Rule 8.3 - BHP BILLITON PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in BHP BILLITON PLC
Class of relevant security USD0.50
to which the dealings being
disclosed relate (Note 2)
Date of dealing 09 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 111,707,755 4.99% 4,906,550 0.22%
securities
(2) Derivatives 6,975,785 0.31% 4,083,798 0.18%
(other than
options)
(3) Options and 1,003,400 0.04% 754,400 0.03%
agreements to
purchase/sell
Total 119,686,940 5.35% 9,744,748 0.44%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 85,000 16.2800
Purchase 4,222 16.9400
Purchase 5,655 17.0657
Purchase 4,773 16.3538
Purchase 265,212 16.7954
Purchase 44,400 17.0068
Purchase 30,000 16.4678
Purchase 61,900 16.8358
Purchase 40,000 16.4553
Purchase 99 16.2600
Purchase 30,000 16.4678
Purchase 31,756 16.9658
Purchase 761 16.5600
Purchase 50 16.8300
Purchase 435,691 16.8375
Purchase 149,789 16.5200
Purchase 90,087 16.8213
Purchase 7,352 16.2800
Purchase 129 16.1260
Purchase 752 16.2500
Purchase 42,731 16.7005
Purchase 4,989 17.0200
Purchase 3,280 16.9800
Purchase 40,525 17.0081
Purchase 40,000 16.4553
Purchase 80 17.0900
Purchase 150,000 17.1000
Purchase 300 16.5192
Purchase 3,782 16.2831
Purchase 15,982 17.0998
Purchase 580 17.0000
Purchase 14,882 16.8900
Purchase 769 16.5600
Sale 850 16.2600
Sale 205 16.4012
Sale 1,718 17.0268
Sale 61,900 16.8326
Sale 140 16.8204
Sale 519 Transfer
Sale 57,000 17.4926
Sale 111 16.7224
Sale 35,250 17.2469
Sale 40,000 16.4553
Sale 16,900 16.7479
Sale 50,504 17.1649
Sale 33,358 17.0884
Sale 64,800 16.9183
Sale 769 16.5600
Sale 661,822 17.0703
Sale 40,946 16.2800
Sale 192 17.1100
Sale 500 16.2400
Sale 30,000 16.4678
Sale 15,982 17.0941
Sale 6,700 16.5000
Sale 90,087 16.8181
Sale 87,500 16.8500
Sale 1,530 16.9500
Sale 957 17.1100
Sale 6,820 16.8656
Sale 300 17.0600
Sale 600 17.0600
Sale 344 16.8420
Sale 45,925 16.9839
Sale 761 16.5600
Sale 4,591 16.7346
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 3782 16.283
CFD Short 40000 16.4553
CFD Short 30000 16.4678
CFD Short 42731 16.7004
CFD Short 265212 16.7953
CFD Short 61900 16.8358
CFD Short 435691 16.8375
CFD Short 31756 16.9658
CFD Short 44400 17.0067
CFD Short 40525 17.0081
CFD Short 5655 17.0656
CFD Long 56035 16.6367
CFD Long 16900 16.7479
CFD Long 90087 16.818
CFD Long 6820 16.8656
CFD Long 64800 16.9183
CFD Long 45925 16.9838
CFD Long 1718 17.0267
CFD Long 661822 17.0702
CFD Long 32777 17.0829
CFD Long 35250 17.2469
CFD Long 581 17.4007
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 12 November 2007
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 500 1,400.0000 EURO 21/12/2007
Option Purchased 500,000 9.5000 EURO 19/12/2008
Option Purchased 250,000 14.0000 AMER 20/06/2008
Option Purchased 250,000 14.0000 AMER 20/06/2008
Option Purchased -250,000 16.0000 AMER 19/09/2008
Option Purchased 500 1,300.0000 EURO 21/12/2007
Option Purchased -500 950.0000 EURO 19/12/2008
Option Purchased -500,000 9.5000 EURO 19/12/2008
Option Purchased -1,000 1,100.0000 EURO 21/12/2007
Option Purchased 1,000 2,000.0000 EURO 21/12/2007
Option Purchased -500 1,400.0000 EURO 21/12/2007
Option Purchased 450 1,400.0000 EURO 20/03/2008
Option Purchased 700 1,400.0000 EURO 20/03/2008
Option Purchased -1,250 1,200.0000 EURO 21/12/2007
Option Purchased 250 1,700.0000 EURO 19/12/2008
Option Purchased -650 1,900.0000 EURO 21/12/2007
Option Purchased -500 950.0000 EURO 19/12/2008
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk