Rule 8.3 - CADBURY PLC
On 1 December 2009, Barclays Plc sold the Barclays Global Investors business to BlackRock, Inc. Accordingly,holdings of
the Barclays Global Investor entities are no longer attributable to Barclays Plc and responsibility for making Takeover
Panel filings relating to holdings and dealings of the Barclays Global Investor entities now lies with BlackRock. The
holding positions shown on this Report reflect this change.
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 01 December 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 4,469,747 0.33% 0 0.00%
securities
(2) Derivatives 238,406 0.02% 2,096,601 0.15%
(other than
options)
(3) Options and 1,923,200 0.14% 1,741,400 0.13%
agreements to
purchase/sell
Total 6,631,353 0.48% 3,838,001 0.28%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Price per unit
Securities (GBP)
Purchase 12,800 26.555 USD
Purchase 2,400 26.7 USD
Purchase 1,264 26.5 USD
Purchase 6,400 26.700625 USD
Purchase 5,200 26.62008462 USD
Purchase 1,200 26.61666667 USD
Purchase 300 26.69 USD
Purchase 1,200 26.69 USD
Purchase 800 26.69 USD
Purchase 1,000 26.83 USD
Purchase 4,000 26.56 USD
Purchase 60,000 26.5 USD
Purchase 400 26.5699 USD
Purchase 800 26.5162 USD
Purchase 149,304 26.5 USD
Purchase 19,932 26.61579831 USD
Purchase 4,000 26.5 USD
Purchase 7,040 26.56 USD
Purchase 800 26.5162 USD
Purchase 400 26.55 USD
Purchase 8 26.6299 USD
Purchase 400 26.52 USD
Purchase 160 26.52 USD
Purchase 3,988 26.599 USD
Purchase 400 26.55 USD
Purchase 800 26.56 USD
Purchase 64,848 26.5 USD
Purchase 4,000 26.5 USD
Purchase 13,068 26.73 USD
Purchase 800 26.73 USD
Purchase 4,000 26.72998 USD
Purchase 7,200 26.73 USD
Purchase 2,000 26.73 USD
Purchase 11,200 26.73 USD
Purchase 5,732 26.73 USD
Purchase 800 26.56 USD
Purchase 10,800 26.5367 USD
Purchase 832 26.56038462 USD
Purchase 1,600 26.56 USD
Purchase 1,856 26.54672414 USD
Purchase 34,800 26.53987011 USD
Purchase 13,112 26.58651245 USD
Purchase 400 26.58 USD
Purchase 93,424 26.60321459 USD
Purchase 121,632 26.64476848 USD
Purchase 6,000 26.68733333 USD
Purchase 8,800 26.68090909 USD
Purchase 28,400 26.61098592 USD
Purchase 18,000 26.5 USD
Purchase 440,000 26.57272727 USD
Purchase 1,600 26.6225 USD
Purchase 475 8.05
Purchase 900 8.07
Purchase 706 8.05
Purchase 634 8.05
Purchase 500 8.05
Purchase 500 8.05
Purchase 500 8.05
Purchase 500 8.05
Purchase 500 8.05
Purchase 500 8.05
Purchase 500 8.05
Purchase 68,848 26.5 USD
Purchase 500 8.05
Purchase 1,000 8.05
Purchase 462 8.05
Purchase 400 8.05
Purchase 300 8.0383
Purchase 267 8.05
Purchase 254 8.05
Purchase 172 8.05
Purchase 134 8.06
Purchase 133 8.05
Purchase 133 8.05
Purchase 31 8.05
Purchase 500 8.05
Purchase 1,152 8.05
Purchase 60,000 26.5 USD
Purchase 2,626 8.05
Purchase 2,351 8.05
Purchase 2,089 8.05
Purchase 2,089 8.05
Purchase 1,722 8.0665
Purchase 1,626 8.05
Purchase 1,500 8.05
Purchase 1,400 8.0709
Purchase 1,152 8.05
Purchase 1,000 8.05
Purchase 1,152 8.05
Purchase 1,000 8.05
Purchase 1,152 8.05
Purchase 1,130 8.05
Purchase 1,130 8.05
Purchase 1,130 8.05
Purchase 1,105 8.05
Purchase 1,105 8.05
Purchase 1,100 8.05
Purchase 1,080 8.05
Purchase 1,015 8.05
Purchase 1,000 8.05
Purchase 1,200 26.7 USD
Purchase 1,152 8.05
Purchase 8,370 8.0598
Purchase 1,200 26.53 USD
Purchase 1,800 26.60334444 USD
Purchase 1,200 26.56 USD
Purchase 19,828 8.05
Purchase 6,800 26.55176471 USD
Purchase 5,880 26.5522449 USD
Purchase 22,400 26.55410714 USD
Purchase 93,988 26.55712346 USD
Purchase 5,446 8.05
Purchase 3,147 8.05
Purchase 2,400 26.52666667 USD
Purchase 9,635 8.0578
Purchase 28,791 8.05
Purchase 7,639 8.0412
Purchase 7,571 8.0587
Purchase 7,145 8.05
Purchase 4,000 26.585 USD
Purchase 1,200 26.68 USD
Purchase 8,000 26.5102 USD
Purchase 3,116 8.05
Purchase 6,645 8.05
Purchase 5,200 26.56538462 USD
Purchase 7,600 26.52578947 USD
Purchase 260 26.52 USD
Purchase 400 26.51 USD
Purchase 100,000 8.05
Purchase 1,200 26.53 USD
Purchase 100,000 8.058
Purchase 800 26.515 USD
Purchase 2,800 26.49 USD
Purchase 3,147 8.05
Purchase 49,200 26.54528455 USD
Purchase 2,000 26.53 USD
Purchase 400 26.54 USD
Purchase 464,408 26.54906343 USD
Purchase 153,216 26.5 USD
Purchase 2,800 26.5586 USD
Purchase 41,657 8.06
Purchase 1,116,400 26.5464 USD
Purchase 100,000 26.51576 USD
Purchase 3,200 26.55125 USD
Purchase 39,388 8.05
Purchase 40,784 8.05
Purchase 3,560 8.05
Purchase 400 26.59 USD
Purchase 6,000 26.566667 USD
Purchase 69,200 26.53271676 USD
Purchase 51,584 26.5 USD
Sale 3,147 8.05
Sale 1,105 8.05
Sale 3,116 8.05
Sale 1,100 8.05
Sale 1,105 8.05
Sale 1,080 8.05
Sale 7,600 26.66894737 USD
Sale 60,000 26.53803933 USD
Sale 1,626 8.05
Sale 12,800 26.541875 USD
Sale 1,536 8.0537
Sale 1,500 8.05
Sale 1,152 8.05
Sale 1,152 8.05
Sale 1,152 8.05
Sale 1,130 8.05
Sale 3,147 8.05
Sale 1,152 8.05
Sale 7,200 26.69388889 USD
Sale 1,130 8.05
Sale 72,036 26.6790799 USD
Sale 1,130 8.05
Sale 15,200 26.67289474 USD
Sale 1,152 8.05
Sale 267 8.05
Sale 900 8.0478
Sale 500 8.05
Sale 500 8.05
Sale 500 8.05
Sale 12,400 8.0592
Sale 475 8.05
Sale 462 8.05
Sale 400 8.05
Sale 11,600 8.0627
Sale 339 8.0655
Sale 500 8.05
Sale 254 8.05
Sale 41,657 8.06
Sale 172 8.05
Sale 100,000 8.0581
Sale 134 8.06
Sale 100,000 8.058
Sale 133 8.05
Sale 133 8.05
Sale 28,791 8.05
Sale 5,446 8.05
Sale 3,560 8.05
Sale 3,726 8.0524
Sale 1,000 8.05
Sale 1,000 8.05
Sale 1,000 8.05
Sale 4,693 8.0604
Sale 1,000 8.05
Sale 2,089 8.05
Sale 500 8.05
Sale 9,600 26.52416667 USD
Sale 1,015 8.05
Sale 663 8.0588
Sale 634 8.05
Sale 500 8.05
Sale 6,645 8.05
Sale 500 8.05
Sale 500 8.05
Sale 500 8.05
Sale 7,145 8.05
Sale 706 8.05
Sale 1,400 26.60715714 USD
Sale 82,004 26.531078 USD
Sale 5,328 26.54069069 USD
Sale 3,600 26.57555556 USD
Sale 94,580 26.56204906 USD
Sale 2,000 26.616 USD
Sale 1,264 26.5 USD
Sale 6,400 26.700625 USD
Sale 3,600 26.7 USD
Sale 64,800 26.53283951 USD
Sale 112 26.5101 USD
Sale 30,800 26.5574026 USD
Sale 9,600 26.51625 USD
Sale 10,800 26.53666667 USD
Sale 1,600 26.56 USD
Sale 23,208 26.53955533 USD
Sale 100,000 8.05
Sale 400 26.6 USD
Sale 31 8.05
Sale 1,200 26.6167 USD
Sale 53,200 26.5322218 USD
Sale 14,344 26.58318461 USD
Sale 1,200 26.52333333 USD
Sale 1,600 26.65 USD
Sale 68,848 26.5 USD
Sale 1,600 26.5575 USD
Sale 660 26.64121212 USD
Sale 1,200 26.56 USD
Sale 400 26.59 USD
Sale 1,200 26.53 USD
Sale 1,600 26.6225 USD
Sale 44,000 26.72999818 USD
Sale 400 26.59 USD
Sale 85,220 26.60796574 USD
Sale 164,536 26.54922667 USD
Sale 400 26.5699 USD
Sale 412 26.51 USD
Sale 800 26.615 USD
Sale 6,280 26.54 USD
Sale 59,360 26.55067385 USD
Sale 179,200 26.54944196 USD
Sale 3,208 26.63748105 USD
Sale 2,532 26.66690363 USD
Sale 3,100 26.53743226 USD
Sale 800 26.56 USD
Sale 2,388 26.54857621 USD
Sale 11,040 26.59442029 USD
Sale 4,000 26.592 USD
Sale 344 26.62 USD
Sale 400 26.62 USD
Sale 3,988 26.599 USD
Sale 4,000 26.5 USD
Sale 800 26.5162 USD
Sale 120,400 26.52769369 USD
Sale 3,200 26.5125 USD
Sale 34,800 26.53987011 USD
Sale 156,104 26.50489417 USD
Sale 2,000 26.53 USD
Sale 43,600 26.51990826 USD
Sale 93,200 26.52343348 USD
Sale 400 26.51 USD
Sale 60,000 26.5 USD
Sale 1,200 26.68 USD
Sale 2,626 8.05
Sale 2,351 8.05
Sale 2,089 8.05
Sale 145,200 26.52005785 USD
Sale 400 26.51 USD
Sale 72,956 26.50175448 USD
Sale 206,100 26.5361869 USD
Sale 531,200 26.56423268 USD
Sale 202,000 26.53647525 USD
Sale 38,244 26.52656626 USD
Sale 2,300 26.69 USD
Sale 170,800 26.52272155 USD
Sale 1,000 26.83 USD
Sale 51,584 26.5 USD
Sale 400 26.68 USD
Sale 400 26.49 USD
Sale 2,000 26.53 USD
Sale 3,600 26.63222222 USD
Sale 22,400 26.62410714 USD
Sale 20,816 26.67107225 USD
Sale 8 26.6299 USD
Sale 2,400 26.615 USD
Sale 68,848 26.5 USD
Sale 6,000 26.56666667 USD
Sale 960 26.5325 USD
Sale 4,000 26.585 USD
Sale 5,200 26.55 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 900 8.0477
CFD Long 663 8.0587
CFD Long 12400 8.0591
CFD Long 134 8.06
CFD Long 11600 8.0627
CFD Short 300 8.0383
CFD Short 7639 8.0412
CFD Short 134 8.06
CFD Short 900 8.07
CFD Short 1400 8.0708
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 400 50 USD AMER 01/12/2009 3.5 USD
Call Purchasing 800 55 USD AMER 01/01/2010 0.95 USD
Call Purchasing 800 55 USD AMER 01/01/2010 1 USD
Call Purchasing 3600 50 USD AMER 01/12/2009 3.5 USD
Call Purchasing 20000 55 USD AMER 01/03/2010 1.8 USD
Call Selling 400 50 USD AMER 01/01/2010 4.2 USD
Call Selling 20000 50 USD AMER 01/03/2010 5 USD
Put Purchasing 3200 50 USD AMER 01/01/2010 0.6 USD
Put Purchasing 5600 55 USD AMER 01/12/2009 2.05 USD
Put Purchasing 19600 55 USD AMER 01/12/2009 1.95 USD
Put Purchasing 67600 50 USD AMER 01/06/2010 1.9 USD
Put Selling 400 50 USD AMER 01/12/2009 0.2 USD
Put Selling 400 55 USD AMER 01/12/2009 2.05 USD
Put Selling 4000 50 USD AMER 01/12/2009 0.2 USD
Put Selling 5600 55 USD AMER 01/12/2009 2.05 USD
Put Selling 67600 45 USD AMER 01/06/2010 1.1 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 02 December 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 9,600 35 USD AMER 19/12/2009
Option Purchased -67,600 45 USD AMER 19/06/2010
Option Purchased -31,600 55 USD AMER 16/01/2010
Option Purchased -22,800 45 USD AMER 19/12/2009
Option Purchased -22,400 40 USD AMER 19/12/2009
Option Purchased -20,000 50 USD AMER 20/03/2010
Option Purchased -19,600 60 USD AMER 19/12/2009
Option Purchased -8,400 50 USD AMER 16/01/2010
Option Purchased -4,000 45 USD AMER 16/01/2010
Option Purchased 400 55 USD AMER 16/01/2010
Option Purchased 1,200 55 USD AMER 19/12/2009
Option Purchased -80,000 45 USD AMER 20/03/2010
Option Purchased 8,000 45 USD AMER 19/12/2009
Option Purchased 500,000 7.4 EURO 18/12/2009
Option Purchased 20,000 55 USD AMER 20/03/2010
Option Purchased 35,200 50 USD AMER 19/12/2009
Option Purchased 67,600 50 USD AMER 19/06/2010
Option Purchased 135,200 55 USD AMER 19/12/2009
Option Purchased 141,600 50 USD AMER 19/12/2009
Option Purchased -750,000 8.60 EURO 18/12/2009
Option Purchased -665,000 7.40 EURO 18/12/2009
Option Purchased -50,000 8.40 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 250,000 8.2 EURO 18/12/2009
Option Purchased 3,600 50 USD AMER 16/01/2010
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk