.0668
Sale 830 8.0668
Sale 1,206 8.1158
Sale 3,279 8.0758
Sale 1,520 8.1005
Sale 4,613 8.0668
Sale 6,743 8.1158
Sale 1,220 8.1005
Sale 8,135 Transfer
Sale 3,210 8.1050
Sale 13,351 8.0850
Sale 53,264 8.1076
Sale 136,850 8.1198
Sale 8,146 8.1250
Sale 57,086 8.1634
Sale 120,000 8.1428
Sale 96,760 8.2276
Sale 1,335 8.0800
Sale 1,100 8.0700
Sale 250 8.0900
Sale 50,000 8.2200
Sale 950 8.2000
Sale 730 8.1500
(b) Derivatives transactions (other than options)
Product Long/Short Number of Securities Price Per
name, (Note 6) (Note 7) Unit (GBP)
e.g. CFD
CFD Long 57,086 8.1634
CFD Long 53,264 8.1076
CFD Long 8,146 8.1250
CFD Long 120,000 8.1428
CFD Long 96,760 8.2276
CFD Short 34,402 8.1078
CFD Short 262,500 8.1800
CFD Short 175,000 8.1800
CFD Long 26,331 8.2200
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (Note
varying etc. relates (Note 7) 5)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure 16 FEBRUARY 2006
Contact name BARCLAYS CORPORATE SECRETARIAT
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
Attachment
Please note the following amendments to previous disclosures in BAA plc:
1. Disclosure made on 09 February 2006
INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Class of relevant Long Short
security:
ORD GBP 1.00 Number (%) Number (%)
(1) Relevant 40,490,819 (3.76%) 1,877,135 (0.17%)
securities
(2) Derivatives 583,037 (0.05%) 1,711,714 (0.16%)
(other than options)
(3) Options and 0 (0.00%) 0 (0.00%)
agreements to
purchase/sell
Total 41,073,856 (3.81%) 3,588,849 (0.33%)
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant Long Short
security:
2.625% Convertible Number (%) Number (%)
bonds 19/08/2009
(1) Relevant 6,055,000 (1.42%) 0 (0.00%)
securities
(2) Derivatives 0 (0.00%) 0 (0.00%)
(other than
options)
(3) Options and 0 (0.00%) 0 (0.00%)
agreements to
purchase/sell
Total 6,055,000 (1.42%) 0 (0.00%)
Class of Long Short
relevant
security:
2.94%Convertible Number (%) Number (%)
bonds 04/04/2008
(1) Relevant 4,327,000 (1.02%) 0 (0.00%)
securities
(2) Derivatives 0 (0.00%) 0 (0.00%)
(other than
options)
(3) Options and 0 (0.00%) 0 (0.00%)
agreements to
purchase/sell
Total 4,327,000 (1.02%) 0 (0.00%)
DEALINGS
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in BAA PLC
Class of relevant security 2.625% CONVERTIBLE BONDS 19/08/2009
to which the dealings being
disclosed relate (Note 2)
Date of dealing 08 FEBRUARY 2006
Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Sale 6,000,000 0.9269
2. Disclosure made on 10 February 2006
INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Class of relevant Long Short
security:
ORD GBP 1.00 Number (%) Number (%)
(1) Relevant 40,344,122 (3.75%) 1,709,103 (0.16%)
securities
(2) Derivatives 623,920 (0.06%) 1,424,770 (0.13%)
(other than
options)
(3) Options and 0 (0.00%) 0 (0.00%)
agreements to
purchase/sell
Total 40,968,042 (3.81%) 3,133,873 (0.29%)
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant Long Short
security:
2.625% Convertible Number (%) Number (%)
bonds 19/08/2009
(1) Relevant 6,055,000 (1.42%) 0 (0.00%)
securities
(2) Derivatives 0 (0.00%) 0 (0.00%)
(other than
options)
(3) Options and 0 (0.00%) 0 (0.00%)
agreements to
purchase/sell
Total 6,055,000 (1.42%) 0 (0.00%)
DEALINGS (Note 4)
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in BAA PLC
Class of relevant security 2.94% CONVERTIBLE BONDS 04/04/2008
to which the dealings being
disclosed relate (Note 2)
Date of dealing 09 FEBRUARY 2006
Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 373,000 1.1388
Purchase 1,100,000 1.1413
Sale 400,000 1.1413
Sale 2,100,000 1.1413
Sale 1,000,000 1.1375
Sale 1,000,000 1.1400
Sale 1,300,000 1.1150
3. Disclosure made on 13 February 2006
INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Class of relevant Long Short
security:
ORD GBP 1.00 Number (%) Number (%)
(1) Relevant 40,021,473 (3.72%) 2,141,697 (0.20%)
securities
(2) Derivatives 756,827 (0.07%) 1,485,463 (0.14%)
(other than
options)
(3) Options and 0 (0.00%) 0 (0.00%)
agreements to
purchase/sell
Total 40,778,300 (3.79%) 3,627,160 (0.34%)
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant Long Short
security:
2.625% Convertible Number (%) Number (%)
bonds 19/08/2009
(1) Relevant 8,055,000 (1.90%) 0 (0.00%)
securities
(2) Derivatives 0 (0.00%) 0 (0.00%)
(other than
options)
(3) Options and 0 (0.00%) 0 (0.00%)
agreements to
purchase/sell
Total 8,055,000 (1.90%) 0 (0.00%)
DEALINGS (Note 4)
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in BAA PLC
Class of relevant security 2.625% CONVERTIBLE BONDS 19/08/2009
to which the dealings being
disclosed relate (Note 2)
Date of dealing 10 FEBRUARY 2006
Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 2,000,000 1.3800
4. Disclosure made on 14 February 2006
INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Class of relevant Long Short
security:
ORD GBP 1.00 Number (%) Number (%)
(1) Relevant 39,995,141 (3.71%) 2,083,484 (0.19%)
securities
(2) Derivatives (other 708,718 (0.07%) 1,308,872 (0.12%)
than options)
(3) Options and 0 (0.00%) 0 (0.00%)
agreements to
purchase/sell
Total 40,703,859 (3.78%) 3,392,356 (0.32%)
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant Long Short
security:
2.625% Convertible Number (%) Number (%)
bonds 19/08/2009
(1) Relevant 8,055,000 (1.90%) 0 (0.00%)
securities
(2) Derivatives 0 (0.00%) 0 (0.00%)
(other than
options)
(3) Options and 0 (0.00%) 0 (0.00%)
agreements to
purchase/sell
Total 8,055,000 (1.90%) 0 (0.00%)
The following transactions, which were reported on 14 February 2006, are
cancelled.
Purchase/sale Number of Securities Price per unit
(GBP)
Sale* 1,041,666 0.9269
Sale* 50,000 1.1413
Sale* 262,500 1.1413
Purchase* 46,625 1.1388
Purchase* 137,500 1.1413
Sale* 125,000 1.1375
Sale* 125,000 1.1400
Sale* 162,500 1.1150
Purchase* 347,222 1.3800
* Transactions in convertible bonds
4. Disclosure made on 15 February 2006
INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Class of relevant Long Short
security:
ORD GBP 1.00 Number (%) Number (%)
(1) Relevant 40,099,185 (3.72%) 1,987,416 (0.18%)
securities
(2) Derivatives 613,076 (0.06%) 1,309,172 (0.12%)
(other than
options)
(3) Options and 0 (0.00%) 0 (0.00%)
agreements to
purchase/sell
Total 40,712,261 (3.78%) 3,296,588 (0.31%)
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant Long Short
security:
2.625% Convertible Number (%) Number (%)
bonds 19/08/2009
(1) Relevant 8,055,000 (1.90%) 0 (0.00%)
securities
(2) Derivatives 0 (0.00%) 0 (0.00%)
(other than
options)
(3) Options and 0 (0.00%) 0 (0.00%)
agreements to
purchase/sell
Total 8,055,000 (1.90%) 0 (0.00%)