Rule 8.3 - CADBURY PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 24 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 64,236,573 4.68% 0 0.00%
securities
(2) Derivatives 1,474,254 0.11% 2,552,063 0.19%
(other than
options)
(3) Options and 1,733,600 0.13% 1,654,200 0.12%
agreements to
purchase/sell
Total 67,444,427 4.92% 4,206,263 0.31%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Price per unit
Securities (GBP)
Purchase 20,400 27.12529 USD
Purchase 4,800 27.2225 USD
Purchase 1,600 27.22 USD
Purchase 400 27.22 USD
Purchase 3,200 26.94 USD
Purchase 135,600 27.2999 USD
Purchase 26,800 27.3 USD
Purchase 19,128 27.312076 USD
Purchase 7,200 27.27 USD
Purchase 16,136 27.31 USD
Purchase 50,196 27.30622 USD
Purchase 6,800 27.29235 USD
Purchase 141,380 27.29966 USD
Purchase 1,996 26.9 USD
Purchase 52 27.0985 USD
Purchase 15,536 27.19682 USD
Purchase 3,200 27.251875 USD
Purchase 18,000 27.1207 USD
Purchase 13,960 27.3031 USD
Purchase 14,000 27.1103 USD
Purchase 6,800 27.14294 USD
Purchase 137,204 27.113990 USD
Purchase 6,876 27.192006 USD
Purchase 145,460 27.08925 USD
Purchase 4,796 27.01632611 USD
Purchase 12,000 27.072666 USD
Purchase 19,156 27.135763 USD
Purchase 4,800 27.0125 USD
Purchase 400 27.14 USD
Purchase 400 27.14 USD
Purchase 16,016 27.154607 USD
Purchase 7,893 8.08
Purchase 400 27.22 USD
Purchase 106,963 8.08
Purchase 24,092 8.0733
Purchase 15,808 8.0691
Purchase 13,152 8.08
Purchase 33,652 27.22 USD
Purchase 11,104 8.0832
Purchase 368 27.04 USD
Purchase 6,058 8.0745
Purchase 6,000 8.0808
Purchase 3,538 8.08
Purchase 2,110 8.0815
Purchase 1,450 8.08
Purchase 870 8.0505
Purchase 13,037 8.0918
Purchase 1,200 27.27 USD
Purchase 2,800 27.071428 USD
Purchase 3,200 27.12875 USD
Purchase 2,800 27.14571 USD
Purchase 4,800 27.098333 USD
Purchase 1,200 27.096 USD
Purchase 195 8.11
Purchase 16,004 26.98941 USD
Purchase 400 27.22 USD
Purchase 10,800 27.270333 USD
Purchase 1,600 27.305 USD
Purchase 800 27.315 USD
Purchase 2,008 27.278804 USD
Purchase 1,200 27.243333 USD
Purchase 42,972 27.0985 USD
Purchase 6,668 27.07130 USD
Purchase 11,200 27.0063571 USD
Purchase 6,000 27.277993 USD
Purchase 6,400 27.04625 USD
Purchase 2,000 27.079 USD
Purchase 5,200 27.23 USD
Purchase 2,800 27.049 USD
Purchase 18,400 27.2489 USD
Purchase 1,200 27.0533 USD
Purchase 8,000 27.1685 USD
Purchase 2,800 27.27 USD
Purchase 12,800 26.989062 USD
Purchase 7,600 27.015789 USD
Purchase 400 27.28 USD
Purchase 28,000 27.210285 USD
Purchase 4,800 26.967333 USD
Purchase 400 27.005 USD
Purchase 1,200 27.256333 USD
Purchase 400 27.05 USD
Purchase 400 26.94 USD
Purchase 400 27.211 USD
Purchase 14,000 27.30177 USD
Purchase 3,200 27.30875 USD
Purchase 11,948 27.067683 USD
Purchase 21,600 27.098518 USD
Purchase 9,600 27.067083 USD
Purchase 1,200 27.25 USD
Purchase 800 26.985 USD
Purchase 800 27.165 USD
Purchase 60 27.0985 USD
Purchase 2,748 27.020582 USD
Purchase 7,200 27.125555 USD
Purchase 8 27.0985 USD
Purchase 1,364 27.228797 USD
Purchase 400 27.27 USD
Purchase 21,600 27.14 USD
Sale 68,045 8.0933
Sale 48,552 8.0825
Sale 116,880 8.065
Sale 47,300 8.057
Sale 126,117 8.08
Sale 39,368 8.0945
Sale 100 8.105
Sale 26,564 8.105
Sale 10,000 27.32 USD
Sale 15,200 27.13677 USD
Sale 249 8.0597
Sale 1,600 26.958 USD
Sale 448 8.0522
Sale 448 8.0522
Sale 19,224 27.22 USD
Sale 14,428 27.22 USD
Sale 1,200 27.256333 USD
Sale 400 26.94 USD
Sale 368 27.04 USD
Sale 60 27.0985 USD
Sale 2,400 27.11 USD
Sale 16,800 27.27735 USD
Sale 8,360 27.30521 USD
Sale 1,600 27.2575 USD
Sale 542 8.0522
Sale 556 8.0522
Sale 556 8.0522
Sale 32,800 27.0985 USD
Sale 1,325 8.0522
Sale 1,325 8.0522
Sale 1,618 8.08
Sale 1,618 8.08
Sale 1,891 8.08
Sale 5,200 26.970230 USD
Sale 2,571 8.08
Sale 22,210 8.08
Sale 9,000 8.08
Sale 9,200 27.117826 USD
Sale 11,796 8.0914
Sale 11,865 8.08
Sale 11,865 8.08
Sale 400 27.211 USD
Sale 800 27.001 USD
Sale 15,540 8.0569
Sale 1,812 27.0985 USD
Sale 17,375 8.0876
Sale 2,022 8.0968
Sale 80 27.1 USD
Sale 2,400 26.94 USD
Sale 11,600 27.1286 USD
Sale 29,540 27.3027 USD
Sale 1,216 27.2701 USD
Sale 5,984 27.234545 USD
Sale 14,000 27.257142 USD
Sale 224 26.92 USD
Sale 2,800 27.02 USD
Sale 2,800 27.049 USD
Sale 3,828 26.96064786 USD
Sale 400 27.05 USD
Sale 760 27.131005 USD
Sale 8,720 27.22 USD
Sale 2,400 27.0667 USD
Sale 542 8.0522
Sale 4,400 27.222727 USD
Sale 158,952 27.071549 USD
Sale 2,000 27.079 USD
Sale 10,800 27.034814 USD
Sale 20,800 27.12558 USD
Sale 12,800 26.9890 USD
Sale 146,800 27.106929 USD
Sale 4,800 27.013333 USD
Sale 32,400 27.09234 USD
Sale 370,460 27.3027 USD
Sale 60 27.0985 USD
Sale 800 27.21 USD
Sale 3,200 27.32 USD
Sale 8,880 27.029369 USD
Sale 10,800 27.200088 USD
Sale 9,600 27.01441667 USD
Sale 3,200 27.19225 USD
Sale 2,000 26.99 USD
Sale 400 27.01 USD
Sale 800 27.22 USD
Sale 41,168 27.09847 USD
Sale 400 26.92 USD
Sale 800 26.94 USD
Sale 14,204 27.20190 USD
Sale 800 27.04 USD
Sale 15,996 27.168317 USD
Sale 10,172 27.0985 USD
Sale 400 27.27 USD
Sale 19,068 27.1017 USD
Sale 4,000 27.2251 USD
Sale 624 27.213589 USD
Sale 800 27.275 USD
Sale 1,200 27.27 USD
Sale 800 27.23625 USD
Sale 176 27.22 USD
Sale 13,544 26.98818 USD
Sale 3,200 27.30875 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 15540 8.0569
CFD Long 249 8.0596
CFD Long 48552 8.0824
CFD Long 68045 8.0933
CFD Long 100 8.105
CFD Short 870 8.0504
CFD Short 6000 8.0808
CFD Short 2110 8.0814
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 400 55 AMER 19/12/2009 0.7
Call Purchasing 400 55 AMER 19/12/2009 0.75
Call Purchasing 400 55 AMER 16/01/2010 1.2
Call Purchasing 1600 55 AMER 19/12/2009 0.7
Call Purchasing 3200 55 AMER 19/12/2009 0.75
Call Selling 400 50 AMER 19/12/2009 4
Call Selling 400 55 AMER 19/12/2009 0.65
Call Selling 400 55 AMER 19/12/2009 0.7
Call Selling 7600 55 AMER 16/01/2010 1.25
Call Selling 8000 55 AMER 16/01/2010 1.2
Call Selling 26800 55 AMER 19/12/2009 0.7
Put Selling 4000 55 AMER 19/12/2009 2.35
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 25 November 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 40,400 50 USD AMER 19/12/2009
Option Selling -22,800 45 USD AMER 19/12/2009
Option Selling -22,400 40 USD AMER 19/12/2009
Option Selling -21,600 55 USD AMER 19/12/2009
Option Selling -18,000 60 USD AMER 19/12/2009
Option Selling -15,200 55 USD AMER 16/01/2010
Option Selling -7,200 50 USD AMER 16/01/2010
Option Selling -2,000 55 USD AMER 16/01/2010
Option Purchased 800 30 USD AMER 19/12/2009
Option Selling -80,000 45 USD AMER 20/03/2010
Option Purchased 9,600 35 USD AMER 19/12/2009
Option Purchased 500,000 7.4 AMER 18/12/2009
Option Purchased 44,800 55 USD AMER 19/12/2009
Option Purchased 130,000 50 USD AMER 19/12/2009
Option Selling -750,000 8.60 EURO 18/12/2009
Option Selling -665,000 7.40 EURO 18/12/2009
Option Selling -50,000 8.40 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 250,000 8.2 AMER 18/12/2009
Option Purchased 8,000 45 USD AMER 19/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk