Rule 8.3 - CADBURY PLC
Form 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 16 September 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 67,413,853 4.92% 1,399,581 0.10%
securities
(2) Derivatives 2,243,896 0.16% 1,609,340 0.12%
(other than
options)
(3) Options and 1,609,600 0.12% 56,800 0.00%
agreements to
purchase/sell
Total 71,267,349 5.20% 3,065,721 0.22%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 8,626 7.8831
Purchase 400 51.85
Purchase 21,200 52.16509434
Purchase 4,000 52.08
Purchase 800 52.095
Purchase 211,094 7.9204
Purchase 211,094 7.9204
Purchase 127,468 7.8600
Purchase 71,553 7.9018
Purchase 29,735 7.9123
Purchase 28,503 7.9204
Purchase 28,503 7.9204
Purchase 28,452 7.9123
Purchase 5,200 52.11230769
Purchase 10,164 7.8931
Purchase 400 52.12
Purchase 6,504 7.8658
Purchase 5,112 7.8854
Purchase 3,871 7.8650
Purchase 3,809 7.8650
Purchase 2,151 7.8696
Purchase 1,802 7.8848
Purchase 1,707 7.9204
Purchase 1,707 7.9204
Purchase 1,332 7.9251
Purchase 778 7.9204
Purchase 778 7.9204
Purchase 775 7.8650
Purchase 731 7.8816
Purchase 16,304 7.9079
Purchase 8,000 52.05
Purchase 100,400 52.05378481
Purchase 800 51.83
Purchase 2,400 51.95866667
Purchase 400 52.07
Purchase 800 51.97
Purchase 6,504 51.950283
Purchase 400 51.98
Purchase 10,800 52.25296296
Purchase 2,800 52.05
Purchase 10,800 52.05703704
Purchase 800 51.97
Purchase 45,920 51.88038328
Purchase 400 52
Purchase 24,000 52.07
Sale 4,400 51.99545455
Sale 4,578 7.8832
Sale 4,252 7.9099
Sale 320 51.91
Sale 5,805 7.9027
Sale 33,600 51.85214286
Sale 9,108 7.8950
Sale 6,000 51.95066667
Sale 12,000 52.09
Sale 1,600 51.8875
Sale 3,200 51.9615
Sale 1,300 7.9250
Sale 800 51.97
Sale 716 7.9250
Sale 700 7.9250
Sale 432 7.9040
Sale 2,752 7.9067
Sale 220 7.9212
Sale 400 51.942
Sale 7,600 51.91315789
Sale 34,800 52.22103448
Sale 3,304 51.95515739
Sale 33,600 51.98154762
Sale 24,000 51.9605
Sale 2,800 51.94571429
Sale 400 52.07
Sale 400 51.84
Sale 14,400 7.9242
Sale 400 51.98
Sale 1,200 52.05
Sale 800 45
Sale 1,600 50
Sale 127,468 7.8600
Sale 115,976 7.9096
Sale 400 51.85
Sale 38,786 7.8928
Sale 52,000 52.14907677
Sale 800 51.83
Sale 10,800 52.05
Sale 12,929 7.9079
Sale 10,800 52.05
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) Securities unit (GBP)
CFD Long 9108 7.895
CFD Long 79360 7.9078
CFD Long 115976 7.9095
CFD Long 4252 7.9099
CFD Long 58187 7.9123
CFD Long 14400 7.9241
CFD Short 6504 7.8658
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Writing 400 45 AMER 01/10/2009 7.5
Call Writing 800 45 AMER 01/10/2009 0.00001
Call Writing 10000 60 AMER 01/10/2009 0.1
Put Writing 400 45 AMER 01/10/2009 0.05
Put Writing 400 50 AMER 01/10/2009 0.7
Put Writing 2000 50 AMER 01/10/2009 0.8
Put Writing 4000 45 AMER 01/10/2009 0.1
Put Writing 4000 50 AMER 01/10/2009 0.8
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
Call Optio 500000 5.8
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 17 September 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 400 25.0000 AMER 19/09/2009
Option Purchased -10,000 60.0000 AMER 17/10/2009
Option Purchased -8,400 55.0000 AMER 17/10/2009
Option Purchased -4,400 45.0000 AMER 17/10/2009
Option Purchased -4,000 45.0000 AMER 19/09/2009
Option Purchased -1,600 40.0000 AMER 19/12/2009
Option Purchased -1,200 50.0000 AMER 19/09/2009
Option Purchased -25,200 45.0000 AMER 17/10/2009
Option Purchased -800 55.0000 AMER 17/10/2009
Option Purchased 500,000 5.4000 AMER 18/09/2009
Option Purchased 800 30.0000 AMER 19/12/2009
Option Purchased 4,800 35.0000 AMER 19/12/2009
Option Purchased 9,600 30.0000 AMER 19/09/2009
Option Purchased 32,000 50.0000 AMER 17/10/2009
Option Purchased 62,000 50.0000 AMER 17/10/2009
Option Purchased 1,000,000 900.0000 EURO 16/10/2009
Option Purchased -1,200 55.0000 AMER 19/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk