Rule 8.3 - CADBURY PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 25 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 64,221,198 4.68% 0 0.00%
securities
(2) Derivatives 1,477,602 0.11% 2,427,072 0.18%
(other than
options)
(3) Options and 1,738,400 0.13% 1,642,200 0.12%
agreements to
purchase/sell
Total 67,437,200 4.92% 4,069,272 0.30%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Price per unit
Securities (GBP)
Purchase 800 26.855 USD
Purchase 4,300 26.90007209 USD
Purchase 4,000 26.954 USD
Purchase 54,400 26.95397059 USD
Purchase 2,260 26.93825398 USD
Purchase 10,800 26.84740741 USD
Purchase 2,400 26.93833333 USD
Purchase 2,000 26.804 USD
Purchase 30,800 26.95399221 USD
Purchase 2,800 26.82 USD
Purchase 26,800 26.83298507 USD
Purchase 18,700 26.84284011 USD
Purchase 4,996 26.88891914 USD
Purchase 16,824 26.83694484 USD
Purchase 20,800 26.87038462 USD
Purchase 22,000 26.80212727 USD
Purchase 800 26.78 USD
Purchase 14,400 26.823 USD
Purchase 800 26.91 USD
Purchase 11,600 26.78 USD
Purchase 1,600 26.755 USD
Purchase 14,000 26.84828571 USD
Purchase 3,200 26.93875 USD
Purchase 3,827 8.0535
Purchase 16,400 26.84829276 USD
Purchase 40 26.91 USD
Purchase 82,789 8.11
Purchase 400 26.95 USD
Purchase 3,640 26.8608 USD
Purchase 800 26.95 USD
Purchase 9,600 26.955 USD
Purchase 3,904 8.0933
Purchase 8,800 26.78995455 USD
Purchase 1,660 26.7847 USD
Purchase 2,000 26.811 USD
Purchase 400 27.02 USD
Purchase 400 26.9499 USD
Purchase 400 26.92 USD
Purchase 61,520 26.88635956 USD
Purchase 800 26.8899 USD
Purchase 302,504 26.81775791 USD
Purchase 400 26.82 USD
Purchase 15,944 26.91 USD
Purchase 5,608 26.79080585 USD
Purchase 7,600 26.79210526 USD
Purchase 1,600 26.8 USD
Purchase 2,000 26.8 USD
Purchase 400 26.79 USD
Purchase 800 26.8 USD
Purchase 3,200 26.8325 USD
Purchase 36,800 26.84359565 USD
Purchase 4,800 26.95166667 USD
Purchase 400 26.94 USD
Purchase 32,400 26.8262963 USD
Purchase 32,400 26.84888889 USD
Purchase 5,864 26.82173493 USD
Purchase 400 26.98 USD
Purchase 14,800 26.79702703 USD
Purchase 32,660 26.80325903 USD
Purchase 4,400 26.81636364 USD
Purchase 8,800 26.79136364 USD
Purchase 50,572 26.7995643 USD
Purchase 63,600 26.7991195 USD
Purchase 6,000 26.86 USD
Purchase 9,432 26.8 USD
Purchase 1,600 26.787 USD
Purchase 400 26.76 USD
Purchase 526 8.12
Purchase 800 26.75 USD
Purchase 140 26.8 USD
Purchase 210 8.12
Purchase 1,200 26.78 USD
Purchase 4,400 26.82 USD
Purchase 54,434 8.0775
Purchase 6,028 8.14
Purchase 1,200 26.85966667 USD
Purchase 600 8.0992
Purchase 2,800 26.817143 USD
Purchase 4,400 26.92090909 USD
Purchase 800 26.945 USD
Purchase 11,600 26.81989655 USD
Purchase 800 26.779 USD
Purchase 1,600 26.79 USD
Purchase 1,200 26.77366667 USD
Purchase 400 26.825 USD
Purchase 34,480 26.80227378 USD
Purchase 4,144 26.8699 USD
Purchase 400 27.08 USD
Purchase 13,176 8.11
Purchase 74,910 8.0775
Purchase 54,434 8.0775
Purchase 14,492 8.0719
Purchase 29,600 26.83717838 USD
Sale 15,200 26.85157895 USD
Sale 54,434 8.0775
Sale 400 26.91 USD
Sale 1,200 26.80666667 USD
Sale 1,600 26.787 USD
Sale 4,000 26.9101 USD
Sale 36,800 26.84358696 USD
Sale 74,910 8.0775
Sale 400 26.825 USD
Sale 1,600 26.91 USD
Sale 800 26.96 USD
Sale 37,200 26.842473 USD
Sale 16,800 26.79330238 USD
Sale 41,832 26.83786583 USD
Sale 12,800 26.8155625 USD
Sale 9,944 26.91 USD
Sale 6,189 8.11
Sale 6,028 8.14
Sale 6,028 8.14
Sale 60 26.77 USD
Sale 4,547 8.0796
Sale 800 26.7855 USD
Sale 400 26.77 USD
Sale 1,050 8.0774
Sale 3,200 26.8681 USD
Sale 5,600 26.811429 USD
Sale 800 26.785 USD
Sale 700 8.0693
Sale 7,565 8.08
Sale 446 8.08
Sale 9,955 8.11
Sale 197 8.08
Sale 3,648 26.86092961 USD
Sale 124,191 8.08
Sale 400 26.8 USD
Sale 484,000 26.8113 USD
Sale 700 8.0987
Sale 800 26.9 USD
Sale 800 26.8899 USD
Sale 18,400 26.78321739 USD
Sale 3,200 26.79625 USD
Sale 400 26.79 USD
Sale 4,144 26.8699 USD
Sale 8,400 26.92238095 USD
Sale 800 26.99 USD
Sale 40,600 26.89287783 USD
Sale 1,600 26.9375 USD
Sale 1,200 8.0492
Sale 7,460 26.9388 USD
Sale 28,800 26.81232222 USD
Sale 100,000 26.954 USD
Sale 21,200 26.85135849 USD
Sale 400 26.76 USD
Sale 3,200 26.78625 USD
Sale 2,400 26.805 USD
Sale 2,800 26.81571429 USD
Sale 2,000 26.8218 USD
Sale 800 26.91 USD
Sale 400 27.08 USD
Sale 400 26.9 USD
Sale 3,100 26.9001 USD
Sale 12,400 26.82319355 USD
Sale 2,889 8.0727
Sale 6,400 26.790625 USD
Sale 2,800 26.89142857 USD
Sale 800 26.75 USD
Sale 61,448 26.82665018 USD
Sale 14,400 26.81805556 USD
Sale 40 26.8608 USD
Sale 17,748 26.81372774 USD
Sale 5,012 26.79 USD
Sale 26,712 26.82556155 USD
Sale 20,676 26.82886305 USD
Sale 2,000 26.8274 USD
Sale 3,600 26.8608 USD
Sale 4,400 26.92090909 USD
Sale 800 27.04
Sale 4,800 26.80525 USD
Sale 2,400 26.79 USD
Sale 8,400 26.81257143 USD
Sale 10,800 26.84740741 USD
Sale 2,000 26.804 USD
Sale 800 26.785 USD
Sale 2,000 26.83 USD
Sale 140 26.82 USD
Sale 2,800 26.78285714 USD
Sale 400 26.8 USD
Sale 800 26.79 USD
Sale 800 26.945 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 1200 8.0491
CFD Long 700 8.0692
CFD Long 124191 8.0799
CFD Long 6052 8.0839
CFD Long 700 8.0987
CFD Short 3904 8.0932
CFD Short 600 8.0991
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 400 50 USD AMER 19/12/2009 3.9 USD
Call Purchasing 400 55 USD AMER 19/12/2009 0.7 USD
Call Purchasing 3600 50 USD AMER 19/12/2009 3.9 USD
Call Purchasing 18000 55 USD AMER 19/12/2009 0.7 USD
Call Selling 400 55 USD AMER 19/12/2009 0.75 USD
Call Selling 400 55 USD AMER 16/01/2010 1.2 USD
Call Selling 800 55 USD AMER 19/12/2009 0.75 USD
Call Selling 2000 55 USD AMER 16/01/2010 1.3 USD
Call Selling 3600 55 USD AMER 16/01/2010 1.2 USD
Put Purchasing 400 50 USD AMER 19/12/2009 0.15 USD
Put Purchasing 400 50 USD AMER 19/12/2009 0.2 USD
Put Purchasing 400 50 USD AMER 16/01/2010 0.6 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 26 November 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 41,200 50 USD AMER 19/12/2009
Option Purchased -22,800 45 USD AMER 19/12/2009
Option Purchased -22,400 40 USD AMER 19/12/2009
Option Purchased -21,200 55 USD AMER 16/01/2010
Option Purchased -18,000 60 USD AMER 19/12/2009
Option Purchased -5,600 50 USD AMER 16/01/2010
Option Purchased -5,200 55 USD AMER 19/12/2009
Option Purchased -2,000 55 USD AMER 16/01/2010
Option Purchased 800 30 USD AMER 19/12/2009
Option Purchased -80,000 45 USD AMER 20/03/2010
Option Purchased 9,600 35 USD AMER 19/12/2009
Option Purchased 500,000 7.4 EURO 18/12/2009
Option Purchased 44,800 55 USD AMER 19/12/2009
Option Purchased 134,000 50 USD AMER 19/12/2009
Option Purchased -750,000 8.60 EURO 18/12/2009
Option Purchased -665,000 7.40 EURO 18/12/2009
Option Purchased -50,000 8.40 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 250,000 8.2 EURO 18/12/2009
Option Purchased 8,000 45 USD AMER 19/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk