Rule 8.3 - BHP BILLITON LTD
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in BHP BILLITON LIMITED
Class of relevant security NPV
to which the dealings being
disclosed relate (Note 2)
Date of dealing 04 November 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 146,294,703 4.36% 1,249,057 0.04%
securities
(2) Derivatives 263,925 0.01% 5,734 0.00%
(other than
options)
(3) Options and 9,715 0.00% 6,992 0.00%
agreements to
purchase/sell
Total 146,568,343 4.37% 1,261,783 0.04%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 5,758 29.1200 AUD
Purchase 1,508 29.1200 AUD
Purchase 2,451 28.8185 AUD
Purchase 2,607 29.1200 AUD
Purchase 30,512 29.1200 AUD
Purchase 23,344 29.1200 AUD
Purchase 179,446 28.8582 AUD
Sale 78,461 29.0544 AUD
Sale 2,523 29.1200 AUD
Sale 5,758 29.1200 AUD
Sale 14,432 29.1200 AUD
Sale 179,446 28.8582 AUD
Sale 179,446 28.8582 AUD
Sale 31,052 28.9607 AUD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 31052 28.9606
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchase 1 30 AMER 22/11/2008 9.85
Call Purchase 1 37.5 AMER 22/11/2008 6.45
Call Purchase 1 45 AMER 21/02/2009 5
Call Purchase 1 45 AMER 16/01/2010 7.95
Call Purchase 1 50 AMER 22/11/2008 0.55
Call Purchase 2 50 AMER 16/05/2009 5
Call Purchase 5 45 AMER 20/12/2008 2.9
Call Purchase 8 20 AMER 17/01/2009 22.5
Call Purchase 10 45 AMER 20/12/2008 1.6
Call Purchase 15 37.5 AMER 17/01/2009 8.4
Call Selling 1 40 AMER 22/11/2008 12.35
Call Selling 1 40 AMER 17/01/2009 7.1
Call Selling 1 40 AMER 16/05/2009 0.425
Call Selling 20 80 AMER 16/01/2010 1.55
Put Purchase 1 37.5 AMER 20/12/2008 2.5
Put Purchase 1 40 AMER 20/12/2008 3.2
Put Purchase 1 100 AMER 17/01/2009 4.7
Put Purchase 3 30 AMER 17/01/2009 1.45
Put Purchase 4 32.5 AMER 17/01/2009 1.92
Put Purchase 10 30 AMER 20/12/2008 0.85
Put Purchase 28 40 AMER 16/01/2010 8.5
Put Purchase 32 30 AMER 20/12/2008 2.075
Put Purchase 40 32.5 AMER 17/01/2009 1.95
Put Selling 1 40 AMER 22/11/2008 1.9
Put Selling 1 40 AMER 22/11/2008 3.15
Put Selling 2 40 AMER 22/11/2008 4.4
Put Selling 3 40 AMER 22/11/2008 4.1
Put Selling 40 45 AMER 17/01/2009 6.94
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 05November 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Notes
1. Where there are open option positions or open derivative positions (except for CFD's), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -5 80.0000 AMER 16/01/2010
Option Purchased -2 40.0000 AMER 21/02/2009
Option Purchased -2 35.0000 AMER 16/01/2010
Option Purchased -2 20.0000 AMER 16/01/2010
Option Purchased -2 140.0000 AMER 16/01/2010
Option Purchased -3 90.0000 AMER 16/01/2010
Option Purchased -3 65.0000 AMER 16/01/2010
Option Purchased -3 40.0000 AMER 16/05/2009
Option Purchased -3 20.0000 AMER 22/11/2008
Option Purchased -7 40.0000 AMER 22/01/2011
Option Purchased -4 40.0000 AMER 20/12/2008
Option Purchased -1 135.0000 AMER 17/01/2009
Option Purchased -5 35.0000 AMER 21/02/2009
Option Purchased -6 95.0000 AMER 17/01/2009
Option Purchased -6 67.5000 AMER 22/11/2008
Option Purchased -6 40.0000 AMER 22/01/2011
Option Purchased -6 37.5000 AMER 17/01/2009
Option Purchased -6 125.0000 AMER 22/11/2008
Option Purchased -6 115.0000 AMER 17/01/2009
Option Purchased -7 70.0000 AMER 22/11/2008
Option Purchased 2 45.0000 AMER 16/01/2010
Option Purchased -4 67.5000 AMER 22/11/2008
Option Purchased 1 30.0000 AMER 22/11/2008
Option Purchased -1,600 65.0000 AMER 17/01/2009
Option Purchased 2 30.0000 AMER 21/02/2009
Option Purchased 2 30.0000 AMER 17/01/2009
Option Purchased 1 50.0000 AMER 22/01/2011
Option Purchased 1 47.5000 AMER 22/11/2008
Option Purchased 1 45.0000 AMER 21/02/2009
Option Purchased 1 40.0000 AMER 16/01/2010
Option Purchased 1 40.0000 AMER 20/12/2008
Option Purchased 1 37.5000 AMER 20/12/2008
Option Purchased -2 85.0000 AMER 21/02/2009
Option Purchased 1 35.0000 AMER 16/05/2009
Option Purchased -2 95.0000 AMER 16/01/2010
Option Purchased 1 25.0000 AMER 17/01/2009
Option Purchased 1 20.0000 AMER 22/01/2011
Option Purchased -1 90.0000 AMER 17/01/2009
Option Purchased -1 85.0000 AMER 17/01/2009
Option Purchased -1 37.5000 AMER 20/12/2008
Option Purchased -1 30.0000 AMER 16/05/2009
Option Purchased -1 25.0000 AMER 22/11/2008
Option Purchased -1 25.0000 AMER 16/05/2009
Option Purchased -9 60.0000 AMER 22/01/2011
Option Purchased 1 37.5000 AMER 22/11/2008
Option Purchased -171 60.0000 AMER 22/11/2008
Option Purchased -62 55.0000 AMER 22/11/2008
Option Purchased -79 65.0000 AMER 17/01/2009
Option Purchased -80 60.0000 AMER 22/11/2008
Option Purchased -83 110.0000 AMER 22/11/2008
Option Purchased -95 85.0000 AMER 22/11/2008
Option Purchased -117 75.0000 AMER 17/01/2009
Option Purchased -139 55.0000 AMER 22/11/2008
Option Purchased -155 80.0000 AMER 17/01/2009
Option Purchased -7 65.0000 AMER 21/02/2009
Option Purchased -162 80.0000 AMER 17/01/2009
Option Purchased -36 105.0000 AMER 17/01/2009
Option Purchased -180 85.0000 AMER 17/01/2009
Option Purchased -237 95.0000 AMER 17/01/2009
Option Purchased -250 45.0000 AMER 17/01/2009
Option Purchased -310 40.0000 AMER 17/01/2009
Option Purchased -378 70.0000 AMER 17/01/2009
Option Purchased -389 60.0000 AMER 21/02/2009
Option Purchased -450 65.0000 AMER 17/01/2009
Option Purchased -507 60.0000 AMER 17/01/2009
Option Purchased -815 90.0000 AMER 17/01/2009
Option Purchased -158 50.0000 AMER 17/01/2009
Option Purchased -17 130.0000 AMER 16/01/2010
Option Purchased -9 45.0000 AMER 16/01/2010
Option Purchased -9 30.0000 AMER 16/01/2010
Option Purchased -10 80.0000 AMER 16/05/2009
Option Purchased -10 160.0000 AMER 16/01/2010
Option Purchased -10 100.0000 AMER 16/01/2010
Option Purchased -11 130.0000 AMER 22/11/2008
Option Purchased -12 70.0000 AMER 16/01/2010
Option Purchased -14 75.0000 AMER 16/01/2010
Option Purchased -15 30.0000 AMER 16/05/2009
Option Purchased -40 45.0000 AMER 17/01/2009
Option Purchased -16 35.0000 AMER 21/02/2009
Option Purchased -40 60.0000 AMER 21/02/2009
Option Purchased -19 50.0000 AMER 16/01/2010
Option Purchased -19 120.0000 AMER 17/01/2009
Option Purchased -20 70.0000 AMER 17/01/2009
Option Purchased -20 60.0000 AMER 16/01/2010
Option Purchased -22 20.0000 AMER 17/01/2009
Option Purchased -31 80.0000 AMER 16/01/2010
Option Purchased -31 50.0000 AMER 16/01/2010
Option Purchased -33 90.0000 AMER 17/01/2009
Option Purchased 2 85.0000 AMER 21/02/2009
Option Purchased -16 35.0000 AMER 20/12/2008
Option Purchased 44 100.0000 AMER 16/01/2010
Option Purchased 76 75.0000 AMER 21/02/2009
Option Purchased 75 100.0000 AMER 22/11/2008
Option Purchased 74 35.0000 AMER 22/11/2008
Option Purchased 70 95.0000 AMER 22/11/2008
Option Purchased 64 100.0000 AMER 21/02/2009
Option Purchased 63 35.0000 AMER 22/11/2008
Option Purchased 52 65.0000 AMER 21/02/2009
Option Purchased 48 55.0000 AMER 17/01/2009
Option Purchased 26 60.0000 AMER 16/01/2010
Option Purchased 44 32.5000 AMER 17/01/2009
Option Purchased 91 80.0000 AMER 21/02/2009
Option Purchased 44 100.0000 AMER 17/01/2009
Option Purchased 42 30.0000 AMER 20/12/2008
Option Purchased 41 75.0000 AMER 22/11/2008
Option Purchased 40 40.0000 AMER 22/11/2008
Option Purchased 38 47.5000 AMER 22/11/2008
Option Purchased 35 62.5000 AMER 22/11/2008
Option Purchased 35 25.0000 AMER 16/05/2009
Option Purchased 29 40.0000 AMER 16/01/2010
Option Purchased 2 30.0000 AMER 20/12/2008
Option Purchased 46 55.0000 AMER 16/01/2010
Option Purchased 190 70.0000 AMER 21/02/2009
Option Purchased 1,250 75.0000 AMER 17/01/2009
Option Purchased 1,000 95.0000 AMER 17/01/2009
Option Purchased 603 75.0000 AMER 17/01/2009
Option Purchased 450 50.0000 AMER 17/01/2009
Option Purchased 375 67.5000 AMER 22/11/2008
Option Purchased 325 30.0000 AMER 17/01/2009
Option Purchased 300 80.0000 AMER 22/11/2008
Option Purchased 300 75.0000 AMER 22/11/2008
Option Purchased 250 90.0000 AMER 22/11/2008
Option Purchased 78 45.0000 AMER 22/11/2008
Option Purchased 240 50.0000 AMER 17/01/2009
Option Purchased 80 95.0000 AMER 21/02/2009
Option Purchased 180 45.0000 AMER 17/01/2009
Option Purchased 174 65.0000 AMER 22/11/2008
Option Purchased 126 65.0000 AMER 17/01/2009
Option Purchased 120 90.0000 AMER 21/02/2009
Option Purchased 119 70.0000 AMER 22/11/2008
Option Purchased 114 90.0000 AMER 22/11/2008
Option Purchased 109 55.0000 AMER 21/02/2009
Option Purchased 94 40.0000 AMER 22/11/2008
Option Purchased 24 50.0000 AMER 22/11/2008
Option Purchased 250 55.0000 AMER 22/11/2008
Option Purchased 6 60.0000 AMER 16/05/2009
Option Purchased 9 95.0000 AMER 16/01/2010
Option Purchased 9 115.0000 AMER 21/02/2009
Option Purchased 8 70.0000 AMER 16/01/2010
Option Purchased 8 65.0000 AMER 16/01/2010
Option Purchased 8 45.0000 AMER 21/02/2009
Option Purchased 8 20.0000 AMER 17/01/2009
Option Purchased 7 50.0000 AMER 16/05/2009
Option Purchased 7 50.0000 AMER 22/01/2011
Option Purchased 28 40.0000 AMER 17/01/2009
Option Purchased 7 37.5000 AMER 22/11/2008
Option Purchased 10 35.0000 AMER 16/01/2010
Option Purchased 6 20.0000 AMER 22/01/2011
Option Purchased 6 110.0000 AMER 21/02/2009
Option Purchased 5 85.0000 AMER 16/01/2010
Option Purchased 5 25.0000 AMER 20/12/2008
Option Purchased 5 125.0000 AMER 17/01/2009
Option Purchased 4 50.0000 AMER 22/11/2008
Option Purchased 4 110.0000 AMER 16/01/2010
Option Purchased 3 55.0000 AMER 21/02/2009
Option Purchased 3 25.0000 AMER 16/01/2010
Option Purchased 7 45.0000 AMER 20/12/2008
Option Purchased 15 45.0000 AMER 17/01/2009
Option Purchased 23 60.0000 AMER 17/01/2009
Option Purchased 20 80.0000 AMER 22/11/2008
Option Purchased 20 30.0000 AMER 22/11/2008
Option Purchased 19 55.0000 AMER 17/01/2009
Option Purchased 19 40.0000 AMER 21/02/2009
Option Purchased 17 130.0000 AMER 17/01/2009
Option Purchased 16 70.0000 AMER 21/02/2009
Option Purchased 16 105.0000 AMER 21/02/2009
Option Purchased 15 55.0000 AMER 16/05/2009
Option Purchased 10 115.0000 AMER 22/11/2008
Option Purchased 15 45.0000 AMER 22/11/2008
Option Purchased 10 180.0000 AMER 16/01/2010
Option Purchased 13 35.0000 AMER 16/05/2009
Option Purchased 13 35.0000 AMER 17/01/2009
Option Purchased 13 25.0000 AMER 22/11/2008
Option Purchased 12 110.0000 AMER 17/01/2009
Option Purchased 12 105.0000 AMER 22/11/2008
Option Purchased 11 140.0000 AMER 17/01/2009
Option Purchased 10 85.0000 AMER 16/05/2009
Option Purchased 10 55.0000 AMER 16/05/2009
Option Purchased 1,379 80.0000 AMER 17/01/2009
Option Purchased 15 45.0000 AMER 20/12/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk