Rule 8.3 - BHP BILLITON PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in BHP BILLITON PLC
Class of relevant security USD0.50
to which the dealings being
disclosed relate (Note 2)
Date of dealing 20 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 107,038,523 4.80% 5,722,370 0.26%
securities
(2) Derivatives 13,243,097 0.59% 10,380,289 0.47%
(other than
options)
(3) Options and 1,288,750 0.06% 3,650 0.00%
agreements to
purchase/sell
Total 121,570,370 5.46% 16,106,309 0.72%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 49 15.9354
Purchase 93,742 15.1257
Purchase 325 14.9954
Purchase 55 15.8177
Purchase 40 15.8254
Purchase 19,457 15.0205
Purchase 28,422 15.5600
Purchase 455 15.0375
Purchase 2,985 15.0188
Purchase 1,485 15.1729
Purchase 28,574 15.1194
Purchase 29,000 15.1841
Purchase 368,894 15.0956
Purchase 2,364 15.0763
Purchase 240,968 15.2306
Purchase 326 15.0054
Purchase 650 15.2177
Purchase 80 15.7877
Purchase 51 15.3277
Purchase 3,800 15.2303
Purchase 394 14.9285
Purchase 3,800 15.2303
Purchase 67 15.9308
Purchase 186 14.8077
Purchase 294,241 15.2686
Purchase 110,996 15.0321
Purchase 93,742 15.1285
Purchase 1,021 15.3900
Purchase 36,410 15.5600
Purchase 150 14.8254
Purchase 95 Transfer
Purchase 1,100 15.2975
Sale 1,321 15.5600
Sale 27,296 14.7808
Sale 29,000 15.1813
Sale 58 15.9646
Sale 3,935 15.5570
Sale 95 Transfer
Sale 2,000 15.2777
Sale 95 15.4146
Sale 250 14.8325
Sale 1,100 15.2975
Sale 1,100 15.2975
Sale 65,637 15.2509
Sale 1,000 14.8325
Sale 651 15.5765
Sale 292 Transfer
Sale 51 15.0546
Sale 29,000 15.1841
Sale 305,252 15.0902
Sale 93,742 15.1257
Sale 9,170 15.0177
Sale 150 15.4512
Sale 23,091 15.1115
Sale 68,651 14.9696
Sale 390,000 15.0300
Sale 400 15.5581
Sale 3,800 15.2303
Sale 29,002 15.1761
Sale 205 15.4423
Sale 839 15.1800
Sale 16,953 15.6208
Sale 295 15.0146
Sale 103 15.0400
Sale 28 15.1346
Sale 262,749 15.0563
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 19457 15.0205
CFD Short 110996 15.0321
CFD Short 2364 15.0763
CFD Short 368894 15.0956
CFD Short 28574 15.1193
CFD Short 93742 15.1285
CFD Short 1485 15.1728
CFD Short 3800 15.2303
CFD Short 240968 15.2306
CFD Short 294241 15.2686
CFD Long 27296 14.7807
CFD Long 262749 15.0562
CFD Long 305252 15.0902
CFD Long 23091 15.1115
CFD Long 29002 15.176
CFD Long 29000 15.1812
CFD Long 65637 15.2509
CFD Long 2000 15.2777
CFD Long 1100 15.2975
CFD Long 3935 15.557
CFD Long 400 15.558
CFD Long 651 15.5765
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Put OptionPurchasing 1000000 15 American 21/12/2007
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 21 November 2007
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date Option money
e.g. call option purchased to which the option (Note 2) American, paid/received
or derivative relates European etc. per unit(GBP)
Option Purchased 250 1,700.0000 EURO 19/12/2008
Option Purchased -500,000 9.5000 EURO 19/12/2008
Option Purchased -250,000 16.0000 AMER 19/09/2008
Option Purchased -1,775 1,600.0000 EURO 20/06/2008
Option Purchased -1,250 1,200.0000 EURO 21/12/2007
Option Purchased -1,000 1,100.0000 EURO 21/12/2007
Option Purchased -1,000 1,500.0000 EURO 19/12/2008
Option Purchased -650 1,900.0000 EURO 21/12/2007
Option Purchased -500 950.0000 EURO 19/12/2008
Option Purchased -500 950.0000 EURO 19/12/2008
Option Purchased -1,000,000 15.0000 AMER 21/12/2007
Option Purchased -500 1,600.0000 EURO 21/12/2007
Option Purchased 500,000 9.5000 EURO 19/12/2008
Option Purchased 350 1,550.0000 EURO 21/12/2007
Option Purchased 450 1,400.0000 EURO 20/03/2008
Option Purchased 500 1,300.0000 EURO 21/12/2007
Option Purchased 500 1,400.0000 EURO 21/12/2007
Option Purchased 700 1,400.0000 EURO 20/03/2008
Option Purchased 1,000 2,000.0000 EURO 21/12/2007
Option Purchased 250,000 14.0000 AMER 20/06/2008
Option Purchased 250,000 14.0000 AMER 20/06/2008
Option Purchased 285,000 15.9000 AMER 21/12/2007
Option Purchased -500 1,400.0000 EURO 21/12/2007
Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk