Rule 8.3 - CADBURY PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 27 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 65,711,237 4.79% 0 0.00%
securities
(2) Derivatives 1,540,827 0.11% 2,179,056 0.16%
(other than
options)
(3) Options and 1,742,800 0.13% 1,642,600 0.12%
agreements to
purchase/sell
Total 68,994,864 5.03% 4,210,376 0.31%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Price per unit
Securities (GBP)
Purchase 400 26.6 USD
Purchase 1,016 26.48 USD
Purchase 23,600 26.64 USD
Purchase 13,200 26.53636364 USD
Purchase 50,636 26.5456371 USD
Purchase 5,600 26.54285714 USD
Purchase 1,200 26.40333333 USD
Purchase 152 26.5666 USD
Purchase 18,000 26.58821111 USD
Purchase 800 26.615 USD
Purchase 2,400 26.52 USD
Purchase 400 26.601 USD
Purchase 2,800 26.5666 USD
Purchase 152 26.5666 USD
Purchase 2,800 26.68857143 USD
Purchase 3,600 26.6022 USD
Purchase 1,848 26.66454545 USD
Purchase 2,800 26.66285714 USD
Purchase 400 26.57 USD
Purchase 1,600 26.6851 USD
Purchase 1,200 26.62 USD
Purchase 408 26.56970392 USD
Purchase 800 26.62 USD
Purchase 18,744 26.58939659 USD
Purchase 4,000 26.64 USD
Purchase 800 26.6145 USD
Purchase 400 26.6199 USD
Purchase 400 26.52 USD
Purchase 11,600 26.54172441 USD
Purchase 2,000 26.62 USD
Purchase 4,400 26.68127273 USD
Purchase 3,200 26.57 USD
Purchase 800 26.57 USD
Purchase 400 26.57 USD
Purchase 1,200 26.3733 USD
Purchase 800 26.365 USD
Purchase 7,524 26.64 USD
Purchase 400 26.54 USD
Purchase 2,800 26.54857143 USD
Purchase 1,600 26.61 USD
Purchase 400 26.629 USD
Purchase 2,000 26.62 USD
Purchase 185 8.0300
Purchase 42,502 8.0500
Purchase 2,800 26.59157143 USD
Purchase 3,600 26.60411111 USD
Purchase 800 26.645 USD
Purchase 26,318 8.0300
Purchase 1,600 26.69 USD
Purchase 779 8.0458
Purchase 52,205 8.0133
Purchase 25,896 26.6562666 USD
Purchase 400 26.57 USD
Purchase 1,328 26.59475904 USD
Purchase 4,800 26.67416667 USD
Purchase 2,000 26.652 USD
Purchase 7,922 7.9992 USD
Sale 800 26.375 USD
Sale 185 8.0000
Sale 3,200 26.5575 USD
Sale 8 8.0600
Sale 8,800 26.495 USD
Sale 1,200 26.36666667 USD
Sale 3,200 26.62 USD
Sale 51,452 26.52979787 USD
Sale 4,400 26.57 USD
Sale 8,000 26.6953 USD
Sale 1,360 26.59894294 USD
Sale 2,800 26.5666 USD
Sale 5,544 26.57578644 USD
Sale 800 26.6325 USD
Sale 1,154 8.0600
Sale 1,154 8.0600
Sale 5,600 26.62428571 USD
Sale 2,800 26.59428571 USD
Sale 1,200 26.63666667 USD
Sale 1,200 26.64 USD
Sale 2,400 26.61933333 USD
Sale 560 8.0305
Sale 768 8.0600
Sale 1,200 26.70666667 USD
Sale 8,000 26.6645 USD
Sale 693 8.0350
Sale 400 26.64 USD
Sale 1,600 26.6851 USD
Sale 6,000 26.51133333 USD
Sale 2,000 26.664 USD
Sale 1,600 26.57 USD
Sale 15,029 8.0080
Sale 1,200 26.63966667 USD
Sale 400 26.6 USD
Sale 400 26.601 USD
Sale 152 26.5666 USD
Sale 18,883 8.0600
Sale 820 26.50634146 USD
Sale 27,600 8.0592
Sale 1,428 26.65560224 USD
Sale 2,790 8.0600
Sale 152 26.5666 USD
Sale 9,009 8.0164
Sale 3,600 26.60222222 USD
Sale 7,922 8.0000
Sale 2,800 26.6886 USD
Sale 4,747 8.0126
Sale 2,000 26.62 USD
Sale 400 26.55 USD
Sale 5,200 26.535385 USD
Sale 1,600 26.54 USD
Sale 2,000 26.666 USD
Sale 1,472 26.51184783 USD
Sale 1,600 26.66 USD
Sale 3,600 26.60411111 USD
Sale 400 26.54 USD
Sale 26,318 8.0300
Sale 7,924 26.63495204 USD
Sale 2,000 26.54 USD
Sale 11,200 26.65357143 USD
Sale 4,400 26.63363636 USD
Sale 36,340 26.65402422 USD
Sale 2,800 26.59157143 USD
Sale 408 26.56970392 USD
Sale 400 26.6199 USD
Sale 143,142 8.0170
Sale 18,000 26.58822222 USD
NB: The below transactions which were previously disclosed have been cancelled
Deal Date Purchase/Sale Number of Securities Price per unit (GBP)
26/11/2009 Purchase 42,502 .4277
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 143142 8.0169
CFD Long 9924 8.0209
CFD Long 27600 8.0591
CFD Short 15114 8.0067
CFD Short 779 8.0457
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Selling 400 50 USD AMER 01/12/2009 3.5 USD
Call Selling 400 50 USD AMER 01/01/2010 3.7 USD
Call Selling 7600 50 USD AMER 01/01/2010 3.7 USD
Put Purchasing 400 50 USD AMER 01/01/2010 0.85 USD
Put Purchasing 400 55 USD AMER 01/01/2010 2.9 USD
Put Purchasing 4000 50 USD AMER 01/12/2009 0.15 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 30 November 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 9,600 35 USD AMER 19/12/2009
Option Sold -22,800 45 USD AMER 19/12/2009
Option Sold -22,400 40 USD AMER 19/12/2009
Option Sold -21,200 55 USD AMER 16/01/2010
Option Sold -18,000 60 USD AMER 19/12/2009
Option Sold -8,000 50 USD AMER 16/01/2010
Option Sold -5,200 55 USD AMER 19/12/2009
Option Purchased 400 50 USD AMER 16/01/2010
Option Purchased 400 55 USD AMER 16/01/2010
Option Sold -80,000 45 USD AMER 20/03/2010
Option Purchased 8,000 45 USD AMER 19/12/2009
Option Purchased 500,000 7.4 EURO 18/12/2009
Option Purchased 44,800 55 USD AMER 19/12/2009
Option Purchased 45,200 50 USD AMER 19/12/2009
Option Purchased 133,600 50 USD AMER 19/12/2009
Option Sold -750,000 8.60 EURO 18/12/2009
Option Sold -665,000 7.40 EURO 18/12/2009
Option Sold -50,000 8.40 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 250,000 8.2 EURO 18/12/2009
Option Purchased 800 30 USD AMER 19/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk