Rule 8.3 - CADBURY PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 30 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 65,377,338 4.76% 0 0.00%
securities
(2) Derivatives 1,561,619 0.11% 2,100,812 0.15%
(other than
options)
(3) Options and 1,822,800 0.13% 1,655,000 0.12%
agreements to
purchase/sell
Total 68,761,757 5.01% 3,755,812 0.27%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Price per unit
Securities (GBP)
Purchase 472,000 8.06
Purchase 13,200 26.48545152 USD
Purchase 6,065 8.06
Purchase 800 26.66 USD
Purchase 800 26.655 USD
Purchase 6,000 26.66 USD
Purchase 11,520 8.06
Purchase 1,200 26.3733 USD
Purchase 800 26.365 USD
Purchase 39,617 8.07
Purchase 56,931 8.06
Purchase 800 26.54 USD
Purchase 2,800 26.57257143 USD
Purchase 12,080 26.57135563 USD
Purchase 400 26.62 USD
Purchase 600 8.0767
Purchase 19,492 26.54876667 USD
Purchase 400 26.5 USD
Purchase 9,820 26.60851324 USD
Purchase 2,300 26.58036087 USD
Purchase 1,600 26.5 USD
Purchase 8,400 26.50132857 USD
Purchase 800 26.49 USD
Purchase 2,400 26.48 USD
Purchase 10,400 26.58 USD
Purchase 9,600 26.51625 USD
Purchase 400 26.59 USD
Purchase 2,000 26.5192 USD
Purchase 3,200 26.61125 USD
Purchase 800 26.6 USD
Purchase 1,200 26.52 USD
Purchase 2,000 26.57 USD
Purchase 3,360 26.55785714 USD
Purchase 400 26.495 USD
Purchase 53,020 26.53166126 USD
Purchase 8,140 26.54363636 USD
Purchase 15,600 26.58 USD
Purchase 72 8.06
Purchase 20,000 26.6072 USD
Purchase 72 8.06
Purchase 369 8.06
Purchase 4,800 26.525833 USD
Purchase 11,200 26.53322143 USD
Purchase 4,400 26.54363636 USD
Purchase 800 26.5 USD
Purchase 16,628 26.58 USD
Purchase 1,360 8.07
Purchase 3,650 8.06
Purchase 3,732 8.0562
Purchase 68 8.0706
Purchase 3,200 26.56625 USD
Purchase 2,000 26.588 USD
Purchase 400 26.59 USD
Purchase 140,952 26.58 USD
Purchase 8,400 26.48 USD
Purchase 400 26.49 USD
Purchase 1,700 26.59529412 USD
Purchase 700 26.48 USD
Purchase 328 26.58804878 USD
Purchase 6,800 26.5641 USD
Purchase 400 26.6 USD
Purchase 3,200 26.56375 USD
Purchase 48,284 26.56357385 USD
Purchase 300 26.49 USD
Purchase 1,600 26.5475 USD
Purchase 2,800 26.60428571 USD
Purchase 3,972 26.5494 USD
Purchase 6,132 26.58 USD
Purchase 160 26.57 USD
Purchase 240 26.58 USD
Purchase 2,800 26.61228571 USD
Purchase 5,348 26.58 USD
Purchase 15,644 26.58 USD
Purchase 72 8.06
Purchase 5,600 26.578571 USD
Purchase 400 26.5 USD
Purchase 4,000 26.48 USD
Purchase 12,560 26.58255032 USD
Purchase 13,200 26.48 USD
Purchase 13,468 26.485545 USD
Purchase 34,256 26.52603508 USD
Purchase 8,800 26.52636364 USD
Purchase 3,972 26.5494 USD
Purchase 18,312 26.5494 USD
Sale 14,000 26.564 USD
Sale 5,200 26.536923 USD
Sale 16,628 26.58 USD
Sale 6,852 26.58163923 USD
Sale 3,600 26.56764444 USD
Sale 400 26.49 USD
Sale 2,400 26.56 USD
Sale 3,320 26.57716867 USD
Sale 8,400 26.58 USD
Sale 10,800 26.53 USD
Sale 2,400 26.545 USD
Sale 18,312 26.5494 USD
Sale 10,400 26.53038462 USD
Sale 21,600 26.53 USD
Sale 3,972 26.5494 USD
Sale 11,200 26.50674643 USD
Sale 62,252 26.55251237 USD
Sale 3,760 26.55659574 USD
Sale 2,800 26.57 USD
Sale 800 26.5875 USD
Sale 1,200 26.59 USD
Sale 7,664 26.5 USD
Sale 400 26.54 USD
Sale 2,800 26.56142857 USD
Sale 16,000 26.5805 USD
Sale 360 26.56 USD
Sale 9,200 26.59782609 USD
Sale 140,952 26.58 USD
Sale 400 26.5 USD
Sale 15,492 26.58147947 USD
Sale 352 26.53 USD
Sale 8 26.51 USD
Sale 3,600 26.51 USD
Sale 9,248 26.53 USD
Sale 7,600 26.6595 USD
Sale 11,200 26.53321429 USD
Sale 400 26.58 USD
Sale 400 26.59 USD
Sale 3,080 26.5 USD
Sale 4,400 26.52090909 USD
Sale 3,200 26.565 USD
Sale 1,600 26.5 USD
Sale 500 8.066
Sale 800 26.55 USD
Sale 400 26.57 USD
Sale 400 26.62 USD
Sale 8,400 26.57857143 USD
Sale 2,284 26.50943958 USD
Sale 400 26.58 USD
Sale 63,068 26.48364495 USD
Sale 3,600 26.54444444 USD
Sale 4,108 26.55442551 USD
Sale 2,800 26.61 USD
Sale 21,252 26.55307924 USD
Sale 23,600 26.57542373 USD
Sale 472,000 8.06
Sale 78,344 8.0673
Sale 56,931 8.06
Sale 800 26.6099 USD
Sale 1,600 26.5925 USD
Sale 58,800 26.59081633 USD
Sale 2,400 26.56 USD
Sale 6,400 26.6019375 USD
Sale 3,256 26.53071253 USD
Sale 8,800 26.52272727 USD
Sale 28,832 26.50695893 USD
Sale 9,600 26.51833333 USD
Sale 1,200 26.62333333 USD
Sale 12,502 8.06
Sale 700 26.49 USD
Sale 5,200 26.5731 USD
Sale 700 26.48004286 USD
Sale 1,600 26.595 USD
Sale 100 26.6 USD
Sale 400 26.5 USD
Sale 3,200 26.58625 USD
Sale 3,200 26.5175 USD
Sale 56 8.0591
Sale 900 8.0645
Sale 25,708 26.56483585 USD
Sale 747 8.0638
Sale 72 8.06
Sale 437 8.0644
Sale 207 8.07
Sale 26,596 8.0638
Sale 72 8.06
Sale 2,617 8.0644
Sale 2,400 26.573333 USD
Sale 2,000 26.57 USD
Sale 400 26.495 USD
Sale 4,400 26.58636364 USD
Sale 2,000 26.5192 USD
Sale 800 26.6 USD
Sale 3,600 26.58333333 USD
Sale 72 8.06
Sale 6,065 8.06
Sale 2,000 26.57 USD
Sale 12,502 8.06
Sale 12,484 8.0638
Sale 11,719 8.06
Sale 11,328 8.0638
Sale 10,025 8.0638
Sale 9,465 8.0694
Sale 1,284 8.0638
Sale 8,192 8.0638
Sale 1,839 8.0644
Sale 5,971 8.0638
Sale 5,814 8.0704
Sale 5,660 8.06
Sale 4,427 8.0638
Sale 4,235 8.055
Sale 3,348 8.0638
Sale 17,108 8.0709
Sale 9,016 8.06
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 56 8.0591
CFD Long 2086 8.06
CFD Long 900 8.0645
CFD Long 500 8.066
CFD Long 78344 8.0672
CFD Long 29092 8.0753
CFD Short 11342 8.0637
CFD Short 600 8.0766
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 400 50 USD AMER 01/12/2009 3.1 USD
Call Purchasing 1200 55 USD AMER 01/12/2009 0.4 USD
Call Purchasing 3600 50 USD AMER 01/12/2009 3.1 USD
Call Selling 400 55 USD AMER 01/01/2010 0.95 USD
Call Selling 1600 60 USD AMER 01/12/2009 0.1 USD
Call Selling 4000 55 USD AMER 01/01/2010 0.95 USD
Call Selling 7600 55 USD AMER 01/01/2010 0.95 USD
Put Purchasing 400 55 USD AMER 01/12/2009 2 USD
Put Purchasing 400 55 USD AMER 01/12/2009 2.3 USD
Put Purchasing 400 55 USD AMER 01/12/2009 2.35 USD
Put Purchasing 3600 50 USD AMER 01/12/2009 0.1 USD
Put Purchasing 4000 55 USD AMER 01/12/2009 2.3 USD
Put Purchasing 5200 55 USD AMER 01/12/2009 2.3 USD
Put Purchasing 19600 55 USD AMER 01/12/2009 2 USD
Put Purchasing 20000 55 USD AMER 01/12/2009 2.05 USD
Put Purchasing 20000 55 USD AMER 01/12/2009 2.35 USD
Put Selling 4000 45 USD AMER 01/01/2010 0.2 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 01 December 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 9,600 35 USD AMER 19/12/2009
Option Purchased -33,200 55 USD AMER 16/01/2010
Option Purchased -22,800 45 USD AMER 19/12/2009
Option Purchased -22,400 40 USD AMER 19/12/2009
Option Purchased -19,600 60 USD AMER 19/12/2009
Option Purchased -8,000 50 USD AMER 16/01/2010
Option Purchased -4,000 45 USD AMER 16/01/2010
Option Purchased 400 50 USD AMER 16/01/2010
Option Purchased 400 55 USD AMER 16/01/2010
Option Purchased 800 30 USD AMER 19/12/2009
Option Purchased -80,000 45 USD AMER 20/03/2010
Option Purchased 8,000 45 USD AMER 19/12/2009
Option Purchased 500,000 7.4 EURO 18/12/2009
Option Purchased 48,800 50 USD AMER 19/12/2009
Option Purchased 116,000 55 USD AMER 19/12/2009
Option Purchased 137,600 50 USD AMER 19/12/2009
Option Purchased -750,000 8.60 EURO 18/12/2009
Option Purchased -665,000 7.40 EURO 18/12/2009
Option Purchased -50,000 8.40 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 250,000 8.2 AMER 18/12/2009
Option Purchased 1,200 55 USD AMER 19/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk