Rule 8.3 - BHP BILLITON LTD
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in BHP BILLITON LIMITED
Class of relevant security NPV
to which the dealings being
disclosed relate (Note 2)
Date of dealing 18 November 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 146,086,410 4.35% 1,328,306 0.04%
securities
(2) Derivatives 347,604 0.01% 5,734 0.00%
(other than
options)
(3) Options and 10,729 0.00% 8,536 0.00%
agreements to
purchase/sell
Total 146,444,743 4.36% 1,342,576 0.04%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 2,333 24.2000 AUD
Purchase 32,680 24.3526 AUD
Purchase 50,479 24.4619 AUD
Purchase 143,689 24.2024 AUD
Purchase 143,689 24.2024 AUD
Sale 39,984 24.2000 AUD
Sale 389 24.6734 AUD
Sale 2,863 24.6734 AUD
Sale 2,337 24.6735 AUD
Sale 8,037 24.6735 AUD
Sale 40,000 25.0000 AUD
Sale 130,000 25.0000 AUD
Sale 43,296 24.2000 AUD
Sale 146,237 24.2000 AUD
Sale 1,890 24.6735 AUD
Sale 18,462 24.8087 AUD
Sale 32,680 24.3526 AUD
Sale 32,680 24.3526 AUD
Sale 143,689 24.2024 AUD
Sale 29,467 24.2000 AUD
Sale 725 24.6735 AUD
Sale 34,966 24.2000 AUD
Sale 5,222 24.2000 AUD
Sale 102,533 24.2000 AUD
Sale 544 24.6735 AUD
Sale 559 24.6734 AUD
Sale 4,051 24.6734 AUD
Sale 4,725 24.6735 AUD
Sale 3,329 24.6734 AUD
Sale 591 24.6735 AUD
Sale 4,429 24.6734 AUD
Sale 785 24.6735 AUD
Sale 2,669 24.6734 AUD
Sale 1,375 24.6735 AUD
Sale 1,683 24.6734 AUD
Sale 582 24.6735 AUD
Sale 21,677 24.6734 AUD
Sale 3,083 24.6734 AUD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 18462 24.8086
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchase 1 25 AMER 16/05/2009 2.0000
Call Purchase 1 35 AMER 20/12/2008 2.0000
Call Purchase 1 45 AMER 22/11/2008 0.0470
Call Purchase 2 40 AMER 17/01/2009 2.0000
Call Purchase 3 45 AMER 22/11/2008 0.0470
Call Purchase 10 40 AMER 20/12/2008 0.9000
Call Purchase 13 25 AMER 16/05/2009 0.3500
Call Purchase 42 45 AMER 22/11/2008 1.2500
Call Selling 2 35 AMER 22/11/2008 0.0470
Call Selling 2 55 AMER 16/05/2009 1.5000
Call Selling 3 35 AMER 17/01/2009 3.5000
Call Selling 6 35 AMER 22/11/2008 2.7250
Call Selling 7 35 AMER 22/11/2008 0.0470
Put Purchase 1 30 AMER 17/01/2009 4.2000
Put Purchase 2 37.5 AMER 22/11/2008 6.7000
Put Purchase 7 40 AMER 16/05/2009 13.5000
Put Purchase 9 40 AMER 21/02/2009 1.1250
Put Purchase 12 55 AMER 22/11/2008 0.0000
Put Purchase 15 15 AMER 20/12/2008 5.9500
Put Purchase 18 45 AMER 22/11/2008 8.5500
Put Purchase 20 30 AMER 20/12/2008 2.9600
Put Purchase 47 30 AMER 22/11/2008 0.3500
Put Purchase 359 30 AMER 22/11/2008 31.2096
Put Selling 1 25 AMER 20/12/2008 1.5000
Put Selling 3 25 AMER 21/02/2009 3.5000
Put Selling 4 30 AMER 22/11/2008 7.7500
Put Selling 4 30 AMER 16/05/2009 29.2500
Put Selling 19 25 AMER 21/02/2009 6.1500
Put Selling 20 25 AMER 20/12/2008 1.3600
Put Selling 20 25 AMER 21/02/2009 1.3600
Put Selling 20 25 AMER 21/02/2009 31.2703
Put Selling 65 25 AMER 21/02/2009 31.6446
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 19 November 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -7 65.0000 AMER 21/02/2009
Option Purchased -14 75.0000 AMER 16/01/2010
Option Purchased -3 37.5000 AMER 17/01/2009
Option Purchased -3 30.0000 AMER 16/01/2010
Option Purchased -3 20.0000 AMER 22/11/2008
Option Purchased -3 20.0000 AMER 22/01/2011
Option Purchased -4 67.5000 AMER 22/11/2008
Option Purchased -5 80.0000 AMER 16/01/2010
Option Purchased -6 95.0000 AMER 17/01/2009
Option Purchased -6 125.0000 AMER 22/11/2008
Option Purchased -3 47.5000 AMER 17/01/2009
Option Purchased -7 70.0000 AMER 22/11/2008
Option Purchased -3 65.0000 AMER 16/01/2010
Option Purchased -8 45.0000 AMER 16/01/2010
Option Purchased -8 40.0000 AMER 22/01/2011
Option Purchased -9 60.0000 AMER 22/01/2011
Option Purchased -9 37.5000 AMER 20/12/2008
Option Purchased -10 35.0000 AMER 17/01/2009
Option Purchased -10 160.0000 AMER 16/01/2010
Option Purchased -10 100.0000 AMER 16/01/2010
Option Purchased -11 130.0000 AMER 22/11/2008
Option Purchased -12 80.0000 AMER 16/05/2009
Option Purchased 4 110.0000 AMER 16/01/2010
Option Purchased -6 115.0000 AMER 17/01/2009
Option Purchased -1 90.0000 AMER 16/01/2010
Option Purchased -1,600 65.0000 AMER 17/01/2009
Option Purchased 3 40.0000 AMER 16/01/2010
Option Purchased 2 85.0000 AMER 21/02/2009
Option Purchased 2 45.0000 AMER 16/01/2010
Option Purchased 2 37.5000 AMER 21/02/2009
Option Purchased 2 30.0000 AMER 17/01/2009
Option Purchased 2 30.0000 AMER 21/02/2009
Option Purchased 1 55.0000 AMER 16/01/2010
Option Purchased 1 47.5000 AMER 22/11/2008
Option Purchased -3 40.0000 AMER 16/05/2009
Option Purchased 1 30.0000 AMER 16/05/2009
Option Purchased -14 35.0000 AMER 16/01/2010
Option Purchased -1 90.0000 AMER 17/01/2009
Option Purchased -1 85.0000 AMER 17/01/2009
Option Purchased -1 50.0000 AMER 16/05/2009
Option Purchased -1 25.0000 AMER 16/05/2009
Option Purchased -1 135.0000 AMER 17/01/2009
Option Purchased -2 95.0000 AMER 16/01/2010
Option Purchased -2 85.0000 AMER 21/02/2009
Option Purchased -2 25.0000 AMER 22/11/2008
Option Purchased -2 140.0000 AMER 16/01/2010
Option Purchased -3 90.0000 AMER 16/01/2010
Option Purchased 1 30.0000 AMER 22/01/2011
Option Purchased -238 95.0000 AMER 17/01/2009
Option Purchased -12 70.0000 AMER 16/01/2010
Option Purchased -95 85.0000 AMER 22/11/2008
Option Purchased -102 55.0000 AMER 22/11/2008
Option Purchased -105 80.0000 AMER 17/01/2009
Option Purchased -110 17.5000 AMER 20/12/2008
Option Purchased -117 75.0000 AMER 17/01/2009
Option Purchased -155 50.0000 AMER 17/01/2009
Option Purchased -162 80.0000 AMER 17/01/2009
Option Purchased -171 60.0000 AMER 22/11/2008
Option Purchased -80 60.0000 AMER 22/11/2008
Option Purchased -192 37.5000 AMER 22/11/2008
Option Purchased -79 65.0000 AMER 17/01/2009
Option Purchased -250 45.0000 AMER 17/01/2009
Option Purchased -285 20.0000 AMER 20/12/2008
Option Purchased -290 40.0000 AMER 17/01/2009
Option Purchased -329 30.0000 AMER 22/11/2008
Option Purchased -378 70.0000 AMER 17/01/2009
Option Purchased -389 60.0000 AMER 21/02/2009
Option Purchased -450 65.0000 AMER 17/01/2009
Option Purchased -500 35.0000 AMER 17/01/2009
Option Purchased -507 60.0000 AMER 17/01/2009
Option Purchased -815 90.0000 AMER 17/01/2009
Option Purchased -180 85.0000 AMER 17/01/2009
Option Purchased -25 50.0000 AMER 16/01/2010
Option Purchased -15 50.0000 AMER 21/02/2009
Option Purchased -16 35.0000 AMER 16/05/2009
Option Purchased -17 35.0000 AMER 21/02/2009
Option Purchased -17 130.0000 AMER 16/01/2010
Option Purchased -19 50.0000 AMER 16/01/2010
Option Purchased -19 120.0000 AMER 17/01/2009
Option Purchased -20 70.0000 AMER 17/01/2009
Option Purchased -20 60.0000 AMER 16/01/2010
Option Purchased -21 40.0000 AMER 22/01/2011
Option Purchased -83 110.0000 AMER 22/11/2008
Option Purchased -24 35.0000 AMER 20/12/2008
Option Purchased 4 20.0000 AMER 22/01/2011
Option Purchased -28 35.0000 AMER 20/12/2008
Option Purchased -29 80.0000 AMER 16/01/2010
Option Purchased -33 90.0000 AMER 17/01/2009
Option Purchased -34 45.0000 AMER 21/02/2009
Option Purchased -36 105.0000 AMER 17/01/2009
Option Purchased -40 60.0000 AMER 21/02/2009
Option Purchased -43 30.0000 AMER 22/11/2008
Option Purchased -56 35.0000 AMER 21/02/2009
Option Purchased -62 55.0000 AMER 22/11/2008
Option Purchased -70 45.0000 AMER 17/01/2009
Option Purchased -24 37.5000 AMER 22/11/2008
Option Purchased 46 55.0000 AMER 16/01/2010
Option Purchased 30 15.0000 AMER 20/12/2008
Option Purchased 75 75.0000 AMER 21/02/2009
Option Purchased 75 100.0000 AMER 22/11/2008
Option Purchased 70 95.0000 AMER 22/11/2008
Option Purchased 64 100.0000 AMER 21/02/2009
Option Purchased 54 32.5000 AMER 17/01/2009
Option Purchased 53 55.0000 AMER 17/01/2009
Option Purchased 52 65.0000 AMER 21/02/2009
Option Purchased 51 35.0000 AMER 22/11/2008
Option Purchased 91 80.0000 AMER 21/02/2009
Option Purchased 50 40.0000 AMER 22/11/2008
Option Purchased 94 30.0000 AMER 20/12/2008
Option Purchased 44 40.0000 AMER 17/01/2009
Option Purchased 44 100.0000 AMER 17/01/2009
Option Purchased 43 100.0000 AMER 16/01/2010
Option Purchased 41 75.0000 AMER 22/11/2008
Option Purchased 35 62.5000 AMER 22/11/2008
Option Purchased 35 25.0000 AMER 16/05/2009
Option Purchased 33 30.0000 AMER 16/05/2009
Option Purchased 32 30.0000 AMER 20/12/2008
Option Purchased 31 40.0000 AMER 21/02/2009
Option Purchased 3 55.0000 AMER 21/02/2009
Option Purchased 50 47.5000 AMER 22/11/2008
Option Purchased 223 40.0000 AMER 22/11/2008
Option Purchased 1,250 75.0000 AMER 17/01/2009
Option Purchased 1,000 95.0000 AMER 17/01/2009
Option Purchased 603 75.0000 AMER 17/01/2009
Option Purchased 532 45.0000 AMER 17/01/2009
Option Purchased 450 50.0000 AMER 17/01/2009
Option Purchased 440 35.0000 AMER 22/11/2008
Option Purchased 375 67.5000 AMER 22/11/2008
Option Purchased 300 80.0000 AMER 22/11/2008
Option Purchased 261 50.0000 AMER 17/01/2009
Option Purchased 80 95.0000 AMER 21/02/2009
Option Purchased 250 55.0000 AMER 22/11/2008
Option Purchased 28 40.0000 AMER 16/01/2010
Option Purchased 219 30.0000 AMER 17/01/2009
Option Purchased 190 70.0000 AMER 21/02/2009
Option Purchased 180 45.0000 AMER 17/01/2009
Option Purchased 174 65.0000 AMER 22/11/2008
Option Purchased 126 65.0000 AMER 17/01/2009
Option Purchased 120 90.0000 AMER 21/02/2009
Option Purchased 119 70.0000 AMER 22/11/2008
Option Purchased 114 90.0000 AMER 22/11/2008
Option Purchased 109 55.0000 AMER 21/02/2009
Option Purchased 95 45.0000 AMER 22/11/2008
Option Purchased 250 90.0000 AMER 22/11/2008
Option Purchased 8 25.0000 AMER 22/11/2008
Option Purchased 30 25.0000 AMER 20/12/2008
Option Purchased 10 85.0000 AMER 16/05/2009
Option Purchased 10 37.5000 AMER 21/02/2009
Option Purchased 10 180.0000 AMER 16/01/2010
Option Purchased 10 115.0000 AMER 22/11/2008
Option Purchased 9 95.0000 AMER 16/01/2010
Option Purchased 9 115.0000 AMER 21/02/2009
Option Purchased 8 70.0000 AMER 16/01/2010
Option Purchased 8 65.0000 AMER 16/01/2010
Option Purchased 11 25.0000 AMER 16/01/2010
Option Purchased 8 45.0000 AMER 21/02/2009
Option Purchased 12 105.0000 AMER 22/11/2008
Option Purchased 8 20.0000 AMER 17/01/2009
Option Purchased 7 50.0000 AMER 22/01/2011
Option Purchased 7 45.0000 AMER 20/12/2008
Option Purchased 6 37.5000 AMER 20/12/2008
Option Purchased 6 110.0000 AMER 21/02/2009
Option Purchased 5 85.0000 AMER 16/01/2010
Option Purchased 5 25.0000 AMER 21/02/2009
Option Purchased 5 125.0000 AMER 17/01/2009
Option Purchased 4 40.0000 AMER 20/12/2008
Option Purchased 4 20.0000 AMER 16/01/2010
Option Purchased 8 55.0000 AMER 16/05/2009
Option Purchased 19 42.5000 AMER 17/01/2009
Option Purchased 27 60.0000 AMER 17/01/2009
Option Purchased 26 60.0000 AMER 16/01/2010
Option Purchased 26 45.0000 AMER 20/12/2008
Option Purchased 24 50.0000 AMER 22/11/2008
Option Purchased 23 60.0000 AMER 16/05/2009
Option Purchased 23 45.0000 AMER 22/11/2008
Option Purchased 22 50.0000 AMER 22/11/2008
Option Purchased 22 40.0000 AMER 20/12/2008
Option Purchased 20 80.0000 AMER 22/11/2008
Option Purchased 11 140.0000 AMER 17/01/2009
Option Purchased 19 55.0000 AMER 17/01/2009
Option Purchased 1,379 80.0000 AMER 17/01/2009
Option Purchased 19 35.0000 AMER 16/01/2010
Option Purchased 17 130.0000 AMER 17/01/2009
Option Purchased 16 70.0000 AMER 21/02/2009
Option Purchased 16 40.0000 AMER 21/02/2009
Option Purchased 16 40.0000 AMER 16/05/2009
Option Purchased 16 105.0000 AMER 21/02/2009
Option Purchased 15 55.0000 AMER 16/05/2009
Option Purchased 12 35.0000 AMER 16/05/2009
Option Purchased 12 25.0000 AMER 17/01/2009
Option Purchased 12 110.0000 AMER 17/01/2009
Option Purchased 20 25.0000 AMER 17/01/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk