Rule 8.3 - CADBURY PLC
Form 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 10 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 66,861,028 4.89% 2,065,158 0.15%
securities
(2) Derivatives 2,199,019 0.16% 1,747,968 0.13%
(other than
options)
(3) Options and 2,087,200 0.15% 44,000 0.00%
agreements to
purchase/sell
Total 71,147,247 5.21% 3,857,126 0.28%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 400 51.94
Purchase 69,200 52.06745665
Purchase 8,369 7.878
Purchase 8,369 7.878
Purchase 7,650 7.878
Purchase 7,650 7.878
Purchase 6,869 7.878
Purchase 6,869 7.878
Purchase 6,491 7.878
Purchase 6,491 7.878
Purchase 6,347 7.878
Purchase 1,600 51.877525
Purchase 800 52.45
Purchase 9,277 7.878
Purchase 8,000 51.883
Purchase 9,286 7.878
Purchase 1,200 51.84666667
Purchase 400 51.8495
Purchase 11,200 52.12892143
Purchase 400 51.918
Purchase 1,000 51.94
Purchase 20,000 51.9
Purchase 40,000 51.9
Purchase 7,200 52.29
Purchase 19,600 52.01122449
Purchase 400 51.87
Purchase 36,000 51.938
Purchase 42,952 7.878
Purchase 6,800 51.928
Purchase 15,901 7.8879
Purchase 42,952 7.878
Purchase 32,115 7.878
Purchase 32,115 7.878
Purchase 28,772 7.81
Purchase 28,600 7.859
Purchase 28,600 7.859
Purchase 20,690 7.878
Purchase 20,690 7.878
Purchase 18,943 7.87
Purchase 18,943 7.87
Purchase 16,634 7.878
Purchase 16,634 7.878
Purchase 9,277 7.878
Purchase 16,398 7.878
Purchase 3,200 51.96875
Purchase 14,368 7.878
Purchase 14,368 7.878
Purchase 14,274 7.878
Purchase 14,274 7.878
Purchase 12,342 7.878
Purchase 6,347 7.878
Purchase 10,240 7.878
Purchase 10,240 7.878
Purchase 10,015 7.878
Purchase 10,015 7.878
Purchase 10,000 7.8139
Purchase 9,286 7.878
Purchase 16,398 7.878
Purchase 800 52.0602
Purchase 21,440 52.07802239
Purchase 400 52.1492
Purchase 400 51.9
Purchase 10,240 51.9165
Purchase 12,800 51.9165
Purchase 5,648 51.86128569
Purchase 400 52.25
Purchase 2,400 52.33
Purchase 2,400 52.30833333
Purchase 400 52.29
Purchase 4,000 52.179
Purchase 2,000 51.415
Purchase 400 51.918
Purchase 2,400 51.93333333
Purchase 6,000 51.9
Purchase 4,000 51.96
Purchase 48 52.14
Purchase 1,200 52.04
Purchase 2,352 52.04
Purchase 1,200 52.14
Purchase 2,124 52.32822825
Purchase 204 52.3332
Purchase 14,800 52.3332
Purchase 1,600 51.9725
Purchase 93,608 51.893286
Purchase 87,416 51.99865379
Purchase 333,500 51.97795202
Purchase 2,000 51.415
Purchase 13,200 51.91363636
Purchase 27,600 52
Purchase 1,600 51.91
Purchase 400 51.97
Purchase 18,400 52.06586957
Purchase 7,796 51.91872755
Purchase 3,200 52.1425
Purchase 2,800 51.97428571
Purchase 6,400 52
Purchase 800 51.9
Purchase 800 51.9
Purchase 2,400 52.16166667
Purchase 9,600 52.16541667
Purchase 17,920 51.93357143
Purchase 3,200 51.99375
Purchase 12,342 7.878
Purchase 3,600 51.9
Purchase 400 51.9
Purchase 400 51.9
Purchase 5,200 51.9
Purchase 2,000 51.9
Purchase 400 51.9
Purchase 1,200 51.9
Purchase 400 51.9
Purchase 2,400 51.9
Purchase 4,000 51.9
Purchase 15,200 51.9
Purchase 18,800 51.9
Purchase 4,000 51.8992
Purchase 2,800 51.89994286
Purchase 800 52.07
Purchase 1,600 51.975
Purchase 6,800 51.928
Purchase 1,324 52.3332
Purchase 204 52.3332
Purchase 872 52.01550459
Purchase 6,800 51.96117647
Purchase 5,600 51.955
Purchase 1,528 52.3332
Purchase 69,904 52.30250629
Purchase 34,400 51.90697674
Purchase 1,600 51.8775
Purchase 1,040 51.9
Purchase 48,518 7.8712
Purchase 99,932 52.9296535
Purchase 2,400 51.925
Purchase 800 52.755
Purchase 400 52.1
Purchase 800 51.615
Purchase 205,976 52.41667709
Purchase 6,400 52.156875
Purchase 800 51.565
Purchase 1,452 51.66
Purchase 922 7.81
Purchase 4,600 7.8696
Purchase 4,328 7.85
Purchase 4,149 7.81
Purchase 4,109 7.878
Purchase 4,109 7.878
Purchase 3,628 7.878
Purchase 3,628 7.878
Purchase 2,873 7.8705
Purchase 1,864 7.8731
Purchase 1,566 7.86
Purchase 4,400 51.93
Purchase 1,002 7.8803
Purchase 400 52.02
Purchase 112 7.8225
Purchase 1,600 51.98
Purchase 19,444 51.95892409
Purchase 21,600 51.97703704
Purchase 479,200 51.97462437
Purchase 800 52
Purchase 6,112 52
Purchase 800 52
Purchase 6,000 52
Purchase 2,000 51.9
Purchase 1,200 7.865
Purchase 400 51.69
Purchase 6,000 51.83533333
Purchase 4,000 51.674
Purchase 16,000 52.30425
Purchase 400 51.73
Purchase 51,600 52.12968992
Purchase 800 52.285
Purchase 830,000 52.2009494
Purchase 80,800 51.98084158
Purchase 471,920 52.29742524
Purchase 12,000 51.94123
Purchase 6,960 51.9
Purchase 682,824 52.30443406
Purchase 400 51.63
Purchase 200,000 7.8022
Purchase 161,084 7.878
Purchase 161,084 7.878
Purchase 140,362 7.878
Purchase 140,362 7.878
Purchase 68,080 7.8556
Purchase 50,789 7.878
Purchase 50,789 7.878
Purchase 15,200 52.09947368
Purchase 15,600 51.89435897
Purchase 2,400 52.28
Purchase 12,200 52.10177049
Purchase 44,900 52.39124722
Sale 800 52.45
Sale 25,772 7.8755
Sale 2,000 51.415
Sale 4,000 52.179
Sale 21,847 7.8707
Sale 2,400 51.9333
Sale 21,518 7.8341
Sale 136 7.84
Sale 400 51.99
Sale 1,600 51.95
Sale 5,648 51.86131728
Sale 800 52.0246
Sale 81,528 51.84720194
Sale 1,352 7.8787
Sale 28,160 51.91647727
Sale 400 51.96
Sale 5,600 51.95357143
Sale 400 51.94
Sale 2,000 51.95836
Sale 4,000 51.8992
Sale 800 52
Sale 800 52.45
Sale 14,800 52.3332
Sale 934,872 51.97811326
Sale 6,128 7.8746
Sale 48,518 7.872
Sale 21,600 51.977037
Sale 4,328 7.85
Sale 204 52.3332
Sale 1,324 52.3332
Sale 36,010 7.8435
Sale 400 52.74
Sale 400 51.9
Sale 1,300 7.8161
Sale 1,200 51.85666667
Sale 2,000 51.415
Sale 400 51.92
Sale 400 51.94
Sale 118,000 7.8498
Sale 4,000 51.96
Sale 1,200 51.90333333
Sale 1,952 7.8882
Sale 28,600 7.859
Sale 3,600 51.93888889
Sale 2,352 52.04
Sale 2,448 52.09098039
Sale 2,400 51.93333333
Sale 35,057 7.86
Sale 24,640 52.08639577
Sale 47,200 51.9051
Sale 2,400 51.925
Sale 1,200 51.66
Sale 400 51.9
Sale 400 51.88
Sale 7,200 52.29
Sale 252 51.66
Sale 10,971 7.8494
Sale 1,092 52.96
Sale 12,200 52.10177
Sale 2,248 51.93
Sale 400 52.1
Sale 400 51.97
Sale 191,796 52.01563449
Sale 57,696 52.92450638
Sale 1,600 51.91
Sale 406,780 52.340506
Sale 12,120 53.16514851
Sale 60,000 51.9
Sale 1,000 51.94
Sale 800 51.565
Sale 10,800 52.12740741
Sale 400 52.17
Sale 2,110,744 52.24134724
Sale 400 51.97
Sale 400 52.06
Sale 400 51.918
Sale 10,000 51.8796
Sale 800 51.97
Sale 11,200 51.91589464
Sale 40,000 51.9
Sale 400 51.9
Sale 400 52.01
Sale 10,480 52.16679389
Sale 3,996 52.76
Sale 800 51.99
Sale 824 51.93398058
Sale 14,800 52.3332
Sale 20,000 52.84
Sale 20,000 51.9
Sale 4,000 52.86
Sale 6,800 51.928
Sale 1,528 52.3332
Sale 9,200 51.90652174
Sale 800 52.0602
Sale 800 51.93
Sale 1,028 53.08455253
Sale 34,000 52.0074
Sale 800 52.755
Sale 800 52.45
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) Securities unit (GBP)
CFD Long 1300 7.816
CFD Long 21518 7.8341
CFD Long 36010 7.8435
CFD Long 10971 7.8493
CFD Long 118000 7.8498
CFD Long 21847 7.8707
CFD Long 6128 7.8746
CFD Long 25772 7.8755
CFD Long 6522 7.878
CFD Long 1352 7.8786
CFD Short 200000 7.8021
CFD Short 2873 7.8704
CFD Short 1002 7.8803
CFD Short 12695 7.8811
CFD Short 5403 7.8816
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
call option writing 100 55 AMER 19/09/2009 0.725
call option writing 100 55 AMER 17/10/2009 0.725
put option writing 100 50 AMER 19/09/2009 1.2
put option writing 2000 40 AMER 17/10/2009 0.075
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 11 September 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 700 35.0000 AMER 19/12/2009
Option Purchased -1,300 45.0000 AMER 17/10/2009
Option Purchased -1,200 50.0000 AMER 17/10/2009
Option Purchased -1,000 45.0000 AMER 19/09/2009
Option Purchased -1,000 50.0000 AMER 19/09/2009
Option Purchased -500 50.0000 AMER 19/09/2009
Option Purchased -400 40.0000 AMER 19/12/2009
Option Purchased -200 55.0000 AMER 17/10/2009
Option Purchased -100 55.0000 AMER 17/10/2009
Option Purchased -100 55.0000 AMER 19/09/2009
Option Purchased 100 25.0000 AMER 19/09/2009
Option Purchased -5,200 45.0000 AMER 17/10/2009
Option Purchased 200 30.0000 AMER 19/12/2009
Option Purchased 500,000 5.8000 AMER 18/09/2009
Option Purchased 1,000 40.0000 AMER 19/12/2009
Option Purchased 1,200 35.0000 AMER 19/12/2009
Option Purchased 1,500 30.0000 AMER 19/09/2009
Option Purchased 1,900 35.0000 AMER 19/09/2009
Option Purchased 2,400 30.0000 AMER 19/09/2009
Option Purchased 3,200 40.0000 AMER 19/09/2009
Option Purchased 4,600 40.0000 AMER 17/10/2009
Option Purchased 4,800 50.0000 AMER 17/10/2009
Option Purchased 1,000,000 900.0000 EURO 16/10/2009
Option Purchased 500,000 5.4000 AMER 18/09/2009
Option Purchased 200 25.0000 AMER 19/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk