Rule 8.3 - CADBURY PLC
Form 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 15 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 66,959,147 4.89% 1,407,206 0.10%
securities
(2) Derivatives 2,156,640 0.16% 1,796,863 0.13%
(other than
options)
(3) Options and 1,603,200 0.12% 53,600 0.00%
agreements to
purchase/sell
Total 70,718,987 5.16% 3,257,669 0.24%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 8,838 7.9205
Purchase 14,707 7.9251
Purchase 3,931 7.8300
Purchase 393 7.8950
Purchase 4,317 7.9350
Purchase 156 52.59
Purchase 17,062 7.8981
Purchase 36,840 7.9278
Purchase 879 7.9350
Purchase 3,018 7.8964
Purchase 7,040 7.9350
Purchase 400 52.46
Purchase 9,124 7.9350
Purchase 4,000 40
Purchase 2,800 35
Purchase 18,400 40
Purchase 12,800 40
Purchase 7,600 35
Purchase 6,000 30
Purchase 800 25
Purchase 14,717 7.8970
Purchase 17,062 7.8981
Purchase 2,512 7.8928
Purchase 800 52.22
Purchase 1,200 52.50333333
Purchase 400 52.47
Purchase 800 52.22
Purchase 1,500 7.9350
Purchase 8,000 52.5203
Purchase 1,859 7.9350
Purchase 23,886 7.9350
Purchase 3,442 7.8955
Purchase 8,800 52.062273
Purchase 5,726 7.9350
Purchase 326,400 52.06092572
Purchase 33 7.8553
Purchase 992 52.05225806
Purchase 2,815 7.9350
Purchase 2,933 7.9184
Purchase 223 7.8950
Purchase 12,800 51.96
Purchase 7,200 51.96
Purchase 2,246 7.8950
Sale 17,062 7.8981
Sale 23,886 7.9350
Sale 13,530 7.9350
Sale 7,008 7.9266
Sale 6,352 7.9350
Sale 6,114 7.9350
Sale 4,317 7.9350
Sale 4,003 7.9000
Sale 2,933 7.8991
Sale 2,696 7.9237
Sale 1,859 7.9350
Sale 1,156 7.9249
Sale 4,746 7.9288
Sale 400 52.46
Sale 592 52.02
Sale 400 52.1
Sale 12,040 52.13440199
Sale 129,200 52.09798762
Sale 113,048 52.01696483
Sale 17,062 7.898131
Sale 47,312 52.03825922
Sale 6,800 52.15
Sale 20,000 51.96
Sale 400 52.525
Sale 7,576 52.52
Sale 24 52.52
Sale 800 52.22
Sale 800 52.22
Sale 1,200 52.13333333
Sale 800 52.475
Sale 58,622 7.8895
Sale 59,523 7.9292
Sale 721 7.9335
Sale 1,000 7.8712
Sale 1,033 7.9350
Sale 156 52.59
Sale 15,200 52.04684211
Sale 24 52.52
Sale 8,800 52.06227273
Sale 400 52.47
Sale 800 52.53
Sale 1,600 52.495
Sale 376 52.51
Sale 1,600 51.9925
Sale 56,700 7.9012
Sale 1,600 52.494975
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) Securities unit (GBP)
CFD Long 1000 7.8712
CFD Long 58622 7.8894
CFD Long 2696 7.9236
CFD Short 33 7.8554
CFD Short 1369 7.8777
CFD Short 3442 7.8954
CFD Short 8838 7.9205
CFD Short 14707 7.925
CFD Short 36840 7.9277
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
call optio writing 100 50 AMER 17/10/2009 2.6
call optio writing 700 35 AMER 19/12/2009 2.78
call optio writing 1000 40 AMER 19/12/2009 2.7
call optio writing 1500 30 AMER 19/09/2009 2.68
call optio writing 1900 35 AMER 19/09/2009 2.65
call optio writing 3200 40 AMER 19/09/2009 2.67
call optio writing 4600 40 AMER 17/10/2009 2.7
put option writing 100 50 AMER 19/09/2009 0.15
put option writing 100 50 AMER 17/10/2009 1.05
put option writing 200 30 AMER 19/12/2009 0.18
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
Call Optio 500000 5.8
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 16 September 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 400 25.0000 AMER 19/09/2009
Option Purchased -8,400 55.0000 AMER 17/10/2009
Option Purchased -5,200 45.0000 AMER 17/10/2009
Option Purchased -4,000 45.0000 AMER 19/09/2009
Option Purchased -1,600 40.0000 AMER 19/12/2009
Option Purchased -1,600 50.0000 AMER 19/09/2009
Option Purchased -1,200 50.0000 AMER 19/09/2009
Option Purchased -29,600 45.0000 AMER 17/10/2009
Option Purchased -800 55.0000 AMER 17/10/2009
Option Purchased 500,000 5.4000 AMER 18/09/2009
Option Purchased 800 30.0000 AMER 19/12/2009
Option Purchased 4,800 35.0000 AMER 19/12/2009
Option Purchased 9,600 30.0000 AMER 19/09/2009
Option Purchased 32,000 50.0000 AMER 17/10/2009
Option Purchased 55,600 50.0000 AMER 17/10/2009
Option Purchased 1,000,000 900.0000 EURO 16/10/2009
Option Purchased -1,200 55.0000 AMER 19/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk