Rule 8.3 - CADBURY PLC
Form 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 11 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 66,884,731 4.89% 1,955,764 0.14%
securities
(2) Derivatives 2,204,879 0.16% 1,668,245 0.12%
(other than
options)
(3) Options and 2,094,000 0.15% 59,600 0.00%
agreements to
purchase/sell
Total 71,183,610 5.20% 3,683,609 0.27%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 5,855 7.8105
Purchase 10,000 51.914976
Purchase 300 51.82
Purchase 168,176 51.86657383
Purchase 53,176 7.7558
Purchase 10,316 51.88237301
Purchase 112,800 51.85102837
Purchase 1,200 51.8
Purchase 1,202 7.7750
Purchase 2,400 51.79995
Purchase 400 51.83
Purchase 2,000 51.792
Purchase 20,556 52.02354933
Purchase 800 51.8
Purchase 21,984 51.87656477
Purchase 6,399 7.7859
Purchase 7,660 7.7816
Purchase 10,190 7.7550
Purchase 20,000 7.7991
Purchase 14,080 51.7563
Purchase 1,024 51.7563
Purchase 28,100 7.7920
Purchase 20 51.94
Purchase 36,441 7.8083
Purchase 59,466 7.8069
Purchase 56,903 7.8069
Purchase 2,242 7.7903
Purchase 9,600 51.79333333
Purchase 5 7.8100
Purchase 155 7.8100
Purchase 190 7.8050
Purchase 400 51.83
Purchase 6,800 51.75352941
Purchase 4,000 51.839
Purchase 293 7.7550
Purchase 305 7.7850
Purchase 2,400 51.78833333
Purchase 1,200 7.7950
Purchase 800 51.778
Purchase 4,000 51.839
Purchase 10,400 51.809615
Purchase 1,000 7.7750
Purchase 200 51.89
Purchase 54,776 51.871883
Purchase 637 7.8100
Purchase 800 51.79
Purchase 586 7.7550
Purchase 34,400 51.80383721
Purchase 800 51.84
Sale 190 7.7850
Sale 267 7.8202
Sale 4,427 7.8108
Sale 622 7.7550
Sale 7,168 7.7550
Sale 6,435 7.7867
Sale 1,837 7.7695
Sale 409 7.7812
Sale 368 7.7550
Sale 3,813 7.7849
Sale 20,455 7.7933
Sale 764 51.85329843
Sale 800 51.825
Sale 800 51.79
Sale 400 51.77
Sale 6,800 51.7535
Sale 4,000 51.839
Sale 400 51.83
Sale 47,200 51.8005
Sale 302,960 51.861511
Sale 35,872 51.957533
Sale 800 51.79
Sale 10,000 51.914976
Sale 54,776 51.87188331
Sale 6,800 51.75352941
Sale 800 51.8
Sale 77,472 7.7839
Sale 3,600 51.80333333
Sale 1,236 51.89666667
Sale 1,200 51.84666667
Sale 2,400 51.83166667
Sale 800 51.925
Sale 20,000 51.88
Sale 5 7.8100
Sale 2,400 51.75166667
Sale 9,076 51.75635963
Sale 800 51.778
Sale 1,868 51.75449679
Sale 4,700 51.76382979
Sale 20 51.94
Sale 9,600 51.81041667
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) Securities unit (GBP)
CFD Long 1837 7.7695
CFD Long 77472 7.7839
CFD Long 3813 7.7848
CFD Long 116369 7.8069
CFD Short 53176 7.7558
CFD Short 6399 7.7859
CFD Short 2242 7.7903
CFD Short 9795 7.7925
CFD Short 36441 7.8083
CFD Short 5855 7.8104
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Writing 400 50 AMER 19/09/2009 0.4
Call Writing 400 55 AMER 19/09/2009 0.275
Call Writing 8000 55 AMER 17/10/2009 0.8
Call Writing 15200 50 AMER 17/10/2009 0.55
Put Writing 4000 50 AMER 19/09/2009 0.175
Put Writing 4800 50 AMER 17/10/2009 1.4
Put Writing 8400 45 AMER 17/10/2009 2.72499999
Put Writing 8400 50 AMER 17/10/2009 0.55
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 14 September 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 4,000 40.0000 AMER 19/12/2009
Option Purchased 8,400 55.0000 AMER 17/10/2009
Option Purchased 8,000 50.0000 AMER 19/09/2009
Option Purchased 5,200 45.0000 AMER 17/10/2009
Option Purchased 4,000 45.0000 AMER 19/09/2009
Option Purchased 1,600 40.0000 AMER 19/12/2009
Option Purchased 1,600 50.0000 AMER 19/09/2009
Option Purchased 800 55.0000 AMER 19/09/2009
Option Purchased 800 55.0000 AMER 17/10/2009
Option Purchased 400 25.0000 AMER 19/09/2009
Option Purchased 29,200 45.0000 AMER 17/10/2009
Option Purchased 2,800 35.0000 AMER 19/12/2009
Option Purchased 500,000 5.8000 AMER 18/09/2009
Option Purchased 4,800 35.0000 AMER 19/12/2009
Option Purchased 6,000 30.0000 AMER 19/09/2009
Option Purchased 7,600 35.0000 AMER 19/09/2009
Option Purchased 9,600 30.0000 AMER 19/09/2009
Option Purchased 10,800 50.0000 AMER 17/10/2009
Option Purchased 12,800 40.0000 AMER 19/09/2009
Option Purchased 15,200 50.0000 AMER 17/10/2009
Option Purchased 1,000,000 900.0000 EURO 16/10/2009
Option Purchased 500,000 5.4000 AMER 18/09/2009
Option Purchased 800 30.0000 AMER 19/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk